DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• S••••• C•••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 14, 2013 · 25 filings
SEC status approved since Mar 4, 2013
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
23
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.6B as of Mar 27, 2026
Jan 16, 2014$740M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Jan 16, 20140 then
Employees (5.A)14 as of Mar 27, 2026
Jan 16, 20149 then
Private funds23 as of Mar 27, 2026
Jan 16, 20143 then
RAUM +39% over the last fiscal year+22% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $65.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $771M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $771M for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••• S••••• B••••• C•••••••• 4• L•••no longer reported | Private Equity Fund | $611M | 87 | Nov 25, 2019 |
| L•••• S••••• M•••••• M••••• F•••• L••• | Hedge Fund | $414M | 3 | Feb 14, 2013 |
| L•••• S••••• A••••• L••• | Hedge Fund | $177M | 256 | Jun 20, 2014 |
| L•••• S••••• H••••••• L•••no longer reported | Hedge Fund | $176M | 62 | Feb 14, 2013 |
| L•••• S••••• B••••• I•• L••• | Private Equity Fund | $157M | 145 | Mar 30, 2021 |
| L•••• S••••• X••••• L••• | Hedge Fund | $104M | 102 | Feb 14, 2013 |
| L•••• S••••• T••••••• M••••• F•••• L••• | Hedge Fund | $83.5M | 3 | Mar 29, 2018 |
| L•••• S••••• B••••• C•••••••• 2• L•••no longer reported | Private Equity Fund | $67.5M | 40 | Aug 29, 2019 |
| L•••• S••••• S•••• L••• | Private Equity Fund | $42.7M | 46 | Jan 29, 2021 |
| L•••• S••••• B••••• I• L••• | Private Equity Fund | $42.7M | 63 | Mar 28, 2019 |
| L•••• S••••• T••••••• O•••••• F•••• L••• | Hedge Fund | $40.4M | 25 | Mar 29, 2018 |
| L•••• S••••• S•••• L••• | Private Equity Fund | $40.2M | 81 | Mar 30, 2021 |
| L•••• S••••• B••••• C•••••••• 1• L•••no longer reported | Private Equity Fund | $30.5M | 44 | Mar 28, 2019 |
| L•••• S••••• S•• O••••••• 1• L•••no longer reported | Private Equity Fund | $21.4M | 6 | Nov 25, 2019 |
| L•••• S••••• S•••• L••• | Private Equity Fund | $18.0M | 33 | Mar 30, 2016 |
| L•••• S••••• T••••••• O••••••• F•••• L••• | Hedge Fund | $16.4M | 2 | Mar 29, 2018 |
| L•••• S••••• H•••• L••• | Hedge Fund | $15.9M | 2 | Mar 30, 2021 |
| L•••• S••••• H•••• L••• | Hedge Fund | $15.0M | 1 | Mar 30, 2021 |
| L•••• S••••• S••• ••••••••• L••• | Private Equity Fund | $14.7M | 5 | Jan 29, 2021 |
| L•••• S••••• S•••• L•••no longer reported | Private Equity Fund | $12.6M | 38 | Aug 28, 2018 |
| L•••• S••••• B••••• P••••••••• I• L••• | Private Equity Fund | $7.9M | 19 | Mar 28, 2019 |
| L•••• S••••• S•••• L••• | Private Equity Fund | $7.3M | 22 | Aug 29, 2019 |
| L•••• S••••• B••••• C•••••••• 3• L••• | Private Equity Fund | $5.5M | 16 | Aug 29, 2019 |
| L•••• S••••• S••• ••••••••• L••• | Private Equity Fund | $4.5M | 2 | Mar 30, 2021 |
| L•••• S••••• S••• L•••no longer reported | Private Equity Fund | $4.2M | 19 | Mar 30, 2015 |
| L•••• S••••• B••••• C•••••••• 5• L••• | Private Equity Fund | $2.9M | 26 | Mar 31, 2023 |
| L•••• S••••• S•• M•••••• L•••no longer reported | Private Equity Fund | $2.2M | 4 | Aug 28, 2018 |
| L•••• S••••• S•• O•••••••• L•••no longer reported | Private Equity Fund | $1.7M | 4 | Aug 28, 2018 |
| L•••• S••••• S•••• L•••no longer reported | Hedge Fund | $0 | 1 | Mar 30, 2022 |
| L•••• S••••• P•••••• L••• | Hedge Fund | $0 | 0 | Mar 27, 2024 |
| L•••• S••••• P•••••• L••• | Hedge Fund | $0 | 0 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• G•••• T••••• · Chief Investment Officer / Foundercontrolsince 05/2010 · owns less than 5%
- L••••• G•••••• W•••••• · Chief Operating Officercontrolsince 11/2022 · owns less than 5%
- R•••••• T•••• J••••• · Chief Compliance Officer / General Counselcontrolsince 12/2016 · owns less than 5%
- W••••••• R•••••• M•••••• · Chief Financial Officercontrolsince 01/2021 · owns less than 5%
- K•••••• A••• W••••••• · Trustee Of K••••• R•••••••• T••••controlsince 08/2010 · owns F of K••••• R•••••••• T••••
- K•••••• G•••• T••••• · Trustee Of K••••• R•••••••• T••••controlsince 08/2010 · owns F of K••••• R•••••••• T••••
Entity owners
- K••••• R•••••••• T•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- L•••• S••••• B••••• G• I• L••pooled vehicle sponsorn
- L•••• S••••• B••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 22 to 24Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 6 to 5Mar 27, 2025 to Mar 27, 2026
- Pooled vehicle clients · 22 to 24Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $617M to $771MMar 27, 2025 to Mar 27, 2026
- Private funds · 22 to 23Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.1B to $1.6BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.1B to $1.6BMar 27, 2025 to Mar 27, 2026
- RAUM · $1.1B to $1.6BMar 27, 2025 to Mar 27, 2026
- Accounts · 19 to 22Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 5 to 6Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 19 to 22Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $452M to $617MMar 27, 2024 to Mar 27, 2025
- Employees · 13 to 14Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Private funds · 19 to 22Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $821M to $1.1BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $821M to $1.1BMar 27, 2024 to Mar 27, 2025
- RAUM · $821M to $1.1BMar 27, 2024 to Mar 27, 2025
- Advisory employees · 9 to 5Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $463M to $452MMar 31, 2023 to Mar 27, 2024
- Employees · 15 to 13Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $862M to $821MMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $862M to $821MMar 31, 2023 to Mar 27, 2024
- RAUM · $862M to $821MMar 31, 2023 to Mar 27, 2024
- Accounts · 20 to 19Nov 17, 2022 to Mar 31, 2023
- Advisory employees · 12 to 9Nov 17, 2022 to Mar 31, 2023
- Pooled vehicle clients · 20 to 19Nov 17, 2022 to Mar 31, 2023
- Assets in custody · $1.9M to $463MNov 17, 2022 to Mar 31, 2023
- Employees · 30 to 15Nov 17, 2022 to Mar 31, 2023
- Private funds · 20 to 19Nov 17, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.6B to $862MNov 17, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.6B to $862MNov 17, 2022 to Mar 31, 2023
- RAUM · $2.6B to $862MNov 17, 2022 to Mar 31, 2023
- Other offices · 2 to 0Mar 30, 2022 to Nov 17, 2022
- Accounts · 24 to 20Jan 7, 2022 to Mar 30, 2022
- Advisory employees · 15 to 12Jan 7, 2022 to Mar 30, 2022
- Pooled vehicle clients · 24 to 20Jan 7, 2022 to Mar 30, 2022
- Assets in custody · $3.1B to $1.9MJan 7, 2022 to Mar 30, 2022
- Employees · 29 to 30Jan 7, 2022 to Mar 30, 2022
- Private funds · 24 to 20Jan 7, 2022 to Mar 30, 2022
Signals
11 dated events
- L•••• S••••• C•••••• M••••••••• L•• reported RAUM $1.6B, up 39% from $1.1B (2025-03-27 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- L•••• S••••• C•••••• M••••••••• L•• reported RAUM $1.1B, up 38% from $821.2M (2024-03-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- L•••• S••••• C•••••• M••••••••• L•• reported RAUM $861.6M, down 67% from $2.6B (2022-11-17 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- David James Lindberg (Chief Operating Officer) no longer on Schedule A of L•••• S••••• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2022-11-17)Nov 17, 2022 · Control person left · inference
- William George Lynch (Chief Operating Officer) appeared on Schedule A of L•••• S••••• C•••••• M••••••••• L••Nov 17, 2022 · Control person joined · fact
- L•••• S••••• C•••••• M••••••••• L•• reported RAUM $2.6B, down 41% from $4.4B (2022-01-07 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- L•••• S••••• C•••••• M••••••••• L•• reported RAUM $4.4B, up 78% from $2.5B (2021-01-29 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Michael Robert Wenzell (Chief Financial Officer) appeared on Schedule A of L•••• S••••• C•••••• M••••••••• L••Jan 29, 2021 · Control person joined · fact
- L•••• S••••• C•••••• M••••••••• L•• reported RAUM $2.3B, up 50% from $1.5B (2018-03-29 to 2018-08-28)Aug 28, 2018 · RAUM change · derived
- L•••• S••••• C•••••• M••••••••• L•• reported RAUM $1.5B, up 25% from $1.2B (2017-08-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- L•••• S••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 14, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••• S••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L•••• S••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/light-street-capital-management-llc/mycreportedpublic record, Form ADV, Sep 18, 2026
- Website
- L••••S•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-234-1640reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026