DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

R•••••••• S••• O••••••••• F•••• L•••

Gross asset value
$5.0M
as of Jul 15, 2024; not a fund size
Peak GAV
$99.4M
highest filing
Owners
69
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
10%
Reported
6 filings
May 18, 2022 to Jul 15, 2024
Reporting history
one row per Form ADV filing
Gross asset value$5.0M as of Jul 15, 2024
May 18, 2022$75.9M then
Owners69 as of Jul 15, 2024
May 18, 202247 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-438059reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Cibc Bank USA
    Chicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
11%reportedadviser and related persons