DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P•••••• R••• A••••• I• L••

Private Equity Fundadvised byS•• C•••••• M••••••••• L••independent RIA805-2043321852IAPD
Gross asset value
$144M
as of Jul 14, 2026; not a fund size
Peak GAV
$291M
highest filing
Owners
245
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
37 filings
Mar 30, 2015 to Jul 14, 2026
Reporting history
one row per Form ADV filing
Gross asset value$210M as of Jul 12, 2024
Mar 30, 2015$96.2M then
Owners245 as of Jul 12, 2024
Mar 30, 201545 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 34% of the adviser's clients investedreported
Form D file number
021-235889reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First Republic Bank
    Boston, Massachusetts · LEI YWC0TIKBQM2JV8L4IV08
  • Fnz Trust Company
    Quincy, Massachusetts · LEI 984500A59FF3B100B728
  • M&T Bank
    Buffalo, New York · LEI WWB2V0FCW3A0EE3ZJN75
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons