DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••• P••••••• O••••••• F•••• L•
Gross asset value
$409M
as of Nov 27, 2024; not a fund size
Peak GAV
$3.8B
highest filing
Owners
73
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
28%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
2%
Reported
22 filings
Mar 29, 2012 to Nov 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$409M as of Nov 27, 2024
Mar 29, 2012$1.3B then
Owners73 as of Nov 27, 2024
Mar 29, 20126 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-77434reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A.New York, New York
- Fidelity Prime FinancingBoston, Massachusetts
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
- Nomura Global Financial Products IncNew York, New York · LEI 0Z3VO5H2G7GRS05BHJ91
- Northern Trust International Banking CorporationJersey City, New Jersey
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 28%reportedadviser and related persons