DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• P•••••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 64 filings
SEC status approved since Jun 10, 1992
RAUM
$60B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$7.4B
derived; firm RAUM over IAPD count
Employees
287
66 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
15
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$60B as of Mar 30, 2026
Mar 29, 2012$19B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)8 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)287 as of Mar 30, 2026
Mar 20, 201388 then
Private funds15 as of Mar 30, 2026
Mar 29, 201224 then
RAUM +33% over the last fiscal year+11% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $7.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 122derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- $795MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 35.9derivedItem 5.A over advisors
- Advisors per office
- 2.0derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for pooled vehicles, selection of other advisers, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $60B, 75 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$45B75%
- Pension and profit-sharing plans$15B25%
- Individual clients
- 60reported
- HNW clients
- 915reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 75reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60B for 75 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.75 institutional_share=0.25 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• J••• G••••••Chartered Financial Analyst | New York, Ny | Jul 11, 2023 | 10 y | 1 |
| M•••• C•• | Atlanta, Ga | Aug 1, 2023 | 10 y | 1 |
| C••••••••• R• T••••••••• | New York, Ny | Aug 31, 2023 | 12 y | 0 |
| W•••••• M• B•••••• | New York, Ny | Feb 3, 2024 | 10 y | 0 |
| I•••••• O••••• A•••••• | Atlanta, Ga | Apr 2, 2024 | 12 y | 0 |
| C•••••••• G••••• | Duxbury, Ma | Jul 18, 2024 | 11 y | 0 |
| B••••• W• W•••• | Atlanta, Ga | Jan 8, 2025 | 14 y | 1 |
| N••••••• R• H•••••••• | Atlanta, Ga | May 18, 2026 | 10 y | 1 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount2 left over 36 months
Left, latest
- B•••• S•••• A•••• to A•••• W••••• M••••••••• L••Jul 10, 2026 · Other
- M••••••••• O•• to S••••• W••••• A•••••••• I•••Sep 15, 2025 · Other
Joined, latest
- N••••••• R• H•••••••• from M••••• S••••••May 18, 2026 · Other
- B•••• S•••• A•••• from C••••• F•••••••• S••••••••• I•••Jul 24, 2025 · Other
- B••••• W• W•••• from B•• W•••••• L••Jan 8, 2025 · Other
- M••••••••• O•• from J••• M••••• S••••••••• L••Aug 29, 2024 · Other
- M•••• C•• from G•••••• S•••• W••••• S•••••••• L•••Aug 1, 2023 · Other
- D••••• J••• G•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 11, 2023 · Other
Private funds
45 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• H•• L•• | Hedge Fund | $12B | 3 | Mar 29, 2012 |
| S•••• F••• L••••••no longer reported | Hedge Fund | $6.2B | 2 | Mar 29, 2012 |
| C•••••• S•• I• L•• | Hedge Fund | $2.9B | 3 | Mar 29, 2012 |
| C•••••• M•• L•• | Hedge Fund | $1.7B | 3 | May 9, 2013 |
| C•••••• O••••••• S•• I• P•• L•••••• | Hedge Fund | $1.6B | 1 | Mar 28, 2024 |
| C•••••• O••••••• S•• I• P•• L•••••• | Hedge Fund | $1.6B | 1 | Mar 20, 2013 |
| S•••••• S••••••••• I••••••••• F••• L• | Hedge Fund | $1.3B | 2 | Mar 29, 2012 |
| C•••••• S•••••• S••••••••• F••• L••no longer reported | Hedge Fund | $1.2B | 520 | Mar 20, 2013 |
| C•••••• O••••••• S•• P•• L••••••no longer reported | Hedge Fund | $803M | 1 | Mar 20, 2013 |
| C•••• G•• L••no longer reported | Hedge Fund | $746M | 3 | Aug 17, 2012 |
| C•••••• O••••••• S•••••• S••••••••• P•• L•••••• E••• C••••no longer reported | Hedge Fund | $716M | 184 | Mar 29, 2012 |
| C•••••• S•• L•• | Hedge Fund | $667M | 3 | Mar 29, 2012 |
| C•••••• T•• L•no longer reported | Hedge Fund | $466M | 1 | Jun 9, 2014 |
| C•••••• O••••••• S•••••• S••••••••• P•• L•••••• M•••••••••no longer reported | Hedge Fund | $451M | 129 | Mar 29, 2012 |
| C•••••• O••••••• S•••••• S••••••••• P•• L•••••• U• D••••• C••••no longer reported | Hedge Fund | $344M | 189 | Mar 29, 2012 |
| C•••••• T••• L•no longer reported | Hedge Fund | $338M | 3 | Mar 31, 2014 |
| C•••••• C•• T•• L•• | Hedge Fund | $334M | 1 | Jan 8, 2016 |
| C•••••• O••••••• S•••••• S••••••••• P•• L•••••• P•••• S••••••• C••••no longer reported | Hedge Fund | $201M | 21 | Mar 29, 2012 |
| C•••••• G••••• E••••••• F••• L••no longer reported | Hedge Fund | $109M | 198 | Mar 20, 2013 |
| C•••••• O••••••• S•••••• S••••••••• P•• L•••••• S•••• F•••• C••••no longer reported | Hedge Fund | $95.3M | 18 | Mar 29, 2012 |
| C•••••• O••••••• H•••••• S••••••••• L••••••• D••••• C••••no longer reported | Hedge Fund | $65.1M | 53 | Mar 29, 2012 |
| C•••••• S••• L••no longer reported | Hedge Fund | $46.8M | 1 | Oct 8, 2013 |
| C•••••• O••••••• T•• L•• | Hedge Fund | $40.0M | 2 | Mar 28, 2024 |
| C•••••• O••••••• H•••••• S••••••••• L••••••• E••• C••••no longer reported | Hedge Fund | $30.1M | 42 | Mar 29, 2012 |
| M•• V•••••• F••• I• M••••• L• | Venture Capital Fund | $14.9M | 3 | Mar 30, 2023 |
| C•••••• O••••••• M•• L•••no longer reported | Hedge Fund | $11.0M | 1 | Oct 8, 2013 |
| M•• V•••••• F••• I• L•• | Venture Capital Fund | $9.6M | 98 | Mar 30, 2023 |
| M•• V•••••• F••• I• L• | Venture Capital Fund | $6.1M | 52 | Mar 30, 2023 |
| C•••••• E•• L•• | Hedge Fund | $3.6M | 4 | Mar 28, 2024 |
| C•••••• W•••••• L••no longer reported | Private Equity Fund | $2.8M | 30 | Mar 29, 2012 |
| C•••••• B•• L•• | Hedge Fund | $2.2M | 3 | Mar 31, 2022 |
| C•••••• A••• L••no longer reported | Hedge Fund | $2.1M | 3 | Mar 29, 2012 |
| C••••••••• L••no longer reported | Private Equity Fund | $1.8M | 8 | Mar 29, 2012 |
| C•••••• P•••••• E••••• 1••• L••no longer reported | Private Equity Fund | $1.3M | 46 | Mar 29, 2012 |
| A••••••• B•••• L••no longer reported | Hedge Fund | $347,028 | 3 | Mar 29, 2012 |
| C•••••• M•••• L•••no longer reported | Hedge Fund | $262,626 | 4 | Mar 29, 2012 |
| C•••••• P•••••• I••••••••• 2••• M••••• L•no longer reported | Private Equity Fund | $102,619 | 3 | Nov 18, 2014 |
| C•••••• P•••••• E••••• L• •••••• 2••• A•• V••••••••no longer reported | Private Equity Fund | $61,714 | 67 | Mar 29, 2012 |
| C•••••• C•• H••• Y•••• L••no longer reported | Hedge Fund | $57,584 | 1 | Oct 26, 2015 |
| C•••••• Y••••••• L••no longer reported | Hedge Fund | $38,658 | 3 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••• P•••••••• B•••• · Directorcontrolsince 07/2021 · owns less than 5%
- B••••••••• K•••••••• A•• H••••• · Directorcontrolsince 07/2021 · owns less than 5%
- B•••••• D••••• J•••• · Directorcontrolsince 09/2020 · owns less than 5%
- C••••••• C••••••••• M•••••• · Directorcontrolsince 11/2017 · owns less than 5%
- D•••••••• T•••• N••••• · Directorcontrolsince 04/2021 · owns less than 5%
- F••••• T••••••• P•••••• · Directorcontrolsince 11/2017 · owns less than 5%
- K••••• M••••••• C•••••• · Chief Financial Officercontrolsince 01/2014 · owns less than 5%
- K••••• S••••• A•••• · Directorcontrolsince 07/2022 · owns less than 5%
- L•••••••• C••••• S••••••• · General Counsel And Secretarycontrolsince 12/2004 · owns less than 5%
- M••••••••• H•••••• L••••• · Directorcontrolsince 09/2020 · owns less than 5%
- N•••••••• N•••••• P•••••••• · Directorcontrolsince 09/2020 · owns less than 5%
- N••••• C••••••• H••••• · Directorcontrolsince 11/2022 · owns less than 5%
- O••• G•••••• R••••• H••••••••• · Directorcontrolsince 06/2008 · owns less than 5%
- P••••••••• M••••••• T••••••••• · Directorcontrolsince 02/2020 · owns less than 5%
- P••••••• G••••• · Chief Operating Officercontrolsince 06/2008 · owns less than 5%
- S•••••••• M•••• D••••• · Chief Compliance Officercontrolsince 07/2022 · owns less than 5%
- W•••••••• B••••• C••••••••• · Chief Executive Officercontrolsince 04/2021 · owns less than 5%
- Z•••••• B••••• L•• · Directorcontrolsince 09/2020 · owns less than 5%
- A•••• D••••• F••••••• · Co-Chief Investment Officersince 01/2020 · owns less than 5%
- C•••••• K••••• F•••••• · Co-Chief Investment Officersince 01/2020 · owns less than 5%
Entity owners
- M•• G••••• I••• · Shareholderdirect · owns 75% or more
- M••••••• • C••••••• I••• · Shareholderindirect · owns 75% or more of M•• G••••• I•••
Related persons
Schedule D 7.A
- M•• P••••••• ••• G•••investment adviserpooled vehicle sponsorn
- M•• P••••••• ••••••••• P••• L•••investment advisern
- M•• P••••••• ••• L••••••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga | 4 | 1 | 1 | ||
| New York, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA6 employees
- West Palm Beach, FL2 employees
- Central, Hong Kong1 employees
ADV anomalies
0 against comparable advisers; where to look, not conclusions
Nothing stands out against peers.
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-03-30
What changed
consecutive filings, newest first
- Accounts · 71 to 75Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 58 to 66Mar 28, 2025 to Mar 30, 2026
- HNW clients · 900 to 915Mar 28, 2025 to Mar 30, 2026
- Individual clients · 65 to 60Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 71 to 75Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $45B to $60BMar 28, 2025 to Mar 30, 2026
- Employees · 260 to 287Mar 28, 2025 to Mar 30, 2026
- Private funds · 14 to 15Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $45B to $60BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $13B to $15BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $32B to $45BMar 28, 2025 to Mar 30, 2026
- RAUM · $45B to $60BMar 28, 2025 to Mar 30, 2026
- Accounts · 59 to 71Oct 11, 2024 to Mar 28, 2025
- Advisory employees · 57 to 58Oct 11, 2024 to Mar 28, 2025
- Advisory activities · 4 to 5Oct 11, 2024 to Mar 28, 2025
- HNW clients · 810 to 900Oct 11, 2024 to Mar 28, 2025
- Individual clients · 40 to 65Oct 11, 2024 to Mar 28, 2025
- Pooled vehicle clients · 59 to 71Oct 11, 2024 to Mar 28, 2025
- Assets in custody · $48B to $45BOct 11, 2024 to Mar 28, 2025
- Employees · 225 to 260Oct 11, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Oct 11, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 8Oct 11, 2024 to Mar 28, 2025
- Discretionary RAUM · $48B to $45BOct 11, 2024 to Mar 28, 2025
- Pension RAUM · $12B to $13BOct 11, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $36B to $32BOct 11, 2024 to Mar 28, 2025
- RAUM · $48B to $45BOct 11, 2024 to Mar 28, 2025
- Accounts · 54 to 59May 8, 2023 to Mar 28, 2024
- Advisory employees · 51 to 57May 8, 2023 to Mar 28, 2024
- HNW clients · 650 to 810May 8, 2023 to Mar 28, 2024
- Individual clients · 30 to 40May 8, 2023 to Mar 28, 2024
- Pooled vehicle clients · 54 to 59May 8, 2023 to Mar 28, 2024
- Assets in custody · $44B to $48BMay 8, 2023 to Mar 28, 2024
- Employees · 204 to 225May 8, 2023 to Mar 28, 2024
- State-registered IARs · 0 to 2May 8, 2023 to Mar 28, 2024
- Other offices · 2 to 3May 8, 2023 to Mar 28, 2024
- Private funds · 11 to 14May 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $44B to $48BMay 8, 2023 to Mar 28, 2024
- Pension RAUM · $11B to $12BMay 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $33B to $36BMay 8, 2023 to Mar 28, 2024
- RAUM · $44B to $48BMay 8, 2023 to Mar 28, 2024
Signals
25 dated events
- B•••• S•••• A•••• left M•• P•••••••• I••• for A•••• W••••• M••••••••• L•• (registered 2026-07-10)Jul 10, 2026 · Advisor changed firm · fact
- M•• P•••••••• I••• reported RAUM $59.6B, up 33% from $44.9B (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M••••••••• O•• left M•• P•••••••• I••• for S••••• W••••• A•••••••• I••• (registered 2025-09-29)Sep 15, 2025 · Advisor changed firm · fact
- H••••• C•••••• N•••• (Director) appeared on Schedule A of M•• P•••••••• I•••Nov 8, 2022 · Control person joined · fact
- Lisa Chun (Chief Compliance Officer) no longer on Schedule A of M•• P•••••••• I••• (listed 2022-03-31, absent 2022-05-20)May 20, 2022 · Control person left · inference
- M•• P•••••••• I••• reported RAUM $41.5B, up 32% from $31.5B (2022-01-05 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Todd Tibbetts (Chief Investment Officer) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-12-07, absent 2022-01-05)Jan 5, 2022 · Control person left · inference
- H Peter Williams (Chief Technology Officer) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-12-07, absent 2022-01-05)Jan 5, 2022 · Control person left · inference
- Kevin Buehler (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-07-29, absent 2021-11-19)Nov 19, 2021 · Control person left · inference
- V••••• M••••••• (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-07-29, absent 2021-11-19)Nov 19, 2021 · Control person left · inference
- J••••••••• M••••••• (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-07-29, absent 2021-11-19)Nov 19, 2021 · Control person left · inference
- B•••• P••••••• B••• (Director) appeared on Schedule A of M•• P•••••••• I•••Jul 29, 2021 · Control person joined · fact
- Ann Kathleen Hughes (Director) appeared on Schedule A of M•• P•••••••• I•••Jul 29, 2021 · Control person joined · fact
- Donald Waite (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-04-26, absent 2021-07-13)Jul 13, 2021 · Control person left · inference
- Ivo Bozon (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-04-26, absent 2021-07-13)Jul 13, 2021 · Control person left · inference
- Martin Huber (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2021-04-26, absent 2021-07-13)Jul 13, 2021 · Control person left · inference
- Constantine Basil Williams (Chief Executive Officer) appeared on Schedule A of M•• P•••••••• I•••Apr 13, 2021 · Control person joined · fact
- Prabhakar Nirmal Narvekar (Director) appeared on Schedule A of M•• P•••••••• I•••Oct 2, 2020 · Control person joined · fact
- Lee Barry Zubrow (Director) appeared on Schedule A of M•• P•••••••• I•••Oct 2, 2020 · Control person joined · fact
- Helena Morrissey (Director) appeared on Schedule A of M•• P•••••••• I•••Oct 2, 2020 · Control person joined · fact
- Jakob David Blumer (Director) appeared on Schedule A of M•• P•••••••• I•••Oct 2, 2020 · Control person joined · fact
- M•• P•••••••• I••• reported RAUM $33.2B, up 26% from $26.2B (2019-10-24 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- M•••••• P••••••••• (Director) appeared on Schedule A of M•• P•••••••• I•••Mar 31, 2020 · Control person joined · fact
- Elizabeth Lempres (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2019-09-17, absent 2019-10-24)Oct 24, 2019 · Control person left · inference
- M••••• T•••••• (Director) no longer on Schedule A of M•• P•••••••• I••• (listed 2019-03-29, absent 2019-06-06)Jun 6, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- M•• P•••••••• I••• · Private Equityshared crd · organization
- M•• P•••••••• I••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mio-partners-inc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-203-4000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026