DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L•••• S••••• M•••••• M••••• F•••• L•••
Gross asset value
$414M
as of Mar 27, 2024; not a fund size
Peak GAV
$3.3B
highest filing
Owners
3
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
37%
Reported
23 filings
Feb 14, 2013 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$414M as of Mar 27, 2024
Feb 14, 2013$94.2M then
Owners3 as of Mar 27, 2024
Feb 14, 20132 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.San Francisco, California
- Goldman Sachs & Co. LLCSan Francisco, California
- Morgan Stanley & Co. LLCSan Francisco, California
- The Northern Trust International Banking CorporationJersey City, New Jersey · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons