DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••• E••••••• M••••• F••• L••••••
Gross asset value
$90.1M
as of Jun 5, 2018; not a fund size
Peak GAV
$227M
highest filing
Owners
9
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
26 filings
Mar 29, 2012 to Jun 5, 2018
Reporting history
one row per Form ADV filing
Gross asset value$90.1M as of Jun 5, 2018
Mar 29, 2012$137M then
Owners9 as of Jun 5, 2018
Mar 29, 201239 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-220907reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank Ag, London BranchLondong, United Kingdom
- Goldman Sachs InternationalLondon, United Kingdom
- Morgan Stanley & Co International PlcLondon, United Kingdom
- UBS Ag, London BranchLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons