DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
P••••••• F•• G••••• V• L•
Gross asset value
$224M
as of Mar 27, 2024; not a fund size
Peak GAV
$295M
highest filing
Owners
93
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
17 filings
Mar 29, 2018 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$224M as of Mar 27, 2024
Mar 29, 2018$266M then
Owners93 as of Mar 27, 2024
Mar 29, 201895 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-285986reportedthe join to the Form D offering
- Type as written
- PRIVATE DEBT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bell Potter SecuritiesSydney, Australia
- First-Citizens Bank & Trust CompanyMenlo Park, California
- JP Morgan Chase BankSan Francisco, California
- Macquarie Capital (USA) Inc.New York, New York
- Morgan StanleyMenlo Park, California
- Robert W. Baird & Co. IncorporatedMill Valley, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons