DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•••••••• C•••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 33 filings
SEC status approved since Jan 24, 2006
RAUM
$5.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$5.1B
derived; firm RAUM over IAPD count
Employees
22
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$5.1B as of Mar 30, 2026
Mar 30, 2012$1.3B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)22 as of Mar 30, 2026
Apr 1, 201312 then
Private funds7 as of Mar 30, 2026
Mar 30, 20122 then
RAUM +18% over the last fiscal year-4.0% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $5.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $214MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 22.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.1B90%
- Corporations and businesses$292M6.3%
- State and municipal entities$179M3.9%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 24reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.81 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• R• V•••••• | Bala Cynwyd, Pa | Nov 7, 2023 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- N••••• R• V•••••• from N••••• I••••••••• M••••••••• B••••••• T••••Nov 7, 2023 · Other
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••••• U•••• S•••• D••••••• M••••• F•••• L••• | Hedge Fund | $1.5B | 578 | Mar 30, 2012 |
| R•••••••• S•••• D••••••• F•••• L••• | Other Private Fund | $628M | 186 | Jan 13, 2016 |
| R•••••••• S••• M••••• F•••• L••• | Hedge Fund | $445M | 269 | Apr 13, 2020 |
| R•••••••• B•• M••••• F•••• L••• | Hedge Fund | $298M | 64 | Feb 24, 2015 |
| R•••••••• M••••••••• M••••• F•••• L••• | Hedge Fund | $289M | 45 | Jul 20, 2023 |
| R•••••••• U•••• S•••• D••••••• S••••• M••••• F•••• L••• | Hedge Fund | $221M | 152 | Jul 27, 2017 |
| R•••••••• T••••••• P••• F•••• L••• | Hedge Fund | $153M | 1 | Mar 28, 2024 |
| R•••••••• B•• I••••• M••••• F•••• L•••no longer reported | Hedge Fund | $36.1M | 8 | Apr 13, 2020 |
| R•••••••• S••• O••••••••• F•••• L••• | Hedge Fund | $5.0M | 69 | May 18, 2022 |
| R•••••••• U•• F••• I•• L•••no longer reported | Other Private Fund | $976,163 | 1 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••• R•••• E••••• · Managing Director/Limited Partnercontrolsince 12/2022 · owns less than 5%
- C••••••• M••••••• A•••• · Chief Financial Officercontrolsince 01/2009 · owns less than 5%
- D••••• P••••• R• · Director Of Investmentscontrolsince 01/2023 · owns less than 5%
- G•••••• M••••••• P••• · Managing Director/Limited Partnercontrolsince 12/2022 · owns less than 5%
- H•••••• C••••••••• L• · Director Of Research/Limited Partnercontrolsince 07/2009 · owns 25% to 50%
- K••••••••• S••••• B•••• · Chief Investment Officer/Limited Partnercontrolsince 08/2002 · owns 25% to 50%
- R••••••• P••••• M••••• · Managing Director/Limited Partnercontrolsince 12/2022 · owns less than 5%
- B•••• W•••••• C••••• · Directorcontrolsince 02/2018 · owns F of K••• I••••••••• M••••••••• L••
- C•••••• J•••••••• A••• · Directorcontrolsince 02/2018 · owns F of K••• I••••••••• M••••••••• L••
- D••••• D••••••• P••••• · Trusteecontrolsince 12/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• S•••• G•••• K•••••••••
- D••••• D••••••• P••••• · Trusteecontrolsince 12/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• E•••• T••• K•••••••••
- D••••• D••••••• P••••• · Trusteecontrolsince 12/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• J•••• M••• K•••••••••
- H•••••• C••••••••• L• · Trusteecontrolsince 02/2012 · owns F of The S••••• B. K••••••••• 2012 Trust F/B/O S•••• G•••• K•••••••••
- H•••••• C••••••••• L• · Trusteecontrolsince 02/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• J•••• M••• K•••••••••
- H•••••• C••••••••• L• · Managing Membercontrolsince 07/2009 · owns 25% to 50% of R•• M••••••••• C••••••• L••
- H•••••• C••••••••• L• · Trusteecontrolsince 02/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• E•••• T••• K•••••••••
- J••••••• R•••••• S•••• · Directorcontrolsince 12/2014 · owns F of K••• I••••••••• M••••••••• L••
- K••••••••• S••••• B•••• · Managing Membercontrolsince 08/2002 · owns 50% to 75% of R•• M••••••••• C••••••• L••
- M••••••••• L•••••• L• · Sole Member And Special Managercontrolsince 02/2012 · owns 75% or more of I••••••• Associates Gp, LLC
- M••••••••• L•••••• L• · Trusteecontrolsince 02/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• S•••• G•••• K•••••••••
- M••••••••• L•••••• L• · Trusteecontrolsince 02/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• J•••• M••• K•••••••••
- M••••••••• L•••••• L• · Trusteecontrolsince 02/2012 · owns F of T•• S••••• B• K••••••••• 2••• T•••• F•••• E•••• T••• K•••••••••
- R•••••••• G•••••• M•••••• · Directorcontrolsince 02/2018 · owns F of K••• I••••••••• M••••••••• L••
- R•••••• C••••••• A•••••• · Directorcontrolsince 12/2014 · owns F of K••• I••••••••• M••••••••• L••
- M••••• J••••••• · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- R•• M••••••••• C••••••• L•• · General Partnerdirect · owns less than 5%
- I••••••• A••••••••• G• L•• · General Partnerindirect · owns F of I••••••• A••••••••• L•
- K••• I••••••••• H•••••••• L•• · Managing Memberindirect · owns 75% or more of K••• I••••••••• U•• L••
- K••• I••••••••• M••••••••• L•• · Managing Memberindirect · owns 75% or more of K••• I••••••••• H•••••••• L••
- W•••• M•••••••• I•••••••• G••••• L••• · Shareholderindirect · owns 75% or more of W• H••••• •••••••• L••• · public reporting company
- W• H••••• •••••••• L••• · Shareholderindirect · owns 75% or more of W• I••••••••• H••••••• L•••
- W• I••••••••• H••••••• L••• · Shareholderindirect · owns 75% or more of W• R••••• L•••
- W• R••••• L••• · Memberindirect · owns 75% or more of K••• I••••••••• M••••••••• L••
- I••••••• A••••••••• L• · Limited Partnerdirect · owns 10% to 25%
- K••• I••••••••• U•• L•• · Limited Partnerdirect · owns 10% to 25%
- T•• S••••• B• K••••••••• 2••• T•••• F•••• E•••• T••• K••••••••• · Limited Partnerindirect · owns 25% to 50% of I••••••• A••••••••• L•
- T•• S••••• B• K••••••••• 2••• T•••• F•••• J•••• M••• K••••••••• · Limited Partnerindirect · owns 25% to 50% of I••••••• A••••••••• L•
- T•• S••••• B• K••••••••• 2••• T•••• F•••• S•••• G•••• K••••••••• · Limited Partnerindirect · owns 25% to 50% of I••••••• A••••••••• L•
Related persons
Schedule D 7.A
- R•••••••• C•••••• I•••••••• I•• L••pooled vehicle sponsorn
- R•••••••• C•••••• I•••••••• I••• L••pooled vehicle sponsorn
- R•••••••• C•••••• I••••••••• L••pooled vehicle sponsorn
- R•••••••• C•••••• S••••• I••••••••• L••pooled vehicle sponsorn
- R•••••••• M••••••••• G•• L••pooled vehicle sponsorn
- R•••••••• S••• G•• L••pooled vehicle sponsorn
- R•••••••• S••• O••••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 23 to 24Nov 14, 2025 to Mar 30, 2026
- Employees · 24 to 22Nov 14, 2025 to Mar 30, 2026
- State-registered IARs · 2 to 1Nov 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.4B to $5.1BNov 14, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.4B to $4.1BNov 14, 2025 to Mar 30, 2026
- RAUM · $4.4B to $5.1BNov 14, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Apr 3, 2025 to Nov 14, 2025
- Accounts · 26 to 23Jan 9, 2025 to Apr 3, 2025
- Advisory employees · 13 to 11Jan 9, 2025 to Apr 3, 2025
- Pooled vehicle clients · 18 to 15Jan 9, 2025 to Apr 3, 2025
- Employees · 25 to 24Jan 9, 2025 to Apr 3, 2025
- Private funds · 8 to 7Jan 9, 2025 to Apr 3, 2025
- Discretionary RAUM · $4.4B to $4.4BJan 9, 2025 to Apr 3, 2025
- Pooled vehicle RAUM · $3.5B to $3.4BJan 9, 2025 to Apr 3, 2025
- RAUM · $4.4B to $4.4BJan 9, 2025 to Apr 3, 2025
- Accounts · 21 to 26Jan 19, 2024 to Mar 28, 2024
- Advisory employees · 12 to 13Jan 19, 2024 to Mar 28, 2024
- Corporate clients · 3 to 4Jan 19, 2024 to Mar 28, 2024
- Pooled vehicle clients · 14 to 18Jan 19, 2024 to Mar 28, 2024
- Employees · 22 to 25Jan 19, 2024 to Mar 28, 2024
- State-registered IARs · 0 to 2Jan 19, 2024 to Mar 28, 2024
- Private funds · 7 to 8Jan 19, 2024 to Mar 28, 2024
- Discretionary RAUM · $5.8B to $4.4BJan 19, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $4.9B to $3.5BJan 19, 2024 to Mar 28, 2024
- RAUM · $5.8B to $4.4BJan 19, 2024 to Mar 28, 2024
- Private funds · 6 to 7Mar 29, 2023 to Jul 20, 2023
- Accounts · 18 to 21May 18, 2022 to Mar 29, 2023
- Advisory employees · 11 to 12May 18, 2022 to Mar 29, 2023
- Corporate clients · 2 to 3May 18, 2022 to Mar 29, 2023
- Pooled vehicle clients · 13 to 14May 18, 2022 to Mar 29, 2023
- Employees · 20 to 22May 18, 2022 to Mar 29, 2023
- Discretionary RAUM · $5.8B to $5.8BMay 18, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $5.4B to $4.9BMay 18, 2022 to Mar 29, 2023
- RAUM · $5.8B to $5.8BMay 18, 2022 to Mar 29, 2023
- Private funds · 5 to 6Mar 30, 2022 to May 18, 2022
- Accounts · 17 to 18Jan 11, 2022 to Mar 30, 2022
- Advisory employees · 8 to 11Jan 11, 2022 to Mar 30, 2022
- Corporate clients · 1 to 2Jan 11, 2022 to Mar 30, 2022
- Employees · 18 to 20Jan 11, 2022 to Mar 30, 2022
- Discretionary RAUM · $4.0B to $5.8BJan 11, 2022 to Mar 30, 2022
Signals
11 dated events
- Ann Loretta Best (General Counsel & Chief Compliance Officer) no longer on Schedule A of R•••••••• C•••••• M••••••••• L••• (listed 2023-07-20, absent 2024-01-19)Jan 19, 2024 · Control person left · inference
- Martin Peter Rudnick (Managing Director/Limited Partner) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Mar 29, 2023 · Control person joined · fact
- E••••• R••• A•••• (Managing Director/Limited Partner) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Mar 29, 2023 · Control person joined · fact
- P••• M•••••• G••••• (Managing Director/Limited Partner) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Mar 29, 2023 · Control person joined · fact
- R Peter Duffy (Director Of Investments) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Mar 29, 2023 · Control person joined · fact
- R•••••••• C•••••• M••••••••• L••• reported RAUM $5.8B, up 46% from $4.0B (2022-01-11 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Adam J••••••• Cramer (Director) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Jan 11, 2022 · Control person joined · fact
- Manning George Rountree (Director) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Jan 11, 2022 · Control person joined · fact
- C••••• W••••• B••• (Director) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Jan 11, 2022 · Control person joined · fact
- Scott Robert Jakacki (Director) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Jan 11, 2022 · Control person joined · fact
- Anthony Charles Ruffel (Director) appeared on Schedule A of R•••••••• C•••••• M••••••••• L•••Jan 11, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/radcliffecapitalmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 610-617-5900reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026