DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••••••• P••••••• C•••••••• F••• I• L•••
Gross asset value
$83.1M
as of Oct 30, 2024; not a fund size
Peak GAV
$149M
highest filing
Owners
11
beneficial owners reported
Minimum investment
$1.4M
as reported
Adviser and related own
1%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
56%
Reported
45 filings
Mar 29, 2012 to Oct 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$83.1M as of Oct 30, 2024
Mar 29, 2012$141M then
Owners11 as of Oct 30, 2024
Mar 29, 20129 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-118409reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan Chase Bank, N.A.London, United Kingdom · LEI 7H6GLXDRUGQFU57RNE97
- Jpmorgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan StanleyBoston, Massachusetts
- Morgan StanleyOrinda, California
- Raymond James & Associates, Inc.St. Petersburg, Florida
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
- UBS Financial Services Inc.Boston, Massachusetts · LEI ETYRV6ORNFJB5NONI676
Across DFX
shared identifiers only
- H••••••••• P••••••• C•••••••• F••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons