DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•• I••••••••• S••••••••• E••••• M• M••••• L••••••
Gross asset value
$192M
as of Mar 26, 2020; not a fund size
Peak GAV
$292M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
6 filings
Mar 28, 2017 to Mar 26, 2020
Reporting history
one row per Form ADV filing
Gross asset value$192M as of Mar 26, 2020
Mar 28, 2017$167M then
Owners2 as of Mar 26, 2020
Mar 28, 20174 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank Plc - London BranchLondon, United Kingdom
- Barclays Capital Inc.New York, New York
- Bnp Paribas - London BranchLondon, United Kingdom · LEI R0MUWSFPU8MPRO8K5P83
- Deutsche Bank Ag - London BranchLondon, United Kingdom
- Deutsche Bank Ag - New York BranchNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- Hsbc Bank USA, N.A.New York, New York · LEI 1IE8VN30JCEQV1H4R804
- Hsbc France, Dublin BranchDublin, Ireland · LEI F0HUI1NY1AZMJMD8LP67
- J.P. Morgan Chase Bank NaNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Nomura International PlcLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons