DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••••• T••• L•

Hedge Fundadvised byM•• P•••••••• I•••asset manager805-1575636426no longer reportedIAPD
Gross asset value
$338M
as of Oct 1, 2018; not a fund size
Peak GAV
$338M
highest filing
Owners
3
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
59%
Reported
25 filings
Mar 31, 2014 to Oct 1, 2018
Reporting history
one row per Form ADV filing
Gross asset value$338M as of Oct 1, 2018
Mar 31, 2014$240M then
Owners3 as of Oct 1, 2018
Mar 31, 20143 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America Na
    Charlotte, North Carolina
  • Barclays Bank Plc
    London, United Kingdom
  • Bnp Paribas
    Paris, France
  • Citibank, N.A.
    New York, New York
  • Credit Suisse International
    London, United Kingdom
  • Credit Suisse Securities (Europe) Limited
    London, United Kingdom
  • Deutsche Bank Ag
    London, United Kingdom
  • Deutsche Bank Securities Inc.
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Goldman Sachs Bank USA
    New York, New York
  • Goldman Sachs International
    London, United Kingdom
  • J.P. Morgan Securities Inc.
    New York, New York
  • JP Morgan Chase Bank N.A.
    New York, New York
  • JP Morgan Clearing Corp
    New York, New York
  • JP Morgan Markets Limited
    New York, New York
  • JP Morgan Securities LLC
    New York, New York
  • Merrill Lynch Professional Clearing Corp.
    New York, New York
  • Morgan Stanley & Co. International Plc
    London, United Kingdom
  • Morgan Stanley Capital Services LLC
    New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons