DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H• C•••••• P•••••• E••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 19, 2012 · 29 filings
SEC status approved since Apr 12, 2005
RAUM
$5.4B
reported, Item 5.F
Discretionary
13%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
78
18 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
19
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$5.4B as of Mar 31, 2026
Mar 19, 2012$4.6B then
HNW client RAUM$0 as of Oct 3, 2025
Mar 29, 2018$14.0M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 2, 20130 then
Employees (5.A)78 as of Mar 31, 2026
Apr 2, 201356 then
Private funds19 as of Mar 31, 2026
Mar 19, 201229 then
RAUM -33% over the last fiscal year-9.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 13%derivedof RAUM
- Institutional
- 28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, educational seminarsreportedItem 5.G
- Custody
- $1.3B, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.3B66%
- Pension and profit-sharing plans$1.2B25%
- Insurance companies$274M5.5%
- Corporations and businesses$184M3.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 50reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 38 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.6 institutional_share=0.28 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
54 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H• C•••••• I• S•• S•••••••• • A••• S•••••••• F••• I• | Private Equity Fund | $466M | 149 | Mar 30, 2017 |
| H• C•••••• I• S•• S•••••••• • A••• C•••••• V••• A••• | Private Equity Fund | $439M | 37 | Mar 28, 2019 |
| H• C•••••• I• S•• S•••••••• • A••• S•••••••• F••• V• | Private Equity Fund | $377M | 100 | Mar 31, 2020 |
| H• C•••••• I• S•• S•••••••• • A••• C•••••• V••• U••• | Private Equity Fund | $303M | 25 | Mar 28, 2019 |
| A••• C•••••• S•• S••••••••• U• P•••••••• | Private Equity Fund | $274M | 39 | Mar 30, 2015 |
| H• C•••••• I• S•• S•••••••• • A••• C••••••••• F••• I• | Private Equity Fund | $269M | 75 | Mar 31, 2020 |
| H• C•••••• I• S•• S••••••••• • A••• C•••••• I• U••• | Private Equity Fund | $192M | 15 | Mar 31, 2022 |
| H• C•••••• I• S•• S••••••••• • A••• C••••••••• F••• I•• | Private Equity Fund | $188M | 46 | Mar 31, 2022 |
| H• C•••••• I• S•• S•••••••• • A••• C•••••• V••• E••••• | Private Equity Fund | $184M | 17 | Mar 28, 2019 |
| A••• C•••••• S•• S•••••••• • A••• A••• I• | Private Equity Fund | $184M | 37 | Mar 30, 2016 |
| A••• C•••••• S•• S••••••••• E••••••• P•••••••• | Private Equity Fund | $146M | 28 | Mar 30, 2015 |
| H• C•••••• I• S•• S••••••••• • A••• C•••••• I• A••• | Private Equity Fund | $138M | 14 | Mar 31, 2022 |
| A••• S•••••••• F••• I•• L••• | Private Equity Fund | $136M | 92 | Apr 2, 2013 |
| A•••• R••••• T••••• L••• | Private Equity Fund | $123M | 34 | Mar 19, 2012 |
| A••• C•••••• S•• S•••••••• • A••• A••• S•••••••• F••• | Private Equity Fund | $101M | 37 | Mar 30, 2016 |
| H• C•••••• I• S•• S••••••••• • A••• S•••••••• F••• V• | Private Equity Fund | $70.2M | 8 | Mar 29, 2024 |
| A••• C•••••• I• L•••no longer reported | Private Equity Fund | $64.4M | 74 | Mar 19, 2012 |
| H• C•••••• I• S•• S••••••••• • A••• C•••••• I• E••••• | Private Equity Fund | $63.2M | 6 | Mar 31, 2022 |
| A••• C•••••• L•••no longer reported | Private Equity Fund | $54.9M | 36 | Mar 19, 2012 |
| H• C•••••• I• S•• S••••••••• • A••• D••• I••••• F••• | Private Equity Fund | $48.8M | 8 | Mar 31, 2022 |
| A••• A••• I• L••• | Private Equity Fund | $46.4M | 17 | Mar 19, 2012 |
| A••• C•••••• V••• U•••• L• | Private Equity Fund | $43.8M | 16 | Mar 31, 2021 |
| A••• G••••• P••••••• | Private Equity Fund | $37.1M | 10 | Mar 19, 2012 |
| A••• C•••••• I• G••• • C•• K•no longer reported | Private Equity Fund | $34.4M | 58 | Mar 19, 2012 |
| A••• C•••••• I• G••• • C•• K• | Private Equity Fund | $34.0M | 59 | Mar 29, 2024 |
| H•• V•••••• P•••••••• 2•••••••• L••• | Private Equity Fund | $27.8M | 7 | Mar 31, 2021 |
| A••• S•••••••• F••• I• L••• | Private Equity Fund | $27.2M | 26 | Mar 19, 2012 |
| H•• A•••• P• S•••••••• 2••• L••• | Private Equity Fund | $24.7M | 18 | Mar 31, 2021 |
| A••• A•••• G••••• F••• G••• • C•• K• | Private Equity Fund | $22.4M | 21 | Apr 2, 2013 |
| A••• S•••••••• F••• L••• | Private Equity Fund | $21.5M | 57 | Mar 19, 2012 |
| A••• A••• P•••••• G••• • C•• K• | Private Equity Fund | $21.1M | 26 | Mar 19, 2012 |
| A••• C•••••• I• C••••••••• G••• • C•• K•no longer reported | Private Equity Fund | $18.1M | 30 | Mar 19, 2012 |
| A••• C•••••• I• L•••no longer reported | Private Equity Fund | $17.9M | 27 | Mar 19, 2012 |
| A••• C•••••• V••••••• L••• | Private Equity Fund | $15.5M | 12 | Mar 19, 2012 |
| A••• C•••••• V••• L••• | Private Equity Fund | $13.9M | 14 | Mar 19, 2012 |
| A••• C•••••• V•••••• L••• | Private Equity Fund | $13.9M | 9 | Mar 19, 2012 |
| A••• S••••• L•••no longer reported | Private Equity Fund | $12.3M | 22 | Mar 19, 2012 |
| A••• V••••••• L•••no longer reported | Venture Capital Fund | $9.2M | 44 | Mar 19, 2012 |
| A••• C•••••• I• C••••••••• F••• L•••no longer reported | Private Equity Fund | $9.0M | 33 | Mar 19, 2012 |
| A••• C•••••• V•••••••• L••• | Private Equity Fund | $8.8M | 12 | Mar 19, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• M••• · Chief Executive Officer/ Chief Financial Officer Of Hq Capital Groupcontrolsince 03/2023 · owns less than 5%
- D• L••••• R••••• · Chief Executive Officer Of H• C•••••• P•••••• E••••• L••controlsince 08/2024 · owns less than 5%
- K•••••••• P•••••• · Managing Director, Global Head Of Operationscontrolsince 09/2022 · owns less than 5%
- L•••••• M•••• R••• · Managing Director, Head Of U.S. Investments, Global Head Of C•••••••••Scontrolsince 02/2015 · owns less than 5%
- W•••••• S••••••• B•••• · Managing Director, Global Head Of P•••••• Equitycontrolsince 12/2004 · owns less than 5%
- W•••••• B•••••••• G••• · Managing Director, Global Head Of Secondariescontrolsince 07/2019 · owns less than 5%
- D••••••• J•••••• D•••••• · Managing Director, U.S. Head Of Operations, General Counsel/ Chief Compliance Officersince 01/2022 · owns less than 5%
Entity owners
- H• C•••••• U••• L•• · Managing Memberdirect · owns 75% or more
- H• C•••••• G••• • C•• K• · Sole Shareholderindirect · owns 75% or more of H• C•••••• I••••••••• L•••
- H• C•••••• I••••••••• ••••• I••• · General Partnerindirect · owns F of H• C•••••• I••••••••• L•••
- H• C•••••• I••••••••• L••• · Sole Shareholderindirect · owns 75% or more of H• C•••••• U••• L••
- H• C•••••• M••••••••• G••• · General Partnerindirect · owns F of H• C•••••• G••• • C•• K•
- H• H•••••• G••• • C•• K• · Limited Partnerindirect · owns 25% to 50% of H• C•••••• G••• • C•• K•
- H• H•••••• M••••••••• G••• · General Partnerindirect · owns F of H• H•••••• G••• • C•• K•
Related persons
Schedule D 7.A
- A•••• R••••• T••••• G• L•••pooled vehicle sponsory
- A••• • T•••• L••pooled vehicle sponsory
- A••• A•• I• ••••••• G•pooled vehicle sponsory
- A••• A••• I• G• L•••pooled vehicle sponsory
- A••• C•••••• G• S•••••••pooled vehicle sponsory
- A••• C•••••• I• G• L•pooled vehicle sponsory
- A••• C•••••• V••••••• L•••pooled vehicle sponsory
- A••• C•••••• V••••• L•••pooled vehicle sponsory
- A••• C•••••• V• G• L•••pooled vehicle sponsory
- A••• S•••••••• ••••••• L•••pooled vehicle sponsory
- A••• S•••••••• F••• G• L•••pooled vehicle sponsory
- A••• S•••••••• I• G• L•••pooled vehicle sponsory
- A••• S•••••••• I•• G• L•••pooled vehicle sponsory
- H• C•••••• G• L•••pooled vehicle sponsory
- H• C•••••• I• G• S•• R•••pooled vehicle sponsory
- H• C•••••• I•• G• S••••••pooled vehicle sponsory
- H• C•••••• I• G• S••••••pooled vehicle sponsory
- H• C•••••• U••• L••pooled vehicle sponsory
- H• C•••••• V• G• S••••••pooled vehicle sponsory
- H•• A•••• S•••••••• G• L•••pooled vehicle sponsory
- H•• V•••••• G• L•••pooled vehicle sponsory
- P• C••••••• V••••••••• G•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Bad Homburg, Germany6 employees
- Victoria City, Hong Kong6 employees
- Miami, FL1 employees
- Singapore, Singapore1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 53.0% to 13.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: asset managers, $5B to $20B (684)
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $8,054,962,728 to $5,396,680,267 (-33.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 2.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 1.7% percentile
What changed
consecutive filings, newest first
- Accounts · 59 to 50Oct 3, 2025 to Mar 31, 2026
- Advisory employees · 14 to 18Oct 3, 2025 to Mar 31, 2026
- Charity clients · 0.0 to unsetOct 3, 2025 to Mar 31, 2026
- HNW clients · 0.0 to unsetOct 3, 2025 to Mar 31, 2026
- Individual clients · 0.0 to unsetOct 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 48 to 39Oct 3, 2025 to Mar 31, 2026
- Assets in custody · $5.5B to $1.3BOct 3, 2025 to Mar 31, 2026
- Employees · 76 to 78Oct 3, 2025 to Mar 31, 2026
- Private funds · 35 to 19Oct 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.3B to $690MOct 3, 2025 to Mar 31, 2026
- HNW RAUM · 0.0 to unsetOct 3, 2025 to Mar 31, 2026
- Individual RAUM · 0.0 to unsetOct 3, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $3.8B to $4.7BOct 3, 2025 to Mar 31, 2026
- Pension RAUM · $1.1B to $1.2BOct 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.1B to $3.3BOct 3, 2025 to Mar 31, 2026
- RAUM · $8.1B to $5.4BOct 3, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 3, 2025
- Accounts · 65 to 59Jan 17, 2025 to Mar 31, 2025
- Advisory employees · 21 to 14Jan 17, 2025 to Mar 31, 2025
- Corporate clients · 5 to 2Jan 17, 2025 to Mar 31, 2025
- Pooled vehicle clients · 50 to 48Jan 17, 2025 to Mar 31, 2025
- Assets in custody · $5.4B to $5.5BJan 17, 2025 to Mar 31, 2025
- Employees · 80 to 76Jan 17, 2025 to Mar 31, 2025
- HQ city · NEW YORK to MIAMIJan 17, 2025 to Mar 31, 2025
- HQ state · NY to FLJan 17, 2025 to Mar 31, 2025
- Private funds · 36 to 35Jan 17, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.2B to $4.3BJan 17, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $3.5B to $3.8BJan 17, 2025 to Mar 31, 2025
- Pension RAUM · $1.1B to $1.1BJan 17, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $5.8B to $6.1BJan 17, 2025 to Mar 31, 2025
- RAUM · $7.8B to $8.1BJan 17, 2025 to Mar 31, 2025
- Other offices · 3 to 4Mar 29, 2024 to Aug 16, 2024
- Accounts · 68 to 65Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 19 to 21Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 54 to 50Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $3.0B to $5.4BMar 31, 2023 to Mar 29, 2024
- Employees · 82 to 80Mar 31, 2023 to Mar 29, 2024
- Other offices · 2 to 3Mar 31, 2023 to Mar 29, 2024
- Private funds · 40 to 36Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.0B to $4.2BMar 31, 2023 to Mar 29, 2024
Signals
17 dated events
- H• C•••••• P•••••• E••••• L•• reported RAUM $5.4B, down 33% from $8.1B (2025-10-03 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Roland Du Luart (Chief Executive Officer Of H• C•••••• P•••••• E••••• L••) appeared on Schedule A of H• C•••••• P•••••• E••••• L••Aug 16, 2024 · Control person joined · fact
- P•••••• K••••••• (Global Head Of Operations) appeared on Schedule A of H• C•••••• P•••••• E••••• L••Mar 31, 2023 · Control person joined · fact
- Marc Brugger (Chief Executive Officer/ Chief Financial Officer) appeared on Schedule A of H• C•••••• P•••••• E••••• L••Mar 31, 2023 · Control person joined · fact
- H••••• H••• (Chief Financial Officer/ Chief Operating Officer) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2023-01-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- B•••• T••• (Chief Executive Officer) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2023-01-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Inolis Rosario (Managing Director) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2022-03-31, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Inolis Rosario (Managing Director) appeared on Schedule A of H• C•••••• P•••••• E••••• L••Mar 31, 2022 · Control person joined · fact
- Jay Timmy Avery (Chief Financial Officer/ Chief Operating Officer U.S.) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2020-06-02, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Alan Timothy Brody (Managing Director) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2019-03-28, absent 2019-07-10)Jul 10, 2019 · Control person left · inference
- Alan Christopher Lawrence (Managing Director) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2019-03-28, absent 2019-07-10)Jul 10, 2019 · Control person left · inference
- Thomas Christian Munafo (Managing Director) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2019-03-28, absent 2019-07-10)Jul 10, 2019 · Control person left · inference
- Gray Benjamin Wilson (Managing Director) appeared on Schedule A of H• C•••••• P•••••• E••••• L••Jul 10, 2019 · Control person joined · fact
- H••••• H••• (Chief Financial Officer/ Chief Operating Officer (Europe)) appeared on Schedule A of H• C•••••• P•••••• E••••• L••Mar 28, 2019 · Control person joined · fact
- B•••• T••• (Managing Director) appeared on Schedule A of H• C•••••• P•••••• E••••• L••Mar 28, 2019 · Control person joined · fact
- Fritz Georg Wunderlin (Chief Executive Officer) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2018-03-29, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- H••• H•••• D••••••••• (Chief Operating Officer) no longer on Schedule A of H• C•••••• P•••••• E••••• L•• (listed 2018-03-29, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- H• C•••••• P•••••• E••••• L•• · Family Officesshared crd · office
- H• C•••••• P•••••• E••••• L•• · Independent Sponsorsshared crd · capital_provider
- H• C•••••• P•••••• E••••• L•• · Private Equityshared crd · organization
- H• C•••••• P•••••• E••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- hqcapital.com/enreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786-944-0500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026