DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Ys St Structured Notes LLC

Other Private Fundadvised byWillow Wealthasset manager805-2286219924IAPD
Gross asset value
$109M
as of Nov 6, 2024; not a fund size
Peak GAV
$109M
highest filing
Owners
4,212
beneficial owners reported
Minimum investment
$15,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 29, 2024 to Nov 6, 2024
Reporting history
one row per Form ADV filing
Gross asset value$109M as of Nov 6, 2024
Mar 29, 2024$109M then
Owners4,212 as of Nov 6, 2024
Mar 29, 20244,212 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-440329reportedthe join to the Form D offering
Type as written
STRUCTURED NOTES FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Esquire Bank, National Association
    Jericho, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons