DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
W•••••• P••••• E••••• •••••••• L•••
Gross asset value
$413M
as of Sep 3, 2024; not a fund size
Peak GAV
$528M
highest filing
Owners
145
beneficial owners reported
Minimum investment
$20.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
28%
Reported
28 filings
Mar 27, 2015 to Sep 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$413M as of Sep 3, 2024
Mar 27, 2015$32.9M then
Owners145 as of Sep 3, 2024
Mar 27, 2015123 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- C••••• Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Blackrock Advisors, LLCWilmington, Delaware
- Bofa Securities, Inc.New York, New York
- JP Morgan Chase Bank NaNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Wells Fargo Bank, NaSioux Falls, South Dakota
Across DFX
shared identifiers only
- W•••••• P••••• E••••• •••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons