DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
R•• S•••• • M•• C•• A••••• F•••• L•
Gross asset value
$13.5M
as of Mar 29, 2012; not a fund size
Peak GAV
$13.5M
highest filing
Owners
45
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
1 filings
Mar 29, 2012 to Mar 29, 2012
Reporting history
one row per Form ADV filing
Gross asset value: $13.5M
Owners: 45
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 51% of the adviser's clients investedreported
- Form D file number
- 021-130654reportedthe join to the Form D offering
- Type as written
- COMMINGLED INVESTMENT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.San Francisco, California
- JP Morgan Chase N.ANew York, New York
- Wilmington TrustWilmington, Delaware
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons