DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

W•••••• P••••• E••••• •••• P••••••••• L•••

Private Equity Fundadvised byW•••••• P••••• L••asset manager805-1493818227IAPD
Gross asset value
$39.9M
as of Sep 3, 2024; not a fund size
Peak GAV
$87.1M
highest filing
Owners
92
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
24%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
28 filings
Mar 27, 2015 to Sep 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$39.9M as of Sep 3, 2024
Mar 27, 2015$2.9M then
Owners92 as of Sep 3, 2024
Mar 27, 201587 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Blackrock Advisors, LLC
    Wilmington, Delaware
  • Bofa Securities, Inc.
    New York, New York
  • Btig, LLC
    San Francisco, California
  • Credit Suisse Securities (USA) LLC
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Investment Management Inc.
    New York, New York
  • J.P. Morgan Securities LLC
    Newark, Delaware
  • Jefferies
    London, United Kingdom
  • JP Morgan Chase Bank Na
    New York, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Wells Fargo Securities, LLC
    Sioux Falls, South Dakota
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
24%reportedadviser and related persons