DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
A••••• G••••• M••••• F•••
Gross asset value
$1.7B
as of Mar 28, 2024; not a fund size
Peak GAV
$3.4B
highest filing
Owners
231
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
21%
fund-of-funds interests
Non-US owners
48%
Reported
40 filings
Feb 14, 2012 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.7B as of Mar 28, 2024
Feb 14, 2012$164M then
Owners231 as of Mar 28, 2024
Feb 14, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-142504reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
- Bmo Nesbitt Burns Inc.Toronto, Canada · LEI M3LKFDNSJGJ7TMLH6Z15
- Bnp ParibasParis, France · LEI R0MUWSFPU8MPRO8K5P83
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRDP48
- The Bank Of Nova ScotiaToronto, Canada · LEI L3I9ZG2KFGXZ61BMYR72
- The Northern Trust International Banking CorporationJersey City, New Jersey · LEI 54930042DBMRRWU1QM8
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 14%reportedadviser and related persons