DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• C•••••• A••••••• L•
Legal name T•••••• C•••••• A••••••• L•••
Latest filing Aug 31, 2026
First filing on the tape Mar 29, 2012 · 43 filings
SEC status approved since Jan 18, 2006
RAUM
$4.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$4.9B as of Aug 31, 2026
Mar 29, 2012$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 31, 2026
Mar 29, 20120 then
Employees (5.A)47 as of Aug 31, 2026
Mar 28, 2013117 then
Private funds16 as of Aug 31, 2026
Mar 29, 20128 then
RAUM -41% over the last fiscal year-24% a year over threeIARs 0 to 0offices 2 to 0
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $147MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.6B, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.6B for 32 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
32 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• O••••••••• M••••• F••• L••• | Hedge Fund | $4.8B | 305 | Mar 29, 2012 |
| T•••••• O••••••••• O••••••• I••••••••• F••• L•no longer reported | Hedge Fund | $4.3B | 694 | Jul 31, 2013 |
| T•••••• O••••••••• F••• L•no longer reported | Hedge Fund | $3.3B | 718 | Mar 29, 2012 |
| T•••••• O••••••••• F••• I• L•no longer reported | Hedge Fund | $1.2B | 158 | Mar 29, 2012 |
| T••••••• E••••••• C••••• D••••••••• M••••• F••• I•• L••• | Private Equity Fund | $981M | 34 | Mar 30, 2021 |
| T•••••• M••••• F••• 1•• L•••no longer reported | Hedge Fund | $791M | 95 | Mar 29, 2012 |
| T•••••• C•• D••••••••• O•••••• F••• I•• L• | Real Estate Fund | $650M | 84 | Aug 23, 2021 |
| T•••••• M••••• D••••••••• M••••• F••• I•• •••••••• L••• | Private Equity Fund | $638M | 1 | Mar 30, 2021 |
| T•••••• O••••••• I••••••••• F••• 1•• L•no longer reported | Hedge Fund | $560M | 182 | Jul 31, 2013 |
| T•••••• C•••••• P••••••• 1•• L•no longer reported | Hedge Fund | $398M | 238 | Mar 29, 2012 |
| T•••••• E••••••• C••••• D••••••••• M••••• F••• I• L••• | Private Equity Fund | $370M | 85 | Mar 29, 2018 |
| T•••••• M••••• D••••••••• M••••• P•••••••• L•••no longer reported | Hedge Fund | $236M | 16 | Nov 19, 2021 |
| T•••••• C•• D••••••••• O•••••• F••• I• L••• | Real Estate Fund | $203M | 74 | Mar 29, 2019 |
| T•••••• M••••• A•••••••• M••••• F••• L••• | Hedge Fund | $200M | 9 | Aug 21, 2024 |
| S••••••••• P•••••••• I• O• T•••••• S•••••• M••••• F••• S••no longer reported | Hedge Fund | $169M | 45 | Mar 28, 2016 |
| S••••••••• P•••••••• I•• O• T•••••• S•••••• M••••• F••• S••no longer reported | Private Equity Fund | $147M | 35 | Mar 30, 2017 |
| T•••••• O•••••••• F••• L•••no longer reported | Hedge Fund | $125M | 1 | Mar 30, 2015 |
| T•••••• C••••• D••••••••• O••••••• F••• I• L••• | Private Equity Fund | $104M | 8 | Jan 2, 2024 |
| T•••••• C••••• D••••••••• M••••• F••• I• L••• | Private Equity Fund | $87.1M | 1 | Jan 2, 2024 |
| T•••••• C•• D••••••••• I•• O••••••• F••• L••• | Real Estate Fund | $79.2M | 4 | Jan 2, 2024 |
| T•••••• C••••• D••••••••• F••• I• L••• | Private Equity Fund | $65.3M | 25 | Jan 2, 2024 |
| T•••••• C•• D••••••••• O•••••• F••• L••• | Real Estate Fund | $52.1M | 61 | Mar 28, 2016 |
| T•••••• E••••••• C••••• D••••••••• M••••• F••• L•••no longer reported | Private Equity Fund | $52.1M | 40 | Mar 30, 2015 |
| T•••••• C•• D••••••••• F••• I• L••• | Real Estate Fund | $26.5M | 14 | Mar 29, 2019 |
| T• F••• L••• | Hedge Fund | $19.3M | 2 | Mar 1, 2021 |
| T•••••• C•• D••••••••• F••• L••• | Real Estate Fund | $13.8M | 16 | Mar 28, 2016 |
| T•••••• M••••• D••••••••• F••• I• L•no longer reported | Private Equity Fund | $8.4M | 74 | Mar 29, 2012 |
| T•••••• M••••• D••••••••• M••••• F••• I• L•no longer reported | Private Equity Fund | $2.2M | 20 | Mar 29, 2012 |
| S••••••••• P•••••••• I• O• T•••••• S•••••• M••••• F••• S••no longer reported | Hedge Fund | $947,188 | 0 | Mar 28, 2013 |
| T•••••• E••••••• F••• L•••no longer reported | Hedge Fund | $2,501 | 24 | Mar 29, 2012 |
| T•••••• M••••• D••••••••• O•••••• F••• I•• L••• | Private Equity Fund | $1,701 | 87 | Mar 30, 2021 |
| T•••••• M••••• D••••••••• F••• I•• •••••••• L••• | Private Equity Fund | $263 | 22 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• F••••• P•••• · Co-Chief Investment Officercontrolsince 01/2024 · owns 10% to 25%
- K••••••• T•••••• N•••••••• · Co-Chief Investment Officercontrolsince 01/2024 · owns 5% to 10%
- M•••••• P•••••• L•••• · General Counselcontrolsince 01/2021 · owns less than 5%
- S• L••••• F••••••• · Chief Compliance Officercontrolsince 06/2017 · owns less than 5%
- Y•••••• A•••••• G•••• · Chief Financial Officercontrolsince 12/2009 · owns less than 5%
- B••••••• F••••• P•••• · Member/Managercontrolsince 01/2007 · owns 75% or more of T•••••• C•••••• P••••••••• P••••••• L••
- J••••••• J••• L•••••• · P•••••••• Managersince 01/2004 · owns 10% to 25%
- M•••••••• K••••• A•••••••• · P•••••••• Managersince 01/2013 · owns 10% to 25%
Entity owners
- T•••••• C•••••• P••••••••• P••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•••••• A••••••••• L••pooled vehicle sponsorn
- T•••••• C•••••• A••••••• U• L••investment adviserbankyRAUM $8.5B
- T•••••• C•••••• P••••••••• P••••••• L••y
- T•••••• C•••••• S••••••• U• L••y
- T•••••• C•• I• L••pooled vehicle sponsorn
- T•••••• C••••••••• G• L••pooled vehicle sponsorn
- T•••••• C•••• I• L••pooled vehicle sponsorn
- T•••••• C•••• I•• L••pooled vehicle sponsorn
- T•••••• C•••• L••pooled vehicle sponsorn
- T•••••• E••• I•• L••pooled vehicle sponsorn
- T•••••• E••• L••pooled vehicle sponsorn
- T•••••• M•• I•• L••pooled vehicle sponsorn
- T•••••• M••••• A•••••••• G• L••pooled vehicle sponsorn
Advisers that list T•••••• C•••••• A••••••• L• as a related person
- 137291 y
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom10 employees
- West Palm Beach, FL1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- e••••••• count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 93.0 to 47.0 (-49.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1109 comparable advisers, 1.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 0.9% percentile
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $8,213,775,416 to $4,864,143,833 (-41.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 2.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 1.7% percentile
What changed
consecutive filings, newest first
- Private funds · 19 to 16Mar 31, 2026 to Aug 31, 2026
- Accounts · 32 to 33Jan 30, 2026 to Mar 31, 2026
- Advisory activities · 1 to 2Jan 30, 2026 to Mar 31, 2026
- Pooled vehicle clients · 31 to 32Jan 30, 2026 to Mar 31, 2026
- Assets in custody · $8.1B to $4.6BJan 30, 2026 to Mar 31, 2026
- Discretionary RAUM · $8.2B to $4.9BJan 30, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $8.1B to $4.6BJan 30, 2026 to Mar 31, 2026
- RAUM · $8.2B to $4.9BJan 30, 2026 to Mar 31, 2026
- Advisory employees · 34 to 16Nov 18, 2025 to Jan 30, 2026
- Employees · 93 to 47Nov 18, 2025 to Jan 30, 2026
- Other offices · 2 to 0Nov 18, 2025 to Jan 30, 2026
- Private funds · 18 to 19Nov 18, 2025 to Jan 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 2, 2025
- Private funds · 20 to 18Mar 31, 2025 to May 2, 2025
- Accounts · 29 to 32Feb 5, 2025 to Mar 31, 2025
- Advisory employees · 39 to 34Feb 5, 2025 to Mar 31, 2025
- Pooled vehicle clients · 29 to 31Feb 5, 2025 to Mar 31, 2025
- Assets in custody · $8.8B to $8.1BFeb 5, 2025 to Mar 31, 2025
- Employees · 115 to 93Feb 5, 2025 to Mar 31, 2025
- Discretionary RAUM · $8.8B to $8.2BFeb 5, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $8.8B to $8.1BFeb 5, 2025 to Mar 31, 2025
- RAUM · $8.8B to $8.2BFeb 5, 2025 to Mar 31, 2025
- Private funds · 17 to 20Aug 21, 2024 to Feb 5, 2025
- Private funds · 16 to 17Mar 28, 2024 to Aug 21, 2024
- Accounts · 25 to 29Jan 9, 2024 to Mar 28, 2024
- Advisory employees · 41 to 39Jan 9, 2024 to Mar 28, 2024
- Pooled vehicle clients · 25 to 29Jan 9, 2024 to Mar 28, 2024
- Assets in custody · $11B to $8.8BJan 9, 2024 to Mar 28, 2024
- Employees · 129 to 115Jan 9, 2024 to Mar 28, 2024
- Discretionary RAUM · $11B to $8.8BJan 9, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $11B to $8.8BJan 9, 2024 to Mar 28, 2024
- RAUM · $11B to $8.8BJan 9, 2024 to Mar 28, 2024
- Private funds · 15 to 16Mar 30, 2023 to Jan 2, 2024
- Accounts · 29 to 25Mar 13, 2023 to Mar 30, 2023
- Pooled vehicle clients · 29 to 25Mar 13, 2023 to Mar 30, 2023
- Assets in custody · $11B to $11BMar 13, 2023 to Mar 30, 2023
- Private funds · 16 to 15Mar 13, 2023 to Mar 30, 2023
- Discretionary RAUM · $11B to $11BMar 13, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $11B to $11BMar 13, 2023 to Mar 30, 2023
- RAUM · $11B to $11BMar 13, 2023 to Mar 30, 2023
Signals
7 dated events
- T•••••• C•••••• A••••••• L• reported RAUM $4.9B, down 41% from $8.2B (2026-01-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Nathaniel Thomas Kempner (Co-Chief Investment Officer) appeared on Schedule A of T•••••• C•••••• A••••••• L•Jan 2, 2024 · Control person joined · fact
- Lord Christopher Delong (Chief Investment Officer) no longer on Schedule A of T•••••• C•••••• A••••••• L• (listed 2023-03-30, absent 2024-01-02)Jan 2, 2024 · Control person left · inference
- Barry Michael Bausano (Chief Operating Officer) no longer on Schedule A of T•••••• C•••••• A••••••• L• (listed 2023-01-13, absent 2023-03-13)Mar 13, 2023 · Control person left · inference
- Ann Elizabeth Keeley (General Counsel) no longer on Schedule A of T•••••• C•••••• A••••••• L• (listed 2020-03-30, absent 2021-03-01)Mar 1, 2021 · Control person left · inference
- Barry Michael Bausano (Chief Operating Officer) appeared on Schedule A of T•••••• C•••••• A••••••• L•Mar 1, 2021 · Control person joined · fact
- Leigh Peyton Mcnutt (General Counsel) appeared on Schedule A of T•••••• C•••••• A••••••• L•Mar 1, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- T•••••• C•••••• A••••••• L• · Independent Sponsorsshared crd · capital_provider
- T•••••• C•••••• A••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T••••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-209-3100reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•••••• C•••••• A••••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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