DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• P••••••• L•••
Latest filing Jun 4, 2026
First filing on the tape Feb 14, 2012 · 48 filings
SEC status approved since Mar 30, 2012
RAUM
$6.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
122
48 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
26
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$6.4B as of Jun 4, 2026
Mar 28, 2013$6.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 4, 2026
Mar 28, 20130 then
Employees (5.A)122 as of Jun 4, 2026
Mar 28, 201366 then
Private funds26 as of Jun 4, 2026
Mar 28, 201317 then
RAUM -66% over the last fiscal year-33% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $133MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.0B94%
- Charitable organizations$357M5.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.06 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
66 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• G••••• M••••• F••• | Hedge Fund | $1.7B | 231 | Feb 14, 2012 |
| L•• X•• L•••••• P••••••••• | Securitized Asset Fund | $681M | 0 | Feb 28, 2014 |
| T••••••••• C•• 2••••• L••• | Securitized Asset Fund | $581M | 0 | Feb 23, 2018 |
| W••••••••• R•••• E•••• M••••• F••• | Hedge Fund | $561M | 24 | Feb 14, 2012 |
| L•• X•••• L•••••• P••••••••• | Securitized Asset Fund | $502M | 0 | Mar 31, 2015 |
| T••••••••• C•• 2••••• L••• | Securitized Asset Fund | $500M | 0 | Feb 26, 2020 |
| L•• 3• L••• | Securitized Asset Fund | $499M | 0 | Feb 23, 2022 |
| L•• 3• L••• | Securitized Asset Fund | $497M | 0 | Feb 23, 2022 |
| L•• 3• L••• | Securitized Asset Fund | $497M | 0 | Feb 23, 2022 |
| L•• 3• L••• | Securitized Asset Fund | $496M | 0 | Feb 23, 2022 |
| T••••••••• C•• 2••••• L••• | Securitized Asset Fund | $491M | 0 | Feb 28, 2017 |
| L•• X••• L•••••• P••••••••• | Securitized Asset Fund | $485M | 0 | Mar 31, 2015 |
| L•• 2• L••• | Securitized Asset Fund | $481M | 0 | Feb 21, 2019 |
| L•• 3• L••• | Securitized Asset Fund | $452M | 0 | Oct 21, 2022 |
| L•• X••• L••• | Securitized Asset Fund | $434M | 0 | Feb 23, 2018 |
| L•• X• L•••••• P••••••••• | Securitized Asset Fund | $412M | 0 | Feb 28, 2014 |
| L•• 2• L••• | Securitized Asset Fund | $411M | 0 | Feb 21, 2019 |
| L•• 4• L••• | Securitized Asset Fund | $401M | 0 | Feb 22, 2023 |
| L•• 3• L••• | Securitized Asset Fund | $398M | 0 | Mar 31, 2021 |
| L•• 3• L••• | Securitized Asset Fund | $398M | 0 | Oct 21, 2022 |
| L•• 3• L••• | Securitized Asset Fund | $398M | 0 | Feb 23, 2022 |
| L•• 3• L••• | Securitized Asset Fund | $397M | 0 | Feb 26, 2020 |
| L•• 2• L••• | Securitized Asset Fund | $395M | 0 | Feb 26, 2020 |
| L•• 2• L•• | Securitized Asset Fund | $393M | 0 | Feb 21, 2019 |
| T••••••••• C•• 2••••• L••• | Securitized Asset Fund | $392M | 0 | Feb 23, 2018 |
| L•• X•• L•••••• P••••••••• | Securitized Asset Fund | $356M | 0 | Feb 28, 2014 |
| L•• 3• L••• | Securitized Asset Fund | $350M | 0 | Oct 21, 2022 |
| T••••••••• C•• 2••••• L••• | Securitized Asset Fund | $336M | 0 | Feb 28, 2017 |
| T••••••• C••••• I••••• I•• L••• | Private Equity Fund | $324M | 42 | Feb 23, 2018 |
| L•• X•• L••• | Securitized Asset Fund | $321M | 0 | Feb 23, 2018 |
| L•• V••• L•••••• P•••••••••no longer reported | Securitized Asset Fund | $300M | 0 | Nov 21, 2012 |
| C••••••••• C•••••• F••• I• F•••••• M••••• L• | Private Equity Fund | $265M | 38 | Feb 23, 2022 |
| L•• X•••• L••• | Securitized Asset Fund | $257M | 0 | Feb 28, 2017 |
| L•• X••• L••• | Securitized Asset Fund | $254M | 0 | Feb 28, 2017 |
| C••••••••• C•••••• F••• A• L• | Private Equity Fund | $216M | 1 | Feb 22, 2023 |
| L•• L••• I••••• F••• I• L••• | Securitized Asset Fund | $214M | 0 | Feb 21, 2019 |
| L•• X••• L•••••• P••••••••• | Securitized Asset Fund | $207M | 0 | Feb 28, 2014 |
| T•• A•••• M••••••••• G••••• E••••••• F••• | Hedge Fund | $183M | 1 | Feb 14, 2012 |
| P•••••• D••••••••• O••••••••• M••••• F•••no longer reported | Hedge Fund | $159M | 11 | Nov 8, 2013 |
| B••••• S••••• C•••••• P••••••• L••• | Private Equity Fund | $158M | 1 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C•••• S•••• A••••• · General Counselcontrolsince 06/2009 · owns less than 5%
- G•••••• P•••• R••••• · Chief Financial Officercontrolsince 01/2017 · owns less than 5%
- G•••••••• R••••• E••••• · Principalcontrolsince 06/2009 · owns less than 5%
- P•••••• S••••••• L••••• · Ceo Of Tfg Asset Managementcontrolsince 10/2015 · owns less than 5%
- S•••••••• S••••• F••••• · Chief Compliance Officercontrolsince 01/2014 · owns less than 5%
- W••••••••• G••••••• N•• · Director Of Business Developmentcontrolsince 06/2009 · owns less than 5%
Entity owners
- T•• A•••• M••••••••• G• L••• · General Partnerdirect · owns less than 5%
- T•• A•••• M••••••••• T•••• L••• · L•••••• Partnerdirect · owns 75% or more
- T••••••• D••••• B•••••• ••••••• L•• · Sole Memberindirect · owns 75% or more of T••••••• F•••••••• G•••• ••••••••• H••••••• L••
- T••••••• F•••••••• G•••• ••••••••• H••••••• L•• · Sole Memberindirect · owns 75% or more of T••••••• F•••••••• G•••• ••••••••• L••
- T••••••• F•••••••• G•••• L•••••• · Sole Memberindirect · owns 75% or more of T••••••• D••••• B•••••• ••••••• L••
- T••••••• F•••••••• G•••• L•••••• · Shareholderindirect · owns 75% or more of T•• A•••• M••••••••• G• L•••
- T••••••• F•••••••• G•••• L•••••• · Shareholderindirect · owns 75% or more of T•• A•••• M••••••••• T•••• L•••
- T••••••• F•••••••• G•••• ••••••••• L•• · L•••••• Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- A••••• P••••••• G• L••••••bankpooled vehicle sponsory
- B••••• S••••• G• L••••••bankpooled vehicle sponsory
- C••••••••• C•••••• F••• I• G• L••bankpooled vehicle sponsory
- E•••••• E••••••• I••••••••• I• G• S•••••••pooled vehicle sponsory
- E•••••• G• 2• L••••••pooled vehicle sponsory
- E•••••• G• 3• L••••••pooled vehicle sponsory
- E•••••• G• 4• L••••••pooled vehicle sponsory
- E•••••• G• 6• L••••••pooled vehicle sponsory
- E•••••• I••••••••• M••••••••• L••••••investment adviserbankpooled vehicle sponsory
- E•••••• I••••••••• N•••• A•••••• L•••bankpooled vehicle sponsory
- E•••••• M• G• 1• L••••••pooled vehicle sponsory
- E•••••• M• G• 2• L••••••pooled vehicle sponsory
- E•••••• M• G• 2• L••••••pooled vehicle sponsory
- E•••••• M• G• 8• L••••••pooled vehicle sponsory
- E•••••• M• G• T••• L••••••pooled vehicle sponsory
- H•••••• P•••• G• L••••••bankpooled vehicle sponsory
- P•••••• P•• L••••••bankpooled vehicle sponsory
- P•••••• R••••••• F••• G•bankpooled vehicle sponsory
- T••••••• F•••••••• M••••••••• L•investment adviserbankpooled vehicle sponsoryRAUM $4.3B
- W••••••••• R•••• G• L••••••bankpooled vehicle sponsory
Advisers that list T••••••• P••••••• L••• as a related person
- 313007 y
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom26 employees
- Delray Beach, FL2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $18,889,321,479 to $12,894,557,040 (-32.0%) between the annual amendments of 2025-03-28 and 2026-03-26; the peer median change was +13.0% (631 comparable advisers, 2.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 1.9% percentile
What changed
consecutive filings, newest first
- Accounts · 79 to 48Mar 26, 2026 to Jun 4, 2026
- Pooled vehicle clients · 74 to 43Mar 26, 2026 to Jun 4, 2026
- Private funds · 57 to 26Mar 26, 2026 to Jun 4, 2026
- Discretionary RAUM · $13B to $6.4BMar 26, 2026 to Jun 4, 2026
- Pooled vehicle RAUM · $13B to $6.0BMar 26, 2026 to Jun 4, 2026
- RAUM · $13B to $6.4BMar 26, 2026 to Jun 4, 2026
- Accounts · 80 to 79Jan 15, 2026 to Mar 26, 2026
- Advisory employees · 47 to 48Jan 15, 2026 to Mar 26, 2026
- Pooled vehicle clients · 73 to 74Jan 15, 2026 to Mar 26, 2026
- Employees · 125 to 122Jan 15, 2026 to Mar 26, 2026
- Private funds · 56 to 57Jan 15, 2026 to Mar 26, 2026
- Discretionary RAUM · $15B to $13BJan 15, 2026 to Mar 26, 2026
- Non-discretionary RAUM · $7 to $5Jan 15, 2026 to Mar 26, 2026
- Pooled vehicle RAUM · $15B to $13BJan 15, 2026 to Mar 26, 2026
- RAUM · $15B to $13BJan 15, 2026 to Mar 26, 2026
- Business name · T•• A•••• M••••••••• L••• to T••••••• P••••••• L•••Jul 7, 2025 to Jan 15, 2026
- Legal name · T•• A•••• M••••••••• L••• to T••••••• P••••••• L•••Jul 7, 2025 to Jan 15, 2026
- Accounts · 87 to 80May 12, 2025 to Jul 7, 2025
- Advisory employees · 59 to 47May 12, 2025 to Jul 7, 2025
- Advisory activities · 2 to 3May 12, 2025 to Jul 7, 2025
- Pooled vehicle clients · 79 to 73May 12, 2025 to Jul 7, 2025
- Employees · 147 to 125May 12, 2025 to Jul 7, 2025
- Financial planning clients · unset to May 12, 2025 to Jul 7, 2025
- Other offices · 3 to 2May 12, 2025 to Jul 7, 2025
- Private funds · 58 to 56May 12, 2025 to Jul 7, 2025
- Discretionary RAUM · $19B to $15BMay 12, 2025 to Jul 7, 2025
- Pooled vehicle RAUM · $19B to $15BMay 12, 2025 to Jul 7, 2025
- RAUM · $19B to $15BMay 12, 2025 to Jul 7, 2025
- Private funds · 57 to 58Mar 28, 2025 to May 12, 2025
- Accounts · 71 to 87Feb 26, 2025 to Mar 28, 2025
- Advisory employees · 54 to 59Feb 26, 2025 to Mar 28, 2025
- Pooled vehicle clients · 63 to 79Feb 26, 2025 to Mar 28, 2025
- Employees · 129 to 147Feb 26, 2025 to Mar 28, 2025
- Discretionary RAUM · $20B to $19BFeb 26, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $19B to $19BFeb 26, 2025 to Mar 28, 2025
- RAUM · $20B to $19BFeb 26, 2025 to Mar 28, 2025
- Other offices · 2 to 3Jan 27, 2025 to Feb 26, 2025
- Private funds · 50 to 57Jan 27, 2025 to Feb 26, 2025
- Private funds · 48 to 50Mar 28, 2024 to Jan 27, 2025
- Advisory employees · 56 to 54Jan 4, 2024 to Mar 28, 2024
Signals
3 dated events
- T••••••• P••••••• L••• reported RAUM $6.4B, down 50% from $12.9B (2026-03-26 to 2026-06-04)Jun 4, 2026 · RAUM change · derived
- Giles Gauntlet Patrick Dear (Principal) no longer on Schedule A of T••••••• P••••••• L••• (listed 2019-02-21, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
- Edward Alexander Jackson (Shareholder) no longer on Schedule A of T••••••• P••••••• L••• (listed 2019-02-21, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- T••••••• P••••••• L••• · Independent Sponsorsshared crd · capital_provider
- T•• A•••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tetragoninvreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/hawke's-pointreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••••INV.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-359-7300reportedpublic record, Form ADV, Jun 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026