DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Ascent Arbitrage Fund
Gross asset value
$545M
as of Sep 4, 2026; not a fund size
Peak GAV
$545M
highest filing
Owners
333
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
16 filings
Mar 6, 2021 to Sep 4, 2026
Reporting history
one row per Form ADV filing
Gross asset value$450M as of Oct 11, 2024
Mar 6, 2021$239M then
Owners333 as of Oct 11, 2024
Mar 6, 2021207 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 35% of the adviser's clients investedreported
- Form D file number
- 021-273904reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons