DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••••• P•••••••• L•••
Gross asset value
$28.4M
as of Jan 3, 2023; not a fund size
Peak GAV
$38.5M
highest filing
Owners
7
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
83%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
17%
Reported
24 filings
Mar 29, 2016 to Jan 3, 2023
Reporting history
one row per Form ADV filing
Gross asset value$28.4M as of Jan 3, 2023
Mar 29, 2016$34.9M then
Owners7 as of Jan 3, 2023
Mar 29, 20167 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Minnesota, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- FAMILY LPreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Community Banks Of ColoradoGrand Junction, Colorado
- Central Bank & TrustColorado Springs, Colorado · related person of the adviser
- RBC Capital Markets, LLCSt. Cloud, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 83%reportedadviser and related persons