DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Other Private Fundadvised byI••••• C••••••• L••asset manager805-1280369386IAPD
Gross asset value
$7.4M
as of Oct 23, 2024; not a fund size
Peak GAV
$25.3M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$15,000
as reported
Adviser and related own
30%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
46 filings
Apr 1, 2013 to Oct 23, 2024
Reporting history
one row per Form ADV filing
Gross asset value$7.4M as of Oct 23, 2024
Apr 1, 2013$2.5M then
Owners12 as of Oct 23, 2024
Apr 1, 201310 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
021-193549reportedthe join to the Form D offering
Type as written
SPECIAL PURPOSE VEHICLEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    San Francisco, California
  • National Financial Services LLC
    Boston, Massachusetts
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
30%reportedadviser and related persons