DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• E•••••••• A•••• P•••••••• A• L•••
Gross asset value
$60.7M
as of Mar 1, 2021; not a fund size
Peak GAV
$63.6M
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Aug 18, 2017 to Mar 1, 2021
Reporting history
one row per Form ADV filing
Gross asset value$60.7M as of Mar 1, 2021
Aug 18, 2017$0 then
Owners4 as of Mar 1, 2021
Aug 18, 20170 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- 021-303021reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Charles Schwab & Co., Inc.Orlando, Florida
- State Street Bank And Trust CompanyBoston, Massachusetts
- Wells Fargo Securities, LLCCharlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 4.0%reportedadviser and related persons