DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••••• F•••••• F••• L••
Gross asset value
$1.3B
as of Mar 26, 2024; not a fund size
Peak GAV
$1.3B
highest filing
Owners
9
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
May 29, 2020 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.3B as of Mar 26, 2024
May 29, 2020$35.0M then
Owners9 as of Mar 26, 2024
May 29, 20201 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-368412reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJ5I7OUK5573
- Barclays Capital Inc.London, United Kingdom · LEI AC28XWWI3WIBK2824319
- Barclays Capital Services LLCLondon, United Kingdom
- Bmo Harris Bank NaChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Bny Mellon Capital Markets, LLCNew York, New York · LEI VJW2DOOHGDT6PR0ZRO63
- Bofa Securities, Inc.New York, New York · LEI 549300HN4UKV1E2R3U73
- Credit Suisse (Brazil) S.A.Sao Paolo, Brazil · LEI 549300XJIYZSQQTM4P24
- Goldman Sachs & Co. LLCNew York, New York
- Hsbc Bank USANew York, New York · LEI 1IE8VN30JCEQV1H4R804
- J.P. Morgan Ccvm SaSao Paulo, Brazil
- J.P. Morgan Chase Bank NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- J.P. Morgan Clearing CorpBrooklyn, New York · LEI 549300BRNI54SX6NX725
- J.P. Morgan Securities LLCChicago, Illinois · LEI ZBUT11V806EZRVTWT807
- J.P. Morgan Securities PlcLondon, United Kingdom · LEI K6Q0W1PS1L1O4IQL9C32
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRD948
- Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
- Societe Generale SaNew York, New York · LEI O2RNE8IBXP4R0TD8PU41
- The Bank Of Nova ScotiaHouston, Texas
- UBS Securities LLCJersey City, New Jersey · LEI T6FIZBDPKLYJKFCRVK44
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons