DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• A• • C•••••• E••••• M•••••••• O••••••••• A• S••••• O• G•••• S••••• P•••••• I••••••••• P•••••••• L••
Private Equity Fundadvised byS•••• G•••• C•••••• A•••••••• L••independent RIA805-1482499291no longer reportedIAPD
Gross asset value
$6.4M
as of Feb 18, 2019; not a fund size
Peak GAV
$8.2M
highest filing
Owners
48
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Mar 28, 2013 to Feb 18, 2019
Reporting history
one row per Form ADV filing
Gross asset value$6.4M as of Feb 18, 2019
Mar 28, 2013$2.4M then
Owners48 as of Feb 18, 2019
Mar 28, 201348 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 12% of the adviser's clients investedreported
- Form D file number
- 021-192156reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
No custodian reported.
Across DFX
shared identifiers only
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons