DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S••••••••• S••••• G••••• E••••• F•••• L•••
Other Private Fundadvised byS••••••••• A•••• M••••••••• G•••• L••independent RIA805-1461365386no longer reportedIAPD
Gross asset value
$72.0M
as of Jun 19, 2015; not a fund size
Peak GAV
$72.1M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
16 filings
Mar 30, 2012 to Jun 19, 2015
Reporting history
one row per Form ADV filing
Gross asset value$72.0M as of Jun 19, 2015
Mar 30, 2012$47.8M then
Owners32 as of Jun 19, 2015
Mar 30, 201232 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-145318reportedthe join to the Form D offering
- Type as written
- POOLED INVESTMENT VEHICLEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab CorporationOrlando, Florida
- State Street CorporationQuincy, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons