DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••••• S••••••••• C•••••• •••••••• L•
Gross asset value
$304M
as of Nov 5, 2024; not a fund size
Peak GAV
$304M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
58%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 31, 2023 to Nov 5, 2024
Reporting history
one row per Form ADV filing
Gross asset value$304M as of Nov 5, 2024
Mar 31, 2023$233M then
Owners20 as of Nov 5, 2024
Mar 31, 202316 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-474514reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Northern Trust Fiduciary Services (Ireland) LimitedDublin, Ireland · LEI BSQNZQQA7EN1FNKZHR16
- The Bank Of New York Mellon CorporationBrooklyn, New York · LEI WFLLPEPC7FZXENRZV188
Across DFX
shared identifiers only
- V••••• S••••••••• C•••••• •••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 58%reportedadviser and related persons