DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••• M••••• F••• 1•• L•••
Gross asset value
$791M
as of Mar 30, 2023; not a fund size
Peak GAV
$1.2B
highest filing
Owners
95
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
18%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
19%
Reported
32 filings
Mar 29, 2012 to Mar 30, 2023
Reporting history
one row per Form ADV filing
Gross asset value$791M as of Mar 30, 2023
Mar 29, 2012$1.2B then
Owners95 as of Mar 30, 2023
Mar 29, 2012187 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 4% of the adviser's clients investedreported
- Form D file number
- 021-127477reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcNew York, New York
- Citibank N.A.New York, New York
- Clear StreetNew York, New York
- First Republic BankSan Francisco, California
- Fossar Markadir HfReykjavik, Iceland
- Goldman Sachs & Co. LLCNew York, New York
- Islandsbanki HfRejkjavik, Iceland
- J.P. Morgan Clearing Corp.New York, New York
- SociéTé GéNéRale Bank & TrustLuxembourg, Luxembourg
- State Street Bank And Trust CompanyBoston, Massachusetts
- The Bank Of New York MellonNew York, New York
- US BankPhiladelphia, Pennsylvania
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 18%reportedadviser and related persons