DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G•••• C•••••• P••••••• V•••• L•••
Gross asset value
$539M
as of Feb 27, 2019; not a fund size
Peak GAV
$539M
highest filing
Owners
413
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
28%
fund-of-funds interests
Non-US owners
2%
Reported
26 filings
Feb 26, 2013 to Feb 27, 2019
Reporting history
one row per Form ADV filing
Gross asset value$539M as of Feb 27, 2019
Feb 26, 2013$173M then
Owners413 as of Feb 27, 2019
Feb 26, 2013154 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-181172reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank AgNew York, New York · LEI 29900YHRPQXXQ333M09
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
- Wells Fargo Bank, N.A.San Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons