DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• L•••• M••••••••• L•••••
Latest filing Sep 1, 2026
First filing on the tape Feb 23, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$1.2B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
14 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 28, 2013$419M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)25 as of Mar 31, 2026
Mar 28, 20130 then
Private funds19 as of Mar 31, 2026
Mar 28, 201311 then
RAUM -12% over the last fiscal year-3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $61.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• L•••• A•••••• O••••••••• F••• I•• L••• | Private Equity Fund | $413M | 51 | Mar 31, 2014 |
| A••• B••• I••••••••• L••• | Private Equity Fund | $229M | 5 | Mar 30, 2019 |
| A••• I••••••••• I•••••••• I• L••• | Private Equity Fund | $205M | 8 | Mar 31, 2022 |
| A••• L•••• A•••••• O••••••••• F••• V• L••• | Private Equity Fund | $189M | 13 | Mar 31, 2022 |
| A•••• V• B••••• F•••• D• I••••••••• E• P••••••••• • M••••••••• | Private Equity Fund | $159M | 4 | Mar 31, 2022 |
| B•••• N••••••• D• M•••••• S••• I••••••••• D•• G•••• F••••••••• B•••••• A• T•••••• O• I••••••••• T•••• A•••••••• N•• F•••••••• | Private Equity Fund | $132M | 3 | Mar 31, 2015 |
| A••• L•••• A•••••• O••••••••• F••• V••• L••• | Private Equity Fund | $122M | 4 | Mar 31, 2022 |
| B•••• I••••• S••• I••••••••• D• B•••• M•••••••• I•••• G•••• F••••••••• A• T•••••• O• I••••••••• T•••• A•••••••• N••••••• | Private Equity Fund | $95.9M | 2 | Mar 31, 2023 |
| A••• L•••• A•••••• O••••••••• F••• I•••• L••• | Private Equity Fund | $77.6M | 4 | Mar 31, 2014 |
| A••• R••••• M••• L••• | Private Equity Fund | $43.4M | 4 | Mar 28, 2013 |
| A••• R••••• M••• L••• | Private Equity Fund | $21.2M | 31 | Mar 31, 2015 |
| A••• R••••• M••• L••• | Private Equity Fund | $20.5M | 4 | Mar 28, 2013 |
| A••• L•••• A•••••• O••••••••• F•••• L••• | Private Equity Fund | $20.0M | 40 | Feb 23, 2012 |
| A•••• V• N••• L••• | Private Equity Fund | $17.8M | 2 | Mar 31, 2022 |
| N••••••• L••• | Private Equity Fund | $17.7M | 4 | Mar 30, 2016 |
| R•••••• L••• | Private Equity Fund | $17.7M | 3 | Mar 30, 2016 |
| A••• A•••• I• C••••••• L••• | Private Equity Fund | $15.4M | 19 | Mar 31, 2014 |
| A••• R••••• M••• L••• | Private Equity Fund | $13.4M | 9 | Mar 28, 2018 |
| A••• L•••• A•••••• O••••••••• F•••••• L••• | Private Equity Fund | $13.0M | 4 | Feb 23, 2012 |
| A••• R••••• M••• L••• | Private Equity Fund | $12.0M | 2 | Mar 30, 2016 |
| A••• I••••••••• I•••••••• I•• L••• | Private Equity Fund | $10.9M | 3 | Mar 31, 2022 |
| K•••••• L••• | Private Equity Fund | $9.5M | 6 | Mar 30, 2016 |
| A••• C••••••• F••••••• L••••• | Private Equity Fund | $8.7M | 4 | Feb 23, 2012 |
| A••• C••••••• F•••••• I•• L••••• | Private Equity Fund | $6.4M | 4 | Mar 30, 2016 |
| A••• C•••• I•••••••• I• L••• | Private Equity Fund | $5.1M | 2 | Mar 31, 2017 |
| A••• C••••••• O•• P••••••• C•••••• L•••no longer reported | Private Equity Fund | $4.6M | 6 | Mar 30, 2016 |
| A•••••• L••• | Private Equity Fund | $3.3M | 4 | Mar 31, 2023 |
| A••• C••••••• E••••••••• S•••••••• L•••no longer reported | Private Equity Fund | $3.2M | 30 | Feb 23, 2012 |
| A••• C••••••• O•• P•••••••• L•••no longer reported | Private Equity Fund | $2.6M | 3 | Mar 31, 2014 |
| A••• A•••• C••••••• L••• | Private Equity Fund | $1.5M | 16 | Mar 28, 2013 |
| A••• V••••• L•••no longer reported | Private Equity Fund | $1.3M | 10 | Mar 31, 2014 |
| G•••• L•••no longer reported | Private Equity Fund | $568,455 | 3 | Mar 28, 2013 |
| M••••• L•••no longer reported | Private Equity Fund | $325,426 | 7 | Mar 28, 2013 |
| D•••• L•••no longer reported | Private Equity Fund | $80,157 | 8 | Mar 28, 2013 |
| P••••• L••• | Private Equity Fund | $0 | 24 | Mar 28, 2013 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• B•••••• · Directorcontrolsince 11/2008 · owns less than 5%
- B••••••••• T•••••• Y•••• · Coo, Gc, Ccocontrolsince 07/2013 · owns less than 5%
- B••••••• K••••••• R••• · Directorcontrolsince 11/2008 · owns less than 5%
- D••••••• J••••• J••••• · Directorcontrolsince 11/2008 · owns 10% to 25%
- G••••• J••••••• · Directorcontrolsince 11/2008 · owns less than 5%
- J•••••• D••••• · Directorcontrolsince 11/2008 · owns less than 5%
- K•••••• J•••• M••••• · Directorcontrolsince 11/2008 · owns 10% to 25%
- W••••• M••••• · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
- A••••••• B•••••• · Managing Membercontrolsince 11/2007 · owns 25% to 50% of A••• Investment Holdings LLC
- B••••••• K••••••• R••• · Managing Membercontrolsince 11/2007 · owns 25% to 50% of A••• Investment Holdings LLC
- G••••• J••••••• · Managing Membercontrolsince 11/2007 · owns 25% to 50% of A••• Investment Holdings, L.L.C.
Entity owners
- A••• I••••••••• H••••••• L••••• · Managing Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- A••• A•••• G•••••• L•••pooled vehicle sponsorn
- A••• A•••• I• G•••••• L•••pooled vehicle sponsorn
- A••• A•••• G•• S•••pooled vehicle sponsorn
- A••• B••••• M••••••• L•••••pooled vehicle sponsorn
- A••• B••• G•••••• L•••••pooled vehicle sponsorn
- A••• B••••• I•••• H••••••• G•• L•••••pooled vehicle sponsorn
- A••• B••••• N•••• H••••••• G•• L•••••pooled vehicle sponsorn
- A••• C•••••••• ••••• G•• L•••••pooled vehicle sponsorn
- A••• C••••••• G• S•••••••pooled vehicle sponsorn
- A••• E••••• G•• S•••pooled vehicle sponsorn
- A••• E••••• G•••••• L•••••pooled vehicle sponsorn
- A••• E••••• I• G•••••• L•••••pooled vehicle sponsorn
- A••• E••••• M••••••••• L•••••investment adviserpooled vehicle sponsornRAUM $4.2B
- A••• E••••• G•• L•••••pooled vehicle sponsorn
- A••• F••• G•• S•••pooled vehicle sponsorn
- A••• F•••• M••••••• L•••••pooled vehicle sponsorn
- A••• F•••• M••••••• L••pooled vehicle sponsorn
- A••• G••••••• G•• L•••••pooled vehicle sponsorn
- A••• G•••••••• S•••••••pooled vehicle sponsorn
- A••• I•••• M••••••• L••pooled vehicle sponsorn
- A••• I••••••••• M••••••••• L••investment adviserpooled vehicle sponsornRAUM $193M
- A••• I•• M••••••• L•••••pooled vehicle sponsorn
- A••• M••••• R••••• H••••••• G•••••• L•••••pooled vehicle sponsorn
- A••• S••••••• M••••••• L••pooled vehicle sponsorn
- A••• T• M••••••• L•••••pooled vehicle sponsorn
- A•• I• L• C••••••••• G•••••• L•••••pooled vehicle sponsorn
- A•• I• O•••• C••••••••• M••••••• L•••••pooled vehicle sponsorn
- A•••• D• B••••• A••••••••• D• V•••••• M••••••••• E• C••••••••• L••••pooled vehicle sponsorn
- A•••• G•••••• L•••••pooled vehicle sponsorn
- A•••• I• G•••••• L•••••pooled vehicle sponsorn
Advisers that list A••• L•••• M••••••••• L••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Sao Paulo, Brazil4 employees
- Bogota, Colombia3 employees
- M••••• City, Mexico3 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 1, 2026
- Private funds · 19 to unsetMar 31, 2026 to Sep 1, 2026
- Succession · false to unsetMar 31, 2026 to Sep 1, 2026
- Employees · 26 to 25Mar 31, 2025 to Mar 31, 2026
- Accounts · 25 to 20Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 15 to 14Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 24 to 19Mar 31, 2025 to Mar 31, 2026
- Private funds · 24 to 19Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $1.1BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $114M to $101MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $1.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 28 to 25May 10, 2024 to Mar 31, 2025
- Advisory employees · 16 to 15May 10, 2024 to Mar 31, 2025
- Pooled vehicle clients · 27 to 24May 10, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 10, 2024 to Mar 31, 2025
- Private funds · 27 to 24May 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.3B to $1.3BMay 10, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $116M to $114MMay 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.4B to $1.4BMay 10, 2024 to Mar 31, 2025
- RAUM · $1.4B to $1.4BMay 10, 2024 to Mar 31, 2025
- Business name · A••• L•••• M••••••••• L•• to A••• L•••• M••••••••• L•••••Mar 29, 2024 to May 10, 2024
- Discretionary RAUM · $1.3B to $1.3BMar 29, 2024 to May 10, 2024
- Non-discretionary RAUM · $116M to $116MMar 29, 2024 to May 10, 2024
- Pooled vehicle RAUM · $1.4B to $1.4BMar 29, 2024 to May 10, 2024
- RAUM · $1.4B to $1.4BMar 29, 2024 to May 10, 2024
- Accounts · 29 to 28May 15, 2023 to Mar 29, 2024
- Advisory employees · 17 to 16May 15, 2023 to Mar 29, 2024
- Pooled vehicle clients · 28 to 27May 15, 2023 to Mar 29, 2024
- Employees · 30 to 26May 15, 2023 to Mar 29, 2024
- Private funds · 28 to 27May 15, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.3B to $1.3BMay 15, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $90.0M to $116MMay 15, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.4B to $1.4BMay 15, 2023 to Mar 29, 2024
- RAUM · $1.4B to $1.4BMay 15, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.3B to $1.3BMar 31, 2023 to May 15, 2023
- Pooled vehicle RAUM · $1.4B to $1.4BMar 31, 2023 to May 15, 2023
- RAUM · $1.4B to $1.4BMar 31, 2023 to May 15, 2023
- Accounts · 26 to 29Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 24 to 17Mar 31, 2022 to Mar 31, 2023
Signals
3 dated events
- Andre Bhatia (Director) no longer on Schedule A of A••• L•••• M••••••••• L••••• (listed 2023-05-15, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Masumi Waida (Chief Financial Officer) appeared on Schedule A of A••• L•••• M••••••••• L•••••Mar 30, 2020 · Control person joined · fact
- A•••• K•••• L•••• (Cfo) no longer on Schedule A of A••• L•••• M••••••••• L••••• (listed 2019-03-30, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- A••• L•••• M••••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- A••• L•••• M••••••••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/A•••-INVESTMENTSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 202-454-1100reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026