DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••••••• I• L•••••• P•••••••••
Gross asset value
$140M
as of Mar 28, 2024; not a fund size
Peak GAV
$1.4B
highest filing
Owners
16
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
35 filings
Feb 13, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$140M as of Mar 28, 2024
Feb 13, 2012$1.2B then
Owners16 as of Mar 28, 2024
Feb 13, 201254 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-82557reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Banking Corporation N.V.Willemstad, Curacao · LEI 549300HEYP0HGEVT8L46
- Citco Global Custody N.V.Amsterdam, Netherlands · LEI 5493001R2VUDF657RU22
- Citibank, N.A.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom · LEI N9FYJ29MC81JI74MJE92
- J.P. Morgan Securities LLCNew York, New York
- Jpmorgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan Stanley & Co. InternationalLondon, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services Inc.New York, New York · LEI I7331LVCZKQKX5T7XV54
- Northern Trust International Banking CorporationJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
- U.S. Bank N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons