DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Viking Global Investors LP

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 132272SEC 801-72433websiteIAPD
Latest filing Jun 15, 2026
First filing on the tape Mar 28, 2012 · 44 filings
SEC status approved since Jul 8, 2011
RAUM
$78B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
274
77 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
15
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$78B as of Jun 15, 2026
Mar 28, 2012$23B then
HNW client RAUM$0 as of Jun 15, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 15, 2026
Mar 28, 20120 then
Employees (5.A)274 as of Jun 15, 2026
Mar 27, 2013112 then
Private funds15 as of Jun 15, 2026
Mar 28, 20124 then
RAUM +12% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$3.7BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$78B, 21 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$78B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
21reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$78B for 21 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      14 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Viking Global Equities Master Ltd.Hedge Fund$37B637Mar 29, 2019
      Viking Global Opportunities Master LPHedge Fund$17B276Mar 27, 2015
      Vge III Portfolio Ltd.no longer reportedHedge Fund$15B319Mar 28, 2012
      Viking Long Fund Master Ltd.Hedge Fund$7.9B124Mar 28, 2012
      Viking Global Equities LPno longer reportedHedge Fund$7.8B306Mar 28, 2012
      Viking Global Opportunities Drawdown (Onshore) LPPrivate Equity Fund$1.1B75Mar 31, 2022
      Viking Global Equities II LPHedge Fund$751M126Mar 28, 2012
      Viking Global Opportunities Drawdown (Offshore) LPPrivate Equity Fund$632M34Mar 31, 2022
      Viking Structured Capital (Onshore) LPPrivate Equity Fund$304M20Mar 31, 2023
      Viking Structured Capital (Offshore 2 Intermediate) LPPrivate Equity Fund$148M4Mar 28, 2024
      Viking Structured Capital Sidecar (Offshore 2) LPPrivate Equity Fund$137M3Mar 31, 2023
      Viking Structured Capital Sidecar (Offshore) LPPrivate Equity Fund$120M3Mar 31, 2023
      Viking Structured Capital (Offshore) LPPrivate Equity Fund$91.4M8Mar 31, 2023
      Viking Structured Capital Sidecar (Onshore) LPPrivate Equity Fund$10.0M1Mar 31, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • Halle Matthew Bloom · General Counsel And Chief Compliance Officercontrol
        since 11/2013 · owns less than 5%
      • Andreas Ole Halvorsen · Chief Executive Officer, Limited Partnercontrol
        since 04/1999 · owns 25% to 50%
      • Scott Brian Kaufmann · Management Committee Membercontrol
        since 02/2020 · owns less than 5%
      • Christopher David Ott · Executive Committee Member, Limited Partnercontrol
        since 04/1999 · owns 25% to 50%
      • Sharon Rose Shabet · Chief Operating Officercontrol
        since 02/2009 · owns less than 5%
      • M. Justin Walsh · Management Committee Membercontrol
        since 05/2024 · owns less than 5%
      • Jacobs Ellis Whipple · Chief Financial Officercontrol
        since 01/2016 · owns less than 5%
      • Wagner Scott Zinober · Management Committee Membercontrol
        since 05/2024 · owns less than 5%
      • Andreas Ole Halvorsen · Membercontrol
        since 04/1999 · owns 50% to 75% of Viking Global Partners LLC
      • Christopher David Ott · Membercontrol
        since 04/1999 · owns 50% to 75% of Viking Global Partners LLC
      Entity owners
      • Viking Global Partners LLC · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • Viking Global Opportunities Drawdown Gp LLC
        investment adviserbankpooled vehicle sponsorn
      • Viking Global Opportunities Gp LLC
        investment adviserbankpooled vehicle sponsorn
      • Viking Global Opportunities Portfolio Gp LLC
        investment adviserbankpooled vehicle sponsorn
      • Viking Global Performance LLC
        investment adviserbankpooled vehicle sponsorn
      • Viking Long Fund Gp LLC
        investment adviserbankpooled vehicle sponsorn
      • Viking Structured Capital Gp LLC
        investment adviserbankpooled vehicle sponsorn
      • Viking Structured Capital Portfolio Gp LLC
        investment adviserbankpooled vehicle sponsorn
      Advisers that list Viking Global Investors LP as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY61 employees
      • San Francisco, CA4 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 75 to 77
        Feb 17, 2026 to Mar 31, 2026
      • Assets in custody · $70B to $78B
        Feb 17, 2026 to Mar 31, 2026
      • Employees · 268 to 274
        Feb 17, 2026 to Mar 31, 2026
      • Financial planning clients · to 0
        Feb 17, 2026 to Mar 31, 2026
      • Private funds · 12 to 15
        Feb 17, 2026 to Mar 31, 2026
      • Discretionary RAUM · $70B to $78B
        Feb 17, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $70B to $78B
        Feb 17, 2026 to Mar 31, 2026
      • RAUM · $70B to $78B
        Feb 17, 2026 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to Jul 31, 2025
      • Accounts · 22 to 21
        Nov 5, 2024 to Mar 31, 2025
      • Advisory employees · 71 to 75
        Nov 5, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 22 to 21
        Nov 5, 2024 to Mar 31, 2025
      • Assets in custody · $64B to $70B
        Nov 5, 2024 to Mar 31, 2025
      • Employees · 275 to 268
        Nov 5, 2024 to Mar 31, 2025
      • Discretionary RAUM · $64B to $70B
        Nov 5, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $64B to $70B
        Nov 5, 2024 to Mar 31, 2025
      • RAUM · $64B to $70B
        Nov 5, 2024 to Mar 31, 2025
      • Accounts · 20 to 22
        Sep 11, 2023 to Mar 28, 2024
      • Advisory employees · 73 to 71
        Sep 11, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 20 to 22
        Sep 11, 2023 to Mar 28, 2024
      • Assets in custody · $52B to $64B
        Sep 11, 2023 to Mar 28, 2024
      • Employees · 287 to 275
        Sep 11, 2023 to Mar 28, 2024
      • Private funds · 11 to 12
        Sep 11, 2023 to Mar 28, 2024
      • Discretionary RAUM · $52B to $64B
        Sep 11, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $52B to $64B
        Sep 11, 2023 to Mar 28, 2024
      • RAUM · $52B to $64B
        Sep 11, 2023 to Mar 28, 2024
      • HQ city · GREENWICH to STAMFORD
        Aug 28, 2023 to Sep 11, 2023
      • Other offices · 3 to 2
        Jul 12, 2023 to Aug 28, 2023
      • Other offices · 2 to 3
        Mar 31, 2023 to Jul 12, 2023
      • Accounts · 15 to 20
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 57 to 73
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 12 to 20
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $59B to $52B
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 240 to 287
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 6 to 11
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $60B to $52B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $60B to $52B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $60B to $52B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 12 to 15
        Oct 28, 2021 to Mar 31, 2022
      • Advisory employees · 43 to 57
        Oct 28, 2021 to Mar 31, 2022
      Signals
      7 dated events
      • Michael Andrew Genser (General Counsel) no longer on Schedule A of Viking Global Investors Lp (listed 2024-09-03, absent 2024-11-05)
        Nov 5, 2024 · Control person left · inference
      • Ning Jin (Management Committee Member) no longer on Schedule A of Viking Global Investors Lp (listed 2024-05-22, absent 2024-09-03)
        Sep 3, 2024 · Control person left · inference
      • Wagner Scott Zinober (Management Committee Member) appeared on Schedule A of Viking Global Investors Lp
        May 22, 2024 · Control person joined · fact
      • M. Justin Walsh (Management Committee Member) appeared on Schedule A of Viking Global Investors Lp
        May 22, 2024 · Control person joined · fact
      • Viking Global Investors Lp reported RAUM $59.2B, up 40% from $42.1B (2020-03-27 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • Scott Brian Kaufmann (Management Committee Member) appeared on Schedule A of Viking Global Investors Lp
        Feb 6, 2020 · Control person joined · fact
      • Solomon Benjamin Jacobs (Management Committee Member) no longer on Schedule A of Viking Global Investors Lp (listed 2019-04-01, absent 2019-06-17)
        Jun 17, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/VIKING-GLOBAL-INVESTORSreportedpublic record, Form ADV, Sep 17, 2026
      Website
      VIKINGGLOBAL.COMreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      203-863-5000reportedpublic record, Form ADV, Jun 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026