DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••• P•••••••
Legal name H•••• P•••••••• L••
Latest filing Jul 15, 2026
First filing on the tape Mar 29, 2012 · 25 filings
SEC status approved since Jan 6, 2011
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
17 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$5.0B as of Jul 15, 2026
Mar 29, 2012$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Mar 29, 20120 then
Employees (5.A)28 as of Jul 15, 2026
Apr 1, 201319 then
Private funds3 as of Jul 15, 2026
Mar 29, 20124 then
RAUM +20% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $498MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.9B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.9B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••• P••••••• V••••••• B••• M•••••• L• | Hedge Fund | $1.7B | 62 | Feb 25, 2021 |
| H•••• P•••••••• L•no longer reported | Hedge Fund | $788M | 90 | Mar 29, 2012 |
| H•••• P••••••• O••••••• F•••• L••no longer reported | Hedge Fund | $557M | 27 | Mar 29, 2012 |
| H•••• P••••••• O••••••• F•••• L• | Hedge Fund | $409M | 73 | Mar 29, 2012 |
| H•••• P••••••• C••••••••• M•••••• L•no longer reported | Hedge Fund | $193M | 22 | Mar 31, 2014 |
| H•••• P••••••• L••• M•••••• L•no longer reported | Hedge Fund | $38.6M | 11 | Mar 31, 2014 |
| H•••• P••••••• 1•• M•••••• L• | Hedge Fund | $11.3M | 8 | Nov 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• J•••••••• A• G• · Portfolio Managercontrolsince 10/2004 · owns less than 5%
- L••••••• S•••••• R••••• · Chief Compliance Officer And Counselcontrolsince 03/2023 · owns less than 5%
- M••••• D••••••• E••••• · Chief Financial Officercontrolsince 05/2017 · owns less than 5%
- A•••••••• J•••••••• A• G• · Managing Membercontrolsince 07/2017 · owns 75% or more of H•••• P••••••• M••••••••• G•• L••
- A•••••••• J•••••••• A• G• · Limited Partnercontrolsince 07/2017 · owns 75% or more of H•••• P••••••• M••••••••• L•
Entity owners
- H•••• P••••••• M••••••••• L• · Managing Memberdirect · owns 75% or more
- H•••• P••••••• M••••••••• G•• L•• · General Partnerindirect · owns F of H•••• P••••••• M••••••••• L•
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 18 to 17Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $4.0B to $4.9BMar 28, 2025 to Mar 30, 2026
- Employees · 25 to 28Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.1B to $5.0BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.1B to $5.0BMar 28, 2025 to Mar 30, 2026
- RAUM · $4.1B to $5.0BMar 28, 2025 to Mar 30, 2026
- Accounts · 8 to 10Nov 27, 2024 to Mar 28, 2025
- Advisory employees · 17 to 18Nov 27, 2024 to Mar 28, 2025
- Pooled vehicle clients · 8 to 10Nov 27, 2024 to Mar 28, 2025
- Assets in custody · $4.2B to $4.0BNov 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Nov 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.3B to $4.1BNov 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.3B to $4.1BNov 27, 2024 to Mar 28, 2025
- RAUM · $4.3B to $4.1BNov 27, 2024 to Mar 28, 2025
- Private funds · 2 to 3Jul 17, 2024 to Nov 27, 2024
- Accounts · 9 to 8Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 8Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $2.4B to $4.2BMar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.9B to $4.3BMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.9B to $4.3BMar 30, 2023 to Mar 28, 2024
- RAUM · $2.9B to $4.3BMar 30, 2023 to Mar 28, 2024
- Advisory employees · 14 to 17Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $2.5B to $2.4BMar 31, 2022 to Mar 30, 2023
- Employees · 24 to 25Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.0B to $2.9BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.0B to $2.9BMar 31, 2022 to Mar 30, 2023
- RAUM · $3.0B to $2.9BMar 31, 2022 to Mar 30, 2023
- Accounts · 13 to 9Dec 7, 2021 to Mar 31, 2022
- Advisory employees · 13 to 14Dec 7, 2021 to Mar 31, 2022
- Pooled vehicle clients · 13 to 9Dec 7, 2021 to Mar 31, 2022
- Assets in custody · $3.0B to $2.5BDec 7, 2021 to Mar 31, 2022
- Employees · 21 to 24Dec 7, 2021 to Mar 31, 2022
- Private funds · 4 to 2Dec 7, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.2B to $3.0BDec 7, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $3.2B to $3.0BDec 7, 2021 to Mar 31, 2022
- RAUM · $3.2B to $3.0BDec 7, 2021 to Mar 31, 2022
- Accounts · 10 to 13Mar 27, 2020 to Feb 25, 2021
- Advisory employees · 14 to 13Mar 27, 2020 to Feb 25, 2021
- Pooled vehicle clients · 10 to 13Mar 27, 2020 to Feb 25, 2021
- Assets in custody · $3.4B to $3.0BMar 27, 2020 to Feb 25, 2021
Signals
9 dated events
- H•••• P••••••• reported RAUM $4.3B, up 46% from $2.9B (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- R••••• S••••• L•••••• (Chief Compliance Officer And Counsel) appeared on Schedule A of H•••• P•••••••Mar 30, 2023 · Control person joined · fact
- R••••• Thomas Lynch (Chief Operating Officer & Chief Of Staff) no longer on Schedule A of H•••• P••••••• (listed 2021-12-07, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- L••• J•••••• B•••••••• (Chief Compliance Officer And Counsel) no longer on Schedule A of H•••• P••••••• (listed 2021-05-07, absent 2021-12-07)Dec 7, 2021 · Control person left · inference
- L••• J•••••• B•••••••• (Chief Compliance Officer And Counsel) appeared on Schedule A of H•••• P•••••••May 7, 2021 · Control person joined · fact
- Louis Jonathan Salinas (Chief Operating Officer) no longer on Schedule A of H•••• P••••••• (listed 2020-03-27, absent 2021-02-25)Feb 25, 2021 · Control person left · inference
- R••••• Thomas Lynch (Chief Operating Officer & Chief Of Staff) appeared on Schedule A of H•••• P•••••••Feb 25, 2021 · Control person joined · fact
- E.K. Courtney Lewis (Chief Compliance Officer & General Counsel) no longer on Schedule A of H•••• P••••••• (listed 2019-03-29, absent 2019-05-17)May 17, 2019 · Control person left · inference
- H•••• P••••••• reported RAUM $4.3B, down 31% from $6.2B (2018-03-27 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-984-2415reportedpublic record, Form ADV, Jul 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026