DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
H•••••••• S••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 13, 2012 · 38 filings
SEC status approved since Mar 26, 2012
RAUM
$9.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
30 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
40
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$9.1B as of Mar 31, 2026
Mar 28, 2013$3.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)80 as of Mar 31, 2026
Mar 28, 201344 then
Private funds40 as of Mar 31, 2026
Mar 28, 201321 then
RAUM +70% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $217MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $75.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.6B83%
- State and municipal entities$1.5B17%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 42reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $75.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.17 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
58 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•••••••• I• L•••••• P••••••••• | Hedge Fund | $639M | 51 | Feb 13, 2012 |
| H•••••••• ••••••••• L••• | Hedge Fund | $599M | 14 | Feb 19, 2016 |
| H•••••••• 1•• ••••••••• L•• | Hedge Fund | $548M | 1 | Mar 24, 2014 |
| H•••••••• 1•• ••••• L• | Hedge Fund | $276M | 39 | Aug 26, 2014 |
| H•••••••• D••••••••• P•••••••• F•• L•••••• P••••••••• | Other Private Fund | $243M | 1 | Mar 26, 2019 |
| W••• R•••• F••• L• | Hedge Fund | $241M | 1 | Mar 31, 2022 |
| H•••••••• B••••••••• S••••••••• F••• L•• | Hedge Fund | $198M | 5 | Mar 31, 2022 |
| H•••••••• B••••••••• O••••••••• F••• L• | Hedge Fund | $189M | 28 | Mar 30, 2021 |
| H•••••••• H•• P••••••• O••••••• S•• P•••••••• D•no longer reported | Hedge Fund | $175M | 1 | Mar 26, 2019 |
| H•••••••• I• L•••••• P••••••••• | Hedge Fund | $140M | 16 | Feb 13, 2012 |
| H•••••••• D••••••••• P•••••••• N• L•••••• P••••••••• | Hedge Fund | $120M | 1 | Mar 26, 2019 |
| H•••••••• O••••••••• P•••••• C••••• F••• I• L• | Hedge Fund | $119M | 27 | Mar 30, 2021 |
| H•••••••• C••••• P•••••••• L•• L•••••• P••••••••• | Hedge Fund | $117M | 1 | Mar 27, 2020 |
| H•••••••• O••••••••• P•••••• C••••• F••• L• | Hedge Fund | $113M | 28 | Mar 26, 2019 |
| H•••••••• C••••• P•••••••• L• I•• L•••••• P••••••••• | Hedge Fund | $112M | 1 | Mar 30, 2021 |
| H•••••••• H•• P••••••• O••••••• S•• P•••••••• A• | Hedge Fund | $108M | 6 | Mar 31, 2017 |
| H•••••••• I•• L••• | Hedge Fund | $97.9M | 10 | Feb 13, 2012 |
| H•••••••• H•• P••••••• O••••••• S•• P•••••••• B•no longer reported | Hedge Fund | $68.9M | 4 | Mar 31, 2017 |
| H•••••••• V• L•••••• P•••••••••no longer reported | Hedge Fund | $45.6M | 7 | Feb 13, 2012 |
| H•••••••• H•• P••••••• O••••••• S•• P•••••••• C•no longer reported | Hedge Fund | $43.0M | 1 | Mar 28, 2018 |
| H•••••••• V• L•••••• P•••••••••no longer reported | Hedge Fund | $35.8M | 13 | Mar 28, 2013 |
| H•••••••• P• ••••••• L••• | Private Equity Fund | $28.8M | 1 | Mar 30, 2016 |
| H•••••••• S•••••••• C•• F••• L• | Hedge Fund | $27.7M | 7 | Mar 28, 2024 |
| H•••••••• O••••••••• P•••••• E••••• F••• I• L• | Private Equity Fund | $20.3M | 10 | Mar 31, 2022 |
| H•• A•••••••• L•••••• P•••••••••no longer reported | Private Equity Fund | $14.7M | 2 | Mar 30, 2016 |
| H•••••••• D•• F••• I• L• | Hedge Fund | $13.8M | 2 | Mar 28, 2023 |
| H•• I•• •••• L•••no longer reported | Other Private Fund | $11.7M | 45 | Feb 13, 2012 |
| H•• I•• •••• P••• L•••no longer reported | Other Private Fund | $7.5M | 45 | Feb 13, 2012 |
| H••• I•• L•••no longer reported | Other Private Fund | $5.7M | 323 | Feb 13, 2012 |
| H•••••••• L••••• M••••••••• F••• • M••••••• ••••••• L•••no longer reported | Hedge Fund | $3.3M | 1 | Mar 24, 2014 |
| H•• P• F••• L•••••• P••••••••• | Private Equity Fund | $782,028 | 1 | Mar 31, 2017 |
| H•• M•• C••••no longer reported | Other Private Fund | $174,624 | 316 | Feb 13, 2012 |
| H•• E••••••• L•no longer reported | Other Private Fund | $25,000 | 38 | Mar 24, 2014 |
| H•• B••••••• I• L• | Private Equity Fund | $0 | 5 | Mar 24, 2014 |
| H•••••••• C••••• O••••••••• F••• I• L•• | Hedge Fund | $0 | 7 | Mar 28, 2018 |
| H•• I• ••••••••• L•••no longer reported | Other Private Fund | $0 | 1 | Feb 13, 2012 |
| H•••••••• E•••••••• I•• L•••••• P••••••••• | Other Private Fund | $0 | 7 | Mar 30, 2021 |
| H•••••••• E•••••••• I• L•••••• P•••••••••no longer reported | Hedge Fund | $0 | 5 | Feb 13, 2012 |
| H•• C•••••••• I• L• | Hedge Fund | $0 | 6 | Mar 24, 2014 |
| H•• B••••••• L•••••• P••••••••• | Hedge Fund | $0 | 7 | Mar 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• N•••••••• P•••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- C•••• L•••• H•••• · Partnercontrolsince 03/2024 · owns less than 5%
- L•••••• R•••••• A•••••• · Partner & General Counselcontrolsince 03/2021 · owns less than 5%
- P•••• C•••••••• C•••••••• · Partnercontrolsince 08/2018 · owns less than 5%
- P•••••• A••••• F••••••• · Partnercontrolsince 03/2021 · owns less than 5%
- S•••••• R••••••• A•••• · Partnercontrolsince 03/2017 · owns less than 5%
- V••••••• R••••••• P• · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
- P•••••• A••••• F••••••• · Partnercontrolsince 03/2017 · owns 25% to 50% of H•••••••• M••••••••• P••••••• L•
- S•••••• R••••••• A•••• · Partnercontrolsince 10/2021 · owns 25% to 50% of H•••••••• M••••••••• P••••••• L•
Entity owners
- H•••••••• M••••••••• P••••••• L• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••• U••• P•••••• E••••• F••• G• I•• L••pooled vehicle sponsorn
- C••• U••• P•••••• E••••• F••• G•• L••pooled vehicle sponsorn
- F••• G••••• C••••••• L••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I•• L•••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I•• L••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I••• L•••pooled vehicle sponsorn
- F••• I••••••••• C•••••• I••• L••pooled vehicle sponsorn
- F••• I••••••••• C••••••• L•••pooled vehicle sponsorn
- F••• I••••••••• C••••••• L••pooled vehicle sponsorn
- F••• O••••••• G•• L••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I••• L•••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I••• L••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I•• L•••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• I•• L••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• V• L•••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• V• L••pooled vehicle sponsorn
- F••• P•••••• E••••• C•••••• V•• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• I•• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•• L•••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V••• L•••pooled vehicle sponsorn
- F••• V•••••• C•••••• V••• L••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•••• L•••pooled vehicle sponsorn
- F••• V•••••• C•••••• V•••• L••pooled vehicle sponsorn
- H•••••••• C••• P•••••• E••••• F••• G•• L••pooled vehicle sponsorn
- H•••••••• G• H••••••• L•pooled vehicle sponsorn
- H•••••••• G• I•• L•••••• P•••••••••pooled vehicle sponsorn
- H•••••••• G• I• L•••••• P•••••••••pooled vehicle sponsorn
- H•••••••• G• I• L•••••• P•••••••••pooled vehicle sponsorn
Advisers that list H•••••••• S••••••••• L•• as a related person
- 139068 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $5,365,608,939 to $9,102,091,254 (+70.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 90.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 41 to 42Jan 22, 2026 to Mar 31, 2026
- Pooled vehicle clients · 40 to 41Jan 22, 2026 to Mar 31, 2026
- Assets in custody · $87.8M to $75.0MJan 22, 2026 to Mar 31, 2026
- Employees · 74 to 80Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.4B to $9.1BJan 22, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $4.2B to $7.6BJan 22, 2026 to Mar 31, 2026
- RAUM · $5.4B to $9.1BJan 22, 2026 to Mar 31, 2026
- Accounts · 42 to 41Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 28 to 30Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 1 to 0Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 41 to 40Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $97.9M to $87.8MMar 28, 2024 to Mar 28, 2025
- Employees · 70 to 74Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.4B to $5.4BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.5B to $4.2BMar 28, 2024 to Mar 28, 2025
- RAUM · $5.4B to $5.4BMar 28, 2024 to Mar 28, 2025
- Accounts · 41 to 42Jun 27, 2023 to Mar 28, 2024
- Advisory employees · 11 to 28Jun 27, 2023 to Mar 28, 2024
- Advisory activities · 2 to 3Jun 27, 2023 to Mar 28, 2024
- BD registered reps · 0 to 1Jun 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 40 to 41Jun 27, 2023 to Mar 28, 2024
- Assets in custody · $149M to $97.9MJun 27, 2023 to Mar 28, 2024
- Employees · 36 to 70Jun 27, 2023 to Mar 28, 2024
- Private funds · 39 to 40Jun 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.9B to $5.4BJun 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.1B to $4.5BJun 27, 2023 to Mar 28, 2024
- RAUM · $4.9B to $5.4BJun 27, 2023 to Mar 28, 2024
- Related adviser · false to trueJun 27, 2023 to Mar 28, 2024
- Related bank · false to trueJun 27, 2023 to Mar 28, 2024
- Accounts · 40 to 41Jun 30, 2022 to Mar 28, 2023
- Advisory employees · 8 to 11Jun 30, 2022 to Mar 28, 2023
- Pooled vehicle clients · 38 to 40Jun 30, 2022 to Mar 28, 2023
- Assets in custody · $176M to $149MJun 30, 2022 to Mar 28, 2023
- Employees · 31 to 36Jun 30, 2022 to Mar 28, 2023
- Private funds · 37 to 39Jun 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $5.4B to $4.9BJun 30, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $4.6B to $4.1BJun 30, 2022 to Mar 28, 2023
- RAUM · $5.4B to $4.9BJun 30, 2022 to Mar 28, 2023
- Accounts · 43 to 40Oct 18, 2021 to Mar 31, 2022
Signals
9 dated events
- H•••••••• S••••••••• L•• reported RAUM $9.1B, up 70% from $5.4B (2026-01-22 to 2026-03-31)Mar 31, 2026 · ria raum c•••ge · derived
- Patrick Nicholas Boston (Chief Compliance Officer) appeared on Schedule A of H•••••••• S••••••••• L••Mar 28, 2024 · Control person joined · fact
- Henry Luke Chan (Partner) appeared on Schedule A of H•••••••• S••••••••• L••Mar 28, 2024 · Control person joined · fact
- Garrett Jesse Barnes (Partner) no longer on Schedule A of H•••••••• S••••••••• L•• (listed 2021-06-24, absent 2021-10-18)Oct 18, 2021 · Control person left · inference
- Scott Jonathon Jacobson (Member) no longer on Schedule A of H•••••••• S••••••••• L•• (listed 2020-06-15, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Edward Joseph Casey (Partner & Chief Operating Officer) no longer on Schedule A of H•••••••• S••••••••• L•• (listed 2019-08-15, absent 2020-01-24)Jan 24, 2020 · Control person left · inference
- P R•••••• V•••••• (Chief Financial Officer) appeared on Schedule A of H•••••••• S••••••••• L••Aug 15, 2019 · Control person joined · fact
- Ralph Douglas Moore (Chief Financial Officer) no longer on Schedule A of H•••••••• S••••••••• L•• (listed 2019-06-11, absent 2019-06-28)Jun 28, 2019 · Control person left · inference
- Churchill Caroline Page (Partner) appeared on Schedule A of H•••••••• S••••••••• L••Mar 26, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- H•••••••• S••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- H•••••••• S••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/81840reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-406-6500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026