DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
G• 2••• M•••••••• P•••••••• L•••
Gross asset value
$248M
as of Feb 19, 2020; not a fund size
Peak GAV
$261M
highest filing
Owners
151
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
3%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
1%
Reported
34 filings
Mar 30, 2012 to Feb 19, 2020
Reporting history
one row per Form ADV filing
Gross asset value$248M as of Feb 19, 2020
Mar 30, 2012$250M then
Owners151 as of Feb 19, 2020
Mar 30, 2012158 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- 021-134311reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Silicon Valley BankSanta Clara, California · LEI 0K2D5AK28E3O5CC06E35
- The Bank Of New York Mellon Trust Company, N.A.Houston, Texas · LEI HPFHU0OQ28E4N0NFVK49
- Wells Fargo Bank, National AssociationSan Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- G• 2••• M•••••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons