DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A••• V••••• L•••

Private Equity Fundadvised byA••• L•••• M••••••••• L•••••asset manager805-1699905755no longer reportedIAPD
Gross asset value
$1.3M
as of May 26, 2016; not a fund size
Peak GAV
$67.4M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
82%
Reported
8 filings
Mar 31, 2014 to May 26, 2016
Reporting history
one row per Form ADV filing
Gross asset value$1.3M as of May 26, 2016
Mar 31, 2014$67.4M then
Owners10 as of May 26, 2016
Mar 31, 201410 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
feeder of 805-8214197537reported
Fund of funds
noreported
Organized in
Canadareported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Wells Fargo
    Mclean, Virginia
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons