DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• A•••• M••••••••• S•
Latest filing Jun 25, 2026
First filing on the tape Mar 29, 2012 · 46 filings
SEC status approved since Jun 13, 2006
RAUM
$331B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$8.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
549
166 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$331B as of Jun 25, 2026
Mar 29, 2012$97B then
HNW client RAUM$8.6M as of Jun 25, 2026
Mar 28, 2018$17.7M then
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Mar 25, 20130 then
Employees (5.A)549 as of Jun 25, 2026
Mar 25, 2013217 then
Private funds1 as of Mar 31, 2025
Mar 29, 20124 then
RAUM +20% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $571MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$285B86%
- Pension and profit-sharing plans$29B8.9%
- State and municipal entities$12B3.5%
- Banks and thrifts$1.3B0.4%
- Charitable organizations$1.3B0.4%
- Insurance companies$986M0.3%
- Corporations and businesses$946M0.3%
- Investment companies$171M0.1%
- Sovereign wealth funds$138M0.0%
- High-net-worth individuals$8.6M0.0%
- Other investment advisers$353,9400.0%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- 74reported
- Charitable clients
- 19reported
- Accounts
- 579reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.86 institutional_share=0.13 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••••• M••••• F••• L•••••• | Hedge Fund | $1.8B | 276 | Mar 29, 2012 |
| P••••• E••••••• L•••• C••••••• D••• F••• L••no longer reported | Other Private Fund | $317M | 18 | Mar 29, 2012 |
| P••••• G••••• E••••••• D••• F••• L••no longer reported | Other Private Fund | $212M | 2 | Mar 29, 2017 |
| A•••• P•••••• M••••• F••• L••no longer reported | Hedge Fund | $154M | 2 | Mar 29, 2012 |
| M••••••• O••••••• M••••• F••• L••no longer reported | Hedge Fund | $116M | 3 | Feb 15, 2013 |
| A•••• M••••• F••• L•• | Hedge Fund | $96.4M | 12 | Mar 29, 2012 |
| C•••• E••••••• M••••• F••• L••••••no longer reported | Hedge Fund | $90.1M | 9 | Mar 29, 2012 |
| K••••• M••••• F••• L••••••no longer reported | Hedge Fund | $84.7M | 10 | Feb 15, 2013 |
| P• M•••••• F•••• S••• • S••••••••• P•••••••• 3•no longer reported | Hedge Fund | $22.1M | 12 | Mar 28, 2014 |
| P••••• E••••••• M•••••• C•••••••• B••• F••• L••no longer reported | Other Private Fund | $21.7M | 1 | Jan 16, 2014 |
| P••••• I••••••••• E••••• O••••••••• F••• L••no longer reported | Other Private Fund | $18.7M | 1 | Feb 23, 2021 |
| P••••• I••••••••• E••••• F••• L•• | Other Private Fund | $12.0M | 2 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D••••• · Head Of Marketing And Productscontrolsince 11/2014 · owns less than 5%
- B••••• X•••••• A•••• · Chairman Of The Board Of Directorscontrolsince 06/2018 · owns less than 5%
- B•••••• M•••• T•••••• · Chief Investment Officer - Fixed Incomecontrolsince 10/2023 · owns less than 5%
- D• W•••• P•••••••• T••••• · Chief Investment Officer - Equitiescontrolsince 01/2017 · owns less than 5%
- D• P••••••• L••• · Head Of Sales For Distribution Channelscontrolsince 01/2016 · owns less than 5%
- E•••••••• S••••••••• A•••••• · Chief Executive Officer, Head Of Investments And Directorcontrolsince 07/2023 · owns less than 5%
- G•••••••• O••••••• Y•••••• A•••••• · Chief Investment Officer - Multi Asset And Quantitative Investmentscontrolsince 01/2006 · owns less than 5%
- H•••• V•• S••••••••• S•••••• · Directorcontrolsince 01/2023 · owns less than 5%
- J••••••• C••••••• G••••• · Head Of Human Resourcescontrolsince 11/2014 · owns less than 5%
- K•••• M•••••• P•••••• · Chief Operating Officer And Head Of Technologycontrolsince 03/2023 · owns less than 5%
- M••••• F••••••••• E•••• · Chief Investment Risk And Data Officercontrolsince 03/2023 · owns less than 5%
- Q••••• N••••• M•••••• · Head Of Sales For Institutional Clientscontrolsince 02/2016 · owns less than 5%
- S•••••• J•••• A•••••••• · Chief Risk Officercontrolsince 06/2018 · owns less than 5%
- T••••••• N••••••• C•••••••• · Chief Legal Officercontrolsince 03/2011 · owns less than 5%
- V•••••••• K•••••• P••••••• · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- V•••••••• C•••••• J••• · Chief Financial Officercontrolsince 11/2014 · owns less than 5%
Entity owners
- P••••• A•••• M••••••••• H•••••• S• · Shareholderdirect · owns 75% or more
- P••••• • C•• G•••• S•• · Shareholderindirect · owns 75% or more of P••••• A•••• M••••••••• H•••••• S•
- P••••• • P••••••• · Shareholderindirect · owns 75% or more of P••••• • C•• G•••• S••
Related persons
Schedule D 7.A
- B••••• P••••• • C•• ••••••• A•investment advisern
- B••••• P••••• • C•• S•broker-dealerinvestment advisertrust companypooled vehicle sponsorn
- F••••••••• S•••••••• ••••••• S•••investment adviserbankpooled vehicle sponsorn
- F••••••••• S•••••••• ••••••• S•pooled vehicle sponsorn
- P••••• A••••••••• A••••••• ••• L••investment advisern
- P••••• A••••••••• A••••••• S•investment advisern
- P••••• A•••• M••••••••• ••••••• S•investment adviserpooled vehicle sponsorn
- P••••• A•••• M••••••••• •••• K•••• L••••••investment adviserpooled vehicle sponsorn
- P••••• A•••• M••••••••• •••••• L••••••investment adviserpooled vehicle sponsorn
- P••••• A•••• M••••••••• ••••••••• P•• L••investment adviserbanknRAUM $3.9B
- P••••• A•••• M••••••••• •••• C•••investment adviserbanknRAUM $382M
- P••••• A•••• M••••••••• I•••investment advisern
- P••••• A•••• M••••••••• L••••••investment adviserbanknRAUM $24B
- P••••• N•••• A•••••• A••••••• S•investment advisernRAUM $5.3B
- P••••• P•••••• F••• M••••••••• ••••••••• L••••••investment advisern
- P••••• S••• ••••••• L••investment advisern
Advisers that list P••••• A•••• M••••••••• S• as a related person
Offices
Schedule D 1.F, the 25 largest
- Zurich, Switzerland16 employees
What changed
consecutive filings, newest first
- Accounts · 578 to 579May 14, 2026 to Jun 25, 2026
- Pooled vehicle clients · 418 to 419May 14, 2026 to Jun 25, 2026
- Discretionary RAUM · $331B to $331BMay 14, 2026 to Jun 25, 2026
- Non-discretionary RAUM · $108M to $353,940May 14, 2026 to Jun 25, 2026
- Pooled vehicle RAUM · $284B to $285BMay 14, 2026 to Jun 25, 2026
- RAUM · $331B to $331BMay 14, 2026 to Jun 25, 2026
- Accounts · 541 to 578Nov 12, 2025 to Mar 30, 2026
- Advisory employees · 198 to 166Nov 12, 2025 to Mar 30, 2026
- Charity clients · 18 to 19Nov 12, 2025 to Mar 30, 2026
- Corporate clients · 15 to 16Nov 12, 2025 to Mar 30, 2026
- Individual clients · unset to 0.0Nov 12, 2025 to Mar 30, 2026
- Pension plan clients · 75 to 74Nov 12, 2025 to Mar 30, 2026
- Pooled vehicle clients · 387 to 418Nov 12, 2025 to Mar 30, 2026
- Employees · 553 to 549Nov 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $277B to $331BNov 12, 2025 to Mar 30, 2026
- HNW RAUM · $7.4M to $8.6MNov 12, 2025 to Mar 30, 2026
- Individual RAUM · unset to 0.0Nov 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $113M to $108MNov 12, 2025 to Mar 30, 2026
- Pension RAUM · $16B to $29BNov 12, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $245B to $284BNov 12, 2025 to Mar 30, 2026
- RAUM · $277B to $331BNov 12, 2025 to Mar 30, 2026
- Private funds · 1 to unsetMar 31, 2025 to Nov 12, 2025
- Accounts · 527 to 541Mar 22, 2024 to Mar 31, 2025
- Advisory employees · 227 to 198Mar 22, 2024 to Mar 31, 2025
- Charity clients · 17 to 18Mar 22, 2024 to Mar 31, 2025
- Corporate clients · 17 to 15Mar 22, 2024 to Mar 31, 2025
- Pension plan clients · 70 to 75Mar 22, 2024 to Mar 31, 2025
- Pooled vehicle clients · 374 to 387Mar 22, 2024 to Mar 31, 2025
- Employees · 572 to 553Mar 22, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 31, 2025
- HQ state · unset to Mar 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $258B to $277BMar 22, 2024 to Mar 31, 2025
- HNW RAUM · $20.8M to $7.4MMar 22, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $204M to $113MMar 22, 2024 to Mar 31, 2025
- Pension RAUM · $14B to $16BMar 22, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $228B to $245BMar 22, 2024 to Mar 31, 2025
- RAUM · $258B to $277BMar 22, 2024 to Mar 31, 2025
- Accounts · 525 to 527Oct 20, 2023 to Mar 22, 2024
- Advisory employees · 178 to 227Oct 20, 2023 to Mar 22, 2024
- Charity clients · 16 to 17Oct 20, 2023 to Mar 22, 2024
Signals
15 dated events
- Suzanne Haury Von Siebenthal (Director) appeared on Schedule A of P••••• A•••• M••••••••• S•Mar 22, 2024 · Control person joined · fact
- Anastase Laurent Ramsey (Head Of Sales & Client Relationships) no longer on Schedule A of P••••• A•••• M••••••••• S• (listed 2023-07-13, absent 2023-10-20)Oct 20, 2023 · Control person left · inference
- Therese Mary Barton (Chief Investment Officer - Fixed Income) appeared on Schedule A of P••••• A•••• M••••••••• S•Oct 20, 2023 · Control person joined · fact
- Deva Raymond Sagayam (Chief Investment Officer - Fixed Income) no longer on Schedule A of P••••• A•••• M••••••••• S• (listed 2023-07-13, absent 2023-10-20)Oct 20, 2023 · Control person left · inference
- Werner Rolf Banz (Member Of The Board Of Directors) no longer on Schedule A of P••••• A•••• M••••••••• S• (listed 2022-06-13, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Cynthia O'Gorman Schem (Chief Operating Officer) no longer on Schedule A of P••••• A•••• M••••••••• S• (listed 2022-06-13, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Patrick Martin Kunz (Chief Operating Officer) appeared on Schedule A of P••••• A•••• M••••••••• S•Mar 23, 2023 · Control person joined · fact
- Elena Mendez Fraboulet (Chief Investment Risk) appeared on Schedule A of P••••• A•••• M••••••••• S•Mar 23, 2023 · Control person joined · fact
- P••••••• K••••• Valtanen (Chief Compliance Officer) appeared on Schedule A of P••••• A•••• M••••••••• S•Oct 28, 2021 · Control person joined · fact
- Erika Beaumier (Chief Compliance Officer) no longer on Schedule A of P••••• A•••• M••••••••• S• (listed 2021-06-09, absent 2021-10-28)Oct 28, 2021 · Control person left · inference
- Renaud Fernand De Planta (Chairman Of The Board Of Directors) no longer on Schedule A of P••••• A•••• M••••••••• S• (listed 2019-03-21, absent 2019-04-15)Apr 15, 2019 · Control person left · inference
- Yves Daniel Wanner (Member Of The Board Of Directors) no longer on Schedule A of P••••• A•••• M••••••••• S• (listed 2018-06-05, absent 2019-03-21)Mar 21, 2019 · Control person left · inference
- Alain Xavier Barde (Member Of The Board Of Directors) appeared on Schedule A of P••••• A•••• M••••••••• S•Mar 21, 2019 · Control person joined · fact
- P••••• A•••• M••••••••• S• reported RAUM $173.3B, up 41% from $122.8B (2017-03-30 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- P••••• A•••• M••••••••• S•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 29, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pictet-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- am.pictet.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +41-58-323-3333reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026