DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Corundum Group, Inc.
Latest filing Jul 15, 2026
First filing on the tape Mar 22, 2012 · 48 filings
SEC status approved since Sep 10, 1992
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
34%
$578M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$282M
derived; firm RAUM over IAPD count
Employees
12
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$1.7B as of Jul 15, 2026
Mar 22, 2012$552M then
HNW client RAUM$563M as of Jul 15, 2026
Mar 27, 2018$131M then
State-registered IARs (5.B.3)6 as of Jul 15, 2026
Mar 22, 20120 then
Employees (5.A)12 as of Jul 15, 2026
Mar 25, 20136 then
Private funds16 as of Jul 15, 2026
Mar 22, 201212 then
RAUM +9.9% over the last fiscal year+9.3% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $282MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.4MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.5B, 104 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B59%
- High-net-worth individuals$563M33%
- Charitable organizations$85.0M5.0%
- Corporations and businesses$31.5M1.9%
- Individuals$14.6M0.9%
- Individual clients
- 48reported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- 10reported
- Accounts
- 495reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 104 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.34 fund_share=0.59 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Melissa Marie Starr | Colorado Springs, Co | Apr 25, 2022 | 11 y | 1 |
| Justin Andre Leveille | Colorado Springs, Co | Jul 28, 2022 | 25 y | 0 |
| Courtney Heffernan Mimmo | Colorado Springs, Co | Aug 9, 2022 | 10 y | 0 |
| Braiden Thomas Miller | Colorado Springs, Co | Dec 10, 2025 | 13 y | 0 |
| Jill Marjorie Johnson | Denver, Co | Jan 20, 2026 | 15 y | 0 |
| Ronald Steven Johnson | Colorado Springs, Co | Jul 17, 2026 | 34 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Amanda Marie Phillips-Desaverio to Wealthspire AdvisorsJul 12, 2023 · RIA to RIA
- Eric Lyle Chapman to Cm20 Wealth ManagementApr 28, 2021 · RIA to a state-registered adviser
- Patrick Ryan Rudy to Cascade Investment Group, Inc.Jul 1, 2010 · Other
Joined, latest
- Melissa Marie Starr from Accelerated Wealth Advisors LLCApr 25, 2022 · RIA to RIA
- Eric Lyle Chapman from Bok Financial Private Wealth, Inc.May 29, 2020 · RIA to RIA
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Corundum Managed Equity Fund Qp, LLC | Other Private Fund | $500M | 90 | Mar 27, 2018 |
| Corundum Income Fund Qp, LLC | Other Private Fund | $94.9M | 95 | Mar 27, 2018 |
| Corundum Large Cap Value Fund, LLCno longer reported | Other Private Fund | $74.5M | 75 | Mar 22, 2012 |
| Corundum Large Cap Growth Fund, LLCno longer reported | Other Private Fund | $70.7M | 75 | Mar 22, 2012 |
| Cjv Assets, LPno longer reported | Other Private Fund | $69.6M | 9 | Mar 29, 2016 |
| Corundum Alternative Income Fund, LLC | Private Equity Fund | $55.4M | 70 | Mar 25, 2019 |
| Corundum Managed Equity Fund Ai, LLC | Other Private Fund | $53.3M | 50 | Mar 27, 2018 |
| Corundum Private Debt Fund, LLC | Other Private Fund | $50.3M | 69 | Mar 23, 2021 |
| Corundum Income Fund 1, LLCno longer reported | Other Private Fund | $39.7M | 70 | Mar 22, 2012 |
| Corundum Small/Mid Cap Value Fund, LLCno longer reported | Other Private Fund | $36.3M | 74 | Mar 22, 2012 |
| Corundum Small/Mid Cap Growth Fund, LLCno longer reported | Other Private Fund | $34.3M | 74 | Mar 22, 2012 |
| Tartan Partners, Lllpno longer reported | Other Private Fund | $28.4M | 7 | Mar 29, 2016 |
| Corundum International Fund, LLCno longer reported | Other Private Fund | $22.5M | 73 | Mar 22, 2012 |
| Corundum Equity Dividend Fund, LLCno longer reported | Other Private Fund | $19.8M | 61 | Mar 22, 2012 |
| Corundum Diversified Apartment Fund IV Qp, LLC | Real Estate Fund | $18.8M | 58 | Mar 27, 2018 |
| Corundum Diversified Apartment Fund Vi, LLC | Real Estate Fund | $17.2M | 70 | Mar 25, 2024 |
| Pikeview Opportunity Fund, LLC | Real Estate Fund | $15.5M | 29 | Mar 24, 2023 |
| Corundum Foundations Fund, LLCno longer reported | Other Private Fund | $13.2M | 41 | Mar 22, 2012 |
| Corundum Diversified Apartment Fund Qp, LLC | Real Estate Fund | $12.4M | 32 | Mar 23, 2017 |
| Corundum Diversified Apartment Fund Ai, LLC | Real Estate Fund | $10.5M | 39 | Mar 23, 2017 |
| Spring Creek Funding, LLC | Real Estate Fund | $9.5M | 83 | Mar 24, 2023 |
| Corundum Kcv, LLC | $9.4M | 51 | Jul 15, 2026 | |
| Classic Debt Fund, LLCno longer reported | Other Private Fund | $9.4M | 16 | Mar 22, 2012 |
| Corundum Accumulation Fund, LLCno longer reported | Other Private Fund | $9.0M | 18 | Mar 22, 2012 |
| Corundum Bw Holdings, LLCno longer reported | Other Private Fund | $8.9M | 29 | Mar 24, 2015 |
| Corundum Special Income Fund, LLCno longer reported | Other Private Fund | $6.6M | 56 | Mar 22, 2012 |
| Corundum Note Participation Fund, LLC | Other Private Fund | $5.6M | 86 | Mar 25, 2013 |
| Corundum Diversified Apartment Fund IV Ai, LLC | Real Estate Fund | $4.7M | 21 | Mar 27, 2018 |
| Corundum Diversified Apartment Fund V, LLC | Real Estate Fund | $4.6M | 65 | Mar 26, 2020 |
| Corundum Income Fund Ai, LLCno longer reported | Other Private Fund | $4.2M | 40 | Mar 27, 2018 |
| Spi, LLCno longer reported | Private Equity Fund | $201,602 | 5 | Mar 29, 2016 |
| Corundum Ventures Limited Partnershipno longer reported | Other Private Fund | $100,892 | 23 | Mar 22, 2012 |
| Notb, Lllpno longer reported | Private Equity Fund | $39,687 | 5 | Mar 29, 2016 |
| Corundum Short-Term Income Fund, LLC | Liquidity Fund | $0 | 42 | Mar 27, 2018 |
| Corundum Longbow, LLCno longer reported | Other Private Fund | $0 | 7 | Mar 24, 2015 |
Owners and control persons
Schedule A and B, latest filing
- E Timothy Coutts · Directorcontrolsince 10/2010 · owns less than 5%
- Robert John Foss · Executive Vice Presidentcontrolsince 07/2023 · owns less than 5%
- Marjorie Jill Johnson · President Officer Corundum Holdings, Inc. Holdings, Inc.controlsince 07/2023 · owns less than 5%
- Steven Ronald Johnson · Foundercontrolsince 05/2017 · owns less than 5%
- Andre Justin Leveille · Vice President Of Operationscontrolsince 05/2017 · owns less than 5%
- Steven Schneider · Chairmancontrolsince 07/2023 · owns less than 5%
- Marie Melissa Starr · Chief Compliance Officer & Chief Operations Officercontrolsince 12/2022 · owns less than 5%
- Steven Ronald Johnson · Foundercontrolsince 04/2006 · owns 25% to 50% of Corundum Holdings, Inc.
Entity owners
- Corundum Holdings, Inc. · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Corundum Partners, Inc.investment adviserpooled vehicle sponsorn
- Corundum Trust Company, Inc.n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Colorado Springs, Co · principal | 6 | 3 | 0 | ||
| Denver, Co | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 15, 2026STARR, MELISSA, MARIE (CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER) left Schedule A between the filings of 2023-03-24 and 2026-07-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 15, 2026COUTTS, TIMOTHY, E (DIRECTOR) left Schedule A between the filings of 2023-03-24 and 2026-07-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 15, 2026FOSS, JOHN, ROBERT (EXECUTIVE VICE PRESIDENT) left Schedule A between the filings of 2023-03-24 and 2026-07-15peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 15, 2026SCHNEIDER, STEVEN (CHAIRMAN) left Schedule A between the filings of 2023-03-24 and 2026-07-15peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 465 to 495Jul 21, 2025 to Mar 17, 2026
- Advisory employees · 10 to 11Jul 21, 2025 to Mar 17, 2026
- Advisory activities · 4 to 5Jul 21, 2025 to Mar 17, 2026
- Corporate clients · unset to 5.0Jul 21, 2025 to Mar 17, 2026
- Individual clients · 42 to 48Jul 21, 2025 to Mar 17, 2026
- Pension plan clients · 5.0 to unsetJul 21, 2025 to Mar 17, 2026
- Pooled vehicle clients · 17 to 18Jul 21, 2025 to Mar 17, 2026
- Assets in custody · $136M to $1.5BJul 21, 2025 to Mar 17, 2026
- Employees · 11 to 12Jul 21, 2025 to Mar 17, 2026
- State-registered IARs · 5 to 6Jul 21, 2025 to Mar 17, 2026
- Private funds · 15 to 16Jul 21, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.5B to $1.7BJul 21, 2025 to Mar 17, 2026
- HNW RAUM · $495M to $563MJul 21, 2025 to Mar 17, 2026
- Individual RAUM · $10.4M to $14.6MJul 21, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $5.9M to $8.2MJul 21, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $945M to $1.0BJul 21, 2025 to Mar 17, 2026
- RAUM · $1.5B to $1.7BJul 21, 2025 to Mar 17, 2026
- Financial planning clients · 101-250 to 101-250Mar 24, 2025 to Jul 21, 2025
- Accounts · 427 to 465Oct 7, 2024 to Mar 24, 2025
- Charity clients · 9 to 10Oct 7, 2024 to Mar 24, 2025
- HNW clients · 70 to 76Oct 7, 2024 to Mar 24, 2025
- Individual clients · 39 to 42Oct 7, 2024 to Mar 24, 2025
- Assets in custody · $128M to $136MOct 7, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.4B to $1.5BOct 7, 2024 to Mar 24, 2025
- HNW RAUM · $436M to $495MOct 7, 2024 to Mar 24, 2025
- Individual RAUM · $8.9M to $10.4MOct 7, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $5.7M to $5.9MOct 7, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $880M to $945MOct 7, 2024 to Mar 24, 2025
- RAUM · $1.4B to $1.5BOct 7, 2024 to Mar 24, 2025
- Accounts · 531 to 427Nov 29, 2023 to Mar 25, 2024
- Advisory employees · 9 to 10Nov 29, 2023 to Mar 25, 2024
- HNW clients · 74 to 70Nov 29, 2023 to Mar 25, 2024
- Individual clients · 78 to 39Nov 29, 2023 to Mar 25, 2024
- Pooled vehicle clients · 13 to 17Nov 29, 2023 to Mar 25, 2024
- Assets in custody · $780M to $128MNov 29, 2023 to Mar 25, 2024
- Employees · 10 to 11Nov 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.3B to $1.4BNov 29, 2023 to Mar 25, 2024
- HNW RAUM · $383M to $436MNov 29, 2023 to Mar 25, 2024
- Individual RAUM · $63.6M to $8.9MNov 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $4.9M to $5.7MNov 29, 2023 to Mar 25, 2024
Signals
7 dated events
- Amanda Marie Phillips-Desaverio left Corundum Group, Inc. for Wealthspire Advisors (registered 2025-01-03)Jul 12, 2023 · Advisor changed firm · fact
- Marie Melissa Starr (Chief Operations And Compliance Officer) appeared on Schedule A of Corundum Group, Inc.Dec 16, 2022 · Control person joined · fact
- Lee Jamie Reed (Senior Vice President) no longer on Schedule A of Corundum Group, Inc. (listed 2022-09-16, absent 2022-12-16)Dec 16, 2022 · Control person left · inference
- Corundum Group, Inc. reported RAUM $1.3B, up 28% from $1.0B (2021-06-29 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
- Lee Jamie Reed (Senior Vice President) appeared on Schedule A of Corundum Group, Inc.Mar 23, 2021 · Control person joined · fact
- Seven Schneider (Director) appeared on Schedule A of Corundum Group, Inc.Mar 25, 2019 · Control person joined · fact
- E Timothy Coutts (Director) appeared on Schedule A of Corundum Group, Inc.Mar 25, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Corundum Group, Inc. · Independent Sponsorsshared crd · capital_provider
- Corundum Group, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- alyssa.lorenz@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bryan.manley@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- john.foss@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kelsey.oltmanns@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kim.long@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kolton.michalski@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- owen.stockton@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- steve.schneider@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- tom.drago@corundumgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 719-228-1080reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/the-corundum-group-coloradoreportedpublic record, Form ADV, Sep 17, 2026
- Website
- corundumgroup.comreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $282Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Corundum Group, Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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