DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• F•• G•••••
Legal name P••••••• F•• G••••• M•••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 6, 2013 · 33 filings
SEC status approved since Jun 27, 2013
RAUM
$962M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$962M as of Mar 27, 2026
Mar 26, 2014$231M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20140 then
Employees (5.A)21 as of Mar 27, 2026
Mar 26, 20148 then
Private funds7 as of Mar 27, 2026
Mar 26, 20144 then
RAUM +3.7% over the last fiscal year-2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $137MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $13.8M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$962M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $13.8M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• F•• G••••• V•• L••• | Other Private Fund | $417M | 61 | Mar 27, 2020 |
| P••••••• F•• G••••• V••• L••• | Other Private Fund | $276M | 51 | Mar 30, 2023 |
| P••••••• F•• G••••• V• L• | Other Private Fund | $224M | 93 | Mar 29, 2018 |
| L•••• A•••••• G••••• L••••••• L••• | Other Private Fund | $31.3M | 2 | Mar 31, 2021 |
| I•••••• G••••• C••••••••• V••••••• L•• | Other Private Fund | $29.9M | 1 | Mar 30, 2023 |
| P••••••• F•• G••••• I••• L•••no longer reported | Other Private Fund | $15.5M | 45 | Mar 30, 2012 |
| P••••••• F•• G••••• I•• L• | Other Private Fund | $13.3M | 77 | Mar 28, 2013 |
| P••••••• F•• G••••• I•• L••• | Other Private Fund | $4.4M | 51 | Mar 30, 2012 |
| P••••••• F•• G•••••• L•••no longer reported | Other Private Fund | $258,840 | 34 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• J••••• D••• · Presidentcontrolsince 11/2021 · owns less than 5%
- K•••• A•••••• W•••••• · Chief Executive Officer & Membercontrolsince 02/2004 · owns 75% or more
- N•• V•••••• G•• L•• · Chief Financial Officer/Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- A••••• K••••••• C••••• · Director Of Compliancesince 02/2016 · owns less than 5%
- C•••••••• D•••••• M••••• · Membersince 02/2004 · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••• E••••• I••••••••• L••pooled vehicle sponsorn
- P•• E••••• I••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Boston, MA1 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 26, 2025 to Mar 27, 2026
- Advisory employees · 13 to 11Mar 26, 2025 to Mar 27, 2026
- Pooled vehicle clients · 6 to 7Mar 26, 2025 to Mar 27, 2026
- Assets in custody · $485M to $13.8MMar 26, 2025 to Mar 27, 2026
- Private funds · 6 to 7Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $928M to $962MMar 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $928M to $962MMar 26, 2025 to Mar 27, 2026
- RAUM · $928M to $962MMar 26, 2025 to Mar 27, 2026
- Advisory employees · 12 to 13Mar 27, 2024 to Mar 26, 2025
- Assets in custody · $458M to $485MMar 27, 2024 to Mar 26, 2025
- Employees · 20 to 21Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $992M to $928MMar 27, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $992M to $928MMar 27, 2024 to Mar 26, 2025
- RAUM · $992M to $928MMar 27, 2024 to Mar 26, 2025
- Accounts · 7 to 6Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 7 to 6Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $575M to $458MMar 30, 2023 to Mar 27, 2024
- Private funds · 7 to 6Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.0B to $992MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.0B to $992MMar 30, 2023 to Mar 27, 2024
- RAUM · $1.0B to $992MMar 30, 2023 to Mar 27, 2024
- Accounts · 5 to 7Mar 28, 2022 to Mar 30, 2023
- Advisory employees · 10 to 12Mar 28, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 7Mar 28, 2022 to Mar 30, 2023
- Assets in custody · $501M to $575MMar 28, 2022 to Mar 30, 2023
- Employees · 21 to 20Mar 28, 2022 to Mar 30, 2023
- Private funds · 5 to 7Mar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $792M to $1.0BMar 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $792M to $1.0BMar 28, 2022 to Mar 30, 2023
- RAUM · $792M to $1.0BMar 28, 2022 to Mar 30, 2023
- Accounts · 6 to 5Jun 29, 2021 to Mar 28, 2022
- Advisory employees · 11 to 10Jun 29, 2021 to Mar 28, 2022
- Pooled vehicle clients · 6 to 5Jun 29, 2021 to Mar 28, 2022
- Assets in custody · $292M to $501MJun 29, 2021 to Mar 28, 2022
- Employees · 18 to 21Jun 29, 2021 to Mar 28, 2022
- Other offices · 0 to 1Jun 29, 2021 to Mar 28, 2022
- Private funds · 6 to 5Jun 29, 2021 to Mar 28, 2022
- Discretionary RAUM · $722M to $792MJun 29, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $722M to $792MJun 29, 2021 to Mar 28, 2022
Signals
7 dated events
- P••••••• F•• G••••• reported RAUM $1.0B, up 29% from $792.1M (2022-03-28 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Dean Jason Georgatos (President) appeared on Schedule A of P••••••• F•• G•••••Mar 30, 2023 · Control person joined · fact
- Gum Lok V••••• Ng (Vp Of Finance, Cco) appeared on Schedule A of P••••••• F•• G•••••Sep 30, 2020 · Control person joined · fact
- T•••••• P••••• (Chief Compliance Officer, Cfo) no longer on Schedule A of P••••••• F•• G••••• (listed 2020-04-21, absent 2020-09-30)Sep 30, 2020 · Control person left · inference
- P••••••• F•• G••••• reported RAUM $606.7M, up 45% from $417.9M (2019-07-19 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- P••••••• F•• G••••• reported RAUM $446.5M, up 141% from $185.3M (2017-10-18 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- P••••••• F•• G••••• filed its initial SEC registration (Form ADV)Jun 6, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••••• F•• G••••• · Independent Sponsorsshared crd · capital_provider
- P••••••• f•• G••••• · Private Equityshared crd · organization
- P••••••• f•• G••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- PFG•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-912-5894reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026