DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••• F••• M••••••••• S•••
Latest filing Mar 26, 2026
First filing on the tape Jan 25, 2012 · 26 filings
SEC status approved since Apr 7, 2003
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
348
94 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$13B as of Mar 26, 2026
Jan 25, 2012$3.9B then
HNW client RAUM$0 as of Mar 26, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 26, 20130 then
Employees (5.A)348 as of Mar 26, 2026
Mar 26, 2013131 then
Private funds3 as of Mar 26, 2026
Jan 25, 20124 then
RAUM +9.1% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $892MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B95%
- Investment companies$666M5.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $186M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• M••••• L•••••• | Hedge Fund | $10B | 357 | Jan 25, 2012 |
| S•••••• F••••• L• | Hedge Fund | $4.0B | 59 | Mar 27, 2015 |
| S•••••• F••••• L•••••• | Hedge Fund | $3.7B | 237 | Jan 25, 2012 |
| S•••••• F••••• L•• | Hedge Fund | $2.4B | 61 | Jan 25, 2012 |
| C•• I••••••••• S••••••••• E••••• M• M••••• L••••••no longer reported | Hedge Fund | $192M | 2 | Mar 28, 2017 |
| C•• F••• S•••••••• S•• • C•• E••••••• S••no longer reported | Hedge Fund | $190M | 1 | Mar 29, 2018 |
| C•• I••••••••• S••••••••• E••••• M• F••• L•no longer reported | Hedge Fund | $187M | 2 | Mar 29, 2019 |
| C•• I••••••••• S••••••••• D••••••••• F••• L••no longer reported | Hedge Fund | $110M | 1 | Mar 29, 2019 |
| S•••••• F••• L•••••• | Hedge Fund | $93.2M | 20 | Jan 25, 2012 |
| C•• C•••••• M••••• L•••••• | Hedge Fund | $75.8M | 5 | May 28, 2024 |
| C•• C•••••• F••• L•••••• | Hedge Fund | $75.6M | 5 | May 28, 2024 |
| C•• I••••••••• S••••••••• D••••••••• F••• L•no longer reported | Hedge Fund | $38.5M | 4 | Mar 27, 2015 |
| C•• I••••••••• S••••••••• D••••••••• M••••• L•••••• | Hedge Fund | $27.5M | 5 | Mar 27, 2015 |
| C•• I••••••••• S••••••••• D••••••••• F••• L•••••• | Hedge Fund | $27.5M | 5 | Mar 29, 2019 |
| C•• G••••• E••••••• D•••••• B••• F••• L•no longer reported | Hedge Fund | $8.1M | 2 | Aug 29, 2018 |
| C•• G••••• E••••••• D•••••• B••• M••••• L••••••no longer reported | Hedge Fund | $8.0M | 2 | Aug 29, 2018 |
| C•• I••••••••• S••••••••• B••••••••• F••• L•no longer reported | Hedge Fund | $26,295 | 1 | Mar 28, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J••••••••• M••••••• · Chairmancontrolsince 10/2001 · owns 10% to 25%
- J•••••• P•••••••• B•••• · Administratorcontrolsince 09/2009 · owns 10% to 25%
- L•••••• L••••••• M•••• · Administratorcontrolsince 06/2017 · owns less than 5%
- P••••••• M••• · Chief Investment Officercontrolsince 10/2018 · owns 10% to 25%
- S•••••••• J••••••• C•••••• · Chief Executive Officercontrolsince 10/2001 · owns 10% to 25%
- T••••••••• M•••••• W••••••• · Chief Compliance Officercontrolsince 07/2008 · owns less than 5%
Entity owners
- N•• S•••••••• A•••••••• P•• L•••••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••••• F••• M••••••••• L••investment advisery
- C•• N•••• A••••••• I••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 26, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-31 and 2026-03-26; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 8 to 15Dec 10, 2025 to Mar 26, 2026
- Advisory employees · 79 to 94Dec 10, 2025 to Mar 26, 2026
- Pooled vehicle clients · 6 to 11Dec 10, 2025 to Mar 26, 2026
- Employees · 285 to 348Dec 10, 2025 to Mar 26, 2026
- Discretionary RAUM · $12B to $13BDec 10, 2025 to Mar 26, 2026
- Pension RAUM · unset to 0.0Dec 10, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $12B to $13BDec 10, 2025 to Mar 26, 2026
- RAUM · $12B to $13BDec 10, 2025 to Mar 26, 2026
- Wrap assets (manager) · $111M to $186MDec 10, 2025 to Mar 26, 2026
- Private funds · 2 to 3Jul 2, 2025 to Dec 10, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 2, 2025
- Accounts · 7 to 8Jan 3, 2025 to Mar 31, 2025
- Advisory employees · 66 to 79Jan 3, 2025 to Mar 31, 2025
- Employees · 242 to 285Jan 3, 2025 to Mar 31, 2025
- Discretionary RAUM · $10B to $12BJan 3, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $10B to $12BJan 3, 2025 to Mar 31, 2025
- RAUM · $10B to $12BJan 3, 2025 to Mar 31, 2025
- Wrap assets (manager) · $30.8M to $111MJan 3, 2025 to Mar 31, 2025
- HQ state · unset to Jun 25, 2024 to Jan 3, 2025
- Private funds · 6 to 2May 28, 2024 to Jun 25, 2024
- Wrap assets (manager) · unset to 30827644.0May 28, 2024 to Jun 25, 2024
- Wrap assets (sponsor) · unset to 0.0May 28, 2024 to Jun 25, 2024
- Advisory employees · 62 to 66Oct 12, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3Oct 12, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 6Oct 12, 2023 to Mar 28, 2024
- Employees · 212 to 242Oct 12, 2023 to Mar 28, 2024
- Private funds · 7 to 6Oct 12, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.7B to $10BOct 12, 2023 to Mar 28, 2024
- Pension RAUM · 0.0 to unsetOct 12, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.7B to $10BOct 12, 2023 to Mar 28, 2024
- RAUM · $7.7B to $10BOct 12, 2023 to Mar 28, 2024
- Related broker-dealer · true to falseOct 12, 2023 to Mar 28, 2024
- Accounts · 11 to 7Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 46 to 62Mar 30, 2022 to Mar 31, 2023
- Pension plan clients · 1 to 0Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 7Mar 30, 2022 to Mar 31, 2023
- Employees · 185 to 212Mar 30, 2022 to Mar 31, 2023
- Private funds · 10 to 7Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.6B to $7.7BMar 30, 2022 to Mar 31, 2023
- Pension RAUM · $136M to $0Mar 30, 2022 to Mar 31, 2023
Signals
1 dated events
- C•••••• F••• M••••••••• S••• reported RAUM $10.2B, up 33% from $7.7B (2023-10-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C•••••• F••• M••••••••• S••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capital-fund-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.c••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +33-1-4949 5949reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026