DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E•• L••• C•••••••• P•
Gross asset value
$34.2M
as of Oct 9, 2024; not a fund size
Peak GAV
$34.2M
highest filing
Owners
80
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
10 filings
Mar 30, 2022 to Oct 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$34.2M as of Oct 9, 2024
Mar 30, 2022$26.6M then
Owners80 as of Oct 9, 2024
Mar 30, 202281 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 22% of the adviser's clients investedreported
- Form D file number
- 021-389709reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
- E•• L••• C•••••••• P• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons