DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Willow Wealth
Legal name Willow Asset Management LLC
Latest filing Jun 15, 2026
First filing on the tape Mar 28, 2016 · 40 filings
SEC status approved since Apr 6, 2016
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.7%
$11.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$545M
derived; firm RAUM over IAPD count
Employees
105
26 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
120
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$1.6B as of Jun 15, 2026
Mar 31, 2017$60.0M then
HNW client RAUM$1.4M as of Jun 15, 2026
Mar 31, 2025$1.6M then
State-registered IARs (5.B.3)3 as of Jun 15, 2026
Mar 31, 20170 then
Employees (5.A)105 as of Jun 15, 2026
Mar 31, 20179 then
Private funds120 as of Jun 15, 2026
Mar 31, 201732 then
RAUM -12% over the last fiscal year+11% a year over threeIARs 6 to 3offices 2 to 1
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
- RAUM per advisor
- $545MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $129,232derivedHNW RAUM over HNW clients
- Average account
- $4.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 35.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1413%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $10.2M, 216 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B90%
- Investment companies$149M9.1%
- Individuals$10.2M0.6%
- High-net-worth individuals$1.4M0.1%
- Pension and profit-sharing plans$26,9670.0%
- Charitable organizations$2,9810.0%
- Individual clients
- 216reported
- HNW clients
- 11reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 411reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10.2M for 216 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=false bd_reps=12.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sean Paul Sullivan | New York, Ny | Jan 17, 2023 | 17 y | 2 |
| Mukti Ramesh Vasanji | New York, Ny | Jan 19, 2023 | 10 y | 2 |
| Alexandra Ryann Schiffer | New York, Ny | May 11, 2023 | 11 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- David Beck Raphael to Klingenstein Fields AdvisorsOct 16, 2025 · Other
Joined, latest
- Alexandra Ryann Schiffer from J.P. Morgan Private Wealth Advisors LLCMay 11, 2023 · Other
- Mukti Ramesh Vasanji from Mainstreet AdvisorsJan 19, 2023 · Other
- Sean Paul Sullivan from LPL Financial LLCJan 17, 2023 · Other
Private funds
200 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ys St Notes LLC | Other Private Fund | $181M | 5,683 | Mar 28, 2023 |
| Ys St Structured Notes LLC | Other Private Fund | $109M | 4,212 | Mar 29, 2024 |
| Ys Gp Tpqf I LLC | Real Estate Fund | $42.2M | 822 | Mar 31, 2022 |
| Ys Ffg Req II LLC | Real Estate Fund | $23.3M | 815 | Mar 28, 2023 |
| Ys Bwa Lf Vii LLC | Private Equity Fund | $21.7M | 78 | Mar 29, 2024 |
| Ys Lf Qpf I LLC | Private Equity Fund | $21.6M | 350 | Mar 31, 2022 |
| Ys Vc Tpqf I LLC | Private Equity Fund | $20.8M | 530 | Mar 31, 2022 |
| Ys Dislo Tpqpf I LLC | Private Equity Fund | $19.4M | 455 | Mar 31, 2022 |
| Ys Snd Req II A LLC | Real Estate Fund | $19.2M | 723 | Mar 28, 2023 |
| Ys Cre Tpqpf II LLC | Real Estate Fund | $18.9M | 12 | Mar 28, 2023 |
| Pmi Litfin Psp I LLCno longer reported | Private Equity Fund | $18.2M | 1 | Mar 27, 2020 |
| Ys Pbc Qpf II LLC | Private Equity Fund | $15.7M | 389 | Mar 31, 2022 |
| Ys Op Tpqf II LLC | Private Equity Fund | $15.0M | 402 | Mar 28, 2023 |
| Ys Itc Req II LLC | Real Estate Fund | $14.9M | 355 | Mar 28, 2023 |
| Ys Esq Lawff Vi LLCno longer reported | Private Equity Fund | $14.3M | 95 | Mar 30, 2018 |
| Ys Cre Tpqpf I LLC | Real Estate Fund | $14.2M | 351 | Mar 31, 2022 |
| Ys Dislo Tpqf II LLC | Private Equity Fund | $13.5M | 294 | Mar 28, 2023 |
| Ys Itc Req I LLC | Real Estate Fund | $11.7M | 579 | Mar 28, 2023 |
| Ys Clo LLC | Other Private Fund | $10.8M | 263 | Mar 29, 2024 |
| Ys Lf Clf II LLC | Private Equity Fund | $10.5M | 130 | Mar 29, 2024 |
| Ys Cc Lf I LLC | Private Equity Fund | $9.4M | 213 | Mar 28, 2023 |
| Ys Avn Qpf I LLC | Private Equity Fund | $9.4M | 206 | Mar 31, 2022 |
| Ys Snd Req I LLC | Real Estate Fund | $9.1M | 380 | Mar 28, 2023 |
| Ys Snd Req I A LLC | Real Estate Fund | $9.1M | 388 | Mar 28, 2023 |
| Ys Crpt Tpqf I LLC | Private Equity Fund | $8.9M | 900 | Mar 28, 2023 |
| Ys Rel Viii LLC | Real Estate Fund | $8.7M | 87 | Mar 31, 2022 |
| Ys Rel Vi LLC | Real Estate Fund | $8.6M | 91 | Mar 30, 2021 |
| Ys Lf Qpf II LLC | Private Equity Fund | $8.1M | 536 | Mar 31, 2022 |
| Ys Lf Qpf III LLC | Private Equity Fund | $7.9M | 169 | Mar 31, 2022 |
| Ys Lf Clf I LLC | Private Equity Fund | $7.3M | 96 | Mar 29, 2024 |
| Ys Vc Gc II LLC | Private Equity Fund | $7.0M | 89 | Mar 28, 2023 |
| Ys Pe Direct Tpqf I LLC | Private Equity Fund | $6.5M | 171 | Mar 29, 2024 |
| Ys Vc Tpqf II LLC | Private Equity Fund | $6.4M | 169 | Mar 28, 2023 |
| Ys Lf Pv I LLC | Private Equity Fund | $6.3M | 67 | Mar 29, 2024 |
| Ys Lc Diverpsp Xxx LLCno longer reported | Private Equity Fund | $6.2M | 73 | Mar 29, 2019 |
| Ys Acre Commeprop III LLCno longer reported | Private Equity Fund | $6.1M | 95 | Mar 29, 2019 |
| Ys Lf Tpqf I LLC | Private Equity Fund | $5.8M | 29 | Mar 28, 2023 |
| Ys Lc Diverpsp Xxviii LLCno longer reported | Private Equity Fund | $5.5M | 93 | Mar 29, 2019 |
| Yslf Lawff Viii LLCno longer reported | Private Equity Fund | $5.4M | 68 | Mar 29, 2019 |
| Ys Bp Cml IV LLC | Private Equity Fund | $5.3M | 40 | Mar 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Jay Michael Weisz · Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- (Nmn) Domenic Miele · Chief Compliance Officersince 07/2024 · owns less than 5%
Entity owners
- Yieldstreet Inc. · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Ccv LLCinvestment adviserpooled vehicle sponsornRAUM $963M
- Realcadre LLCbroker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL3 employees
- Athens, Greece2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Jun 15, 2026private funds per $1B of RAUM of 73.3 against a peer median of 4.3 (953 comparable advisers, 100.0th percentile, 22.1 robust deviations)peers: asset managers, $1B to $5B (953) · 100% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 209.0 to 411.0 (+97.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was -2.0% (33 comparable advisers, 94.0th percentile of changes)peers: asset managers, $1B to $5B (33) · 94% percentile
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 3.0 (-50.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (35 comparable advisers, 6.0th percentile of changes)peers: asset managers, $1B to $5B (35) · 5.9% percentile
What changed
consecutive filings, newest first
- Accounts · 209 to 411Nov 17, 2025 to Mar 31, 2026
- BD registered reps · 7 to 12Nov 17, 2025 to Mar 31, 2026
- Individual clients · 4 to 216Nov 17, 2025 to Mar 31, 2026
- Pooled vehicle clients · 190 to 180Nov 17, 2025 to Mar 31, 2026
- Assets in custody · $158,071 to $10.2MNov 17, 2025 to Mar 31, 2026
- Employees · 125 to 105Nov 17, 2025 to Mar 31, 2026
- State-registered IARs · 6 to 3Nov 17, 2025 to Mar 31, 2026
- Private funds · 127 to 120Nov 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.9B to $1.6BNov 17, 2025 to Mar 31, 2026
- HNW RAUM · $1.6M to $1.4MNov 17, 2025 to Mar 31, 2026
- Individual RAUM · $158,071 to $10.2MNov 17, 2025 to Mar 31, 2026
- Pension RAUM · $31,536 to $26,967Nov 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $1.5BNov 17, 2025 to Mar 31, 2026
- RAUM · $1.9B to $1.6BNov 17, 2025 to Mar 31, 2026
- Business name · YIELDSTREET to WILLOW WEALTHJul 22, 2025 to Nov 17, 2025
- Financial planning clients · 0 to 0Jul 22, 2025 to Nov 17, 2025
- Legal name · YIELDSTREET MANAGEMENT, LLC to WILLOW ASSET MANAGEMENT LLCJul 22, 2025 to Nov 17, 2025
- Other offices · 2 to 1Jul 22, 2025 to Nov 17, 2025
- Accounts · 204 to 209Nov 6, 2024 to Mar 31, 2025
- Advisory employees · 106 to 26Nov 6, 2024 to Mar 31, 2025
- BD registered reps · 0 to 7Nov 6, 2024 to Mar 31, 2025
- Charity clients · unset to 1.0Nov 6, 2024 to Mar 31, 2025
- HNW clients · unset to 11.0Nov 6, 2024 to Mar 31, 2025
- Individual clients · unset to 4.0Nov 6, 2024 to Mar 31, 2025
- Pension plan clients · unset to 2.0Nov 6, 2024 to Mar 31, 2025
- Pooled vehicle clients · 157 to 190Nov 6, 2024 to Mar 31, 2025
- Assets in custody · $1.5B to $158,071Nov 6, 2024 to Mar 31, 2025
- Employees · 143 to 125Nov 6, 2024 to Mar 31, 2025
- State-registered IARs · 10 to 6Nov 6, 2024 to Mar 31, 2025
- Private funds · 96 to 127Nov 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.9BNov 6, 2024 to Mar 31, 2025
- HNW RAUM · unset to 1581287.0Nov 6, 2024 to Mar 31, 2025
- Individual RAUM · unset to 158071.0Nov 6, 2024 to Mar 31, 2025
- Pension RAUM · unset to 31536.0Nov 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.7BNov 6, 2024 to Mar 31, 2025
- RAUM · $1.2B to $1.9BNov 6, 2024 to Mar 31, 2025
- Related adviser · true to falseNov 6, 2024 to Mar 31, 2025
- Accounts · 184 to 204Jan 30, 2024 to Mar 29, 2024
- Advisory employees · 38 to 106Jan 30, 2024 to Mar 29, 2024
- Pooled vehicle clients · 183 to 157Jan 30, 2024 to Mar 29, 2024
Signals
9 dated events
- David Beck Raphael left Willow Wealth for Klingenstein Fields Advisors (registered 2026-03-30)Oct 16, 2025 · Advisor changed firm · fact
- Willow Wealth reported RAUM $1.9B, up 53% from $1.2B (2024-11-06 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Willow Wealth reported 10 state-registered advisory representatives, up from 0 (2024-01-30 to 2024-03-29)Mar 29, 2024 · Advisor headcount change · derived
- (Nmn) Milind Mehere (Chief Executive Officer) no longer on Schedule A of Willow Wealth (listed 2023-05-10, absent 2023-08-02)Aug 2, 2023 · Control person left · inference
- Willow Wealth reported RAUM $1.2B, up 68% from $713.0M (2022-11-18 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Willow Wealth reported RAUM $700.7M, up 31% from $536.3M (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Willow Wealth reported RAUM $536.3M, up 55% from $345.1M (2019-11-27 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Willow Wealth reported RAUM $263.3M, up 338% from $60.0M (2017-09-29 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- Yieldstreet filed its initial SEC registration (Form ADV)Mar 28, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Willow Wealth · Independent Sponsorsshared crd · capital_provider
- Yieldstreet · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/YIELDSTREET-INC.reportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/willow-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CADRE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 844-943-5378reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $545Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Willow Wealth is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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