DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••••••• C•••••• I••••••••• G••••• L••
Latest filing Aug 13, 2026
First filing on the tape Mar 27, 2012 · 42 filings
SEC status approved since Jun 10, 2002
RAUM
$51B
reported, Item 5.F
Discretionary
62%
of RAUM
Private clients
12%
$6.2B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$51B
derived; firm RAUM over IAPD count
Employees
190
102 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
50
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$51B as of Aug 13, 2026
Mar 27, 2012$3.9B then
HNW client RAUM$6.2B as of Aug 13, 2026
Mar 28, 2018$3.1B then
State-registered IARs (5.B.3)0 as of Aug 13, 2026
Mar 15, 20131 then
Employees (5.A)190 as of Aug 13, 2026
Mar 15, 201325 then
Private funds50 as of Aug 13, 2026
Mar 27, 201231 then
RAUM +22% over the last fiscal year+19% a year over threeIARs 0 to 0offices 7 to 3
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $51BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 521derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.9MderivedHNW RAUM over HNW clients
- Average account
- $57.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 62%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 190.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Custody
- $8.6B, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$21B42%
- Pooled investment vehicles$20B39%
- High-net-worth individuals$6.2B12%
- Pension and profit-sharing plans$2.3B4.5%
- State and municipal entities$1.1B2.1%
- Investment companies$112M0.2%
- Individual clients
- 0reported
- HNW clients
- 521reported
- Pension plan clients
- 90reported
- Charitable clients
- 147reported
- Accounts
- 886reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.6B for 24 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.12 fund_share=0.39 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• W••••• F•• | Boston, Ma | Aug 11, 2010 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
82 reported on Schedule D 7.B.(1)
All funds of P••••••• C•••••• I••••••••• G••••• L••
Owners and control persons
Schedule A and B, latest filing
- D•••••••• P•••• A••••• · G•••••• Partner, Senior Partnercontrolsince 01/2002 · owns less than 5%
- F••• W••••••• W••••• · G•••••• Partner, Directorcontrolsince 08/2003 · owns less than 5%
- M••••••• S•••• B••••• · G•••••• Partnercontrolsince 01/2002 · owns less than 5%
- C•••••••• G••••••• P••••• · Member Of A Committee That Serves As The Managercontrolsince 03/2••• · owns F of G••• M••• L••
- E••••••• L•••••••• M•••••• E••••••• · Member Of A Committee That Serves As The Managercontrolsince 03/2••• · owns F of G••• M••• L••
- F•••• W••••••• E••••• · Member Of A Committee That Serves As The Managercontrolsince 03/2••• · owns F of G••• M••• L••
- H••••••• D••••• C•••••• · Member Of A Committee That Serves As The Managercontrolsince 03/2••• · owns F of G••• M••• L••
- L••••••• C••••••••• G•••• · Member Of A Committee That Serves As The Managercontrolsince 03/2••• · owns F of G••• M••• L••
- C•••••••• G••••••• P••••• · Directorsince 07/2••• · owns less than 5%
- D••••••••• R••••••• M•••••• · Independent Directorsince 08/2006 · owns less than 5%
- H••••••••• R•••••••• M••••••• · Independent Directorsince 07/2017 · owns less than 5%
- K•••••• N••••• M••• · Chief Compliance Officersince 01/2••• · owns less than 5%
- L••••••••• C••••••• J••• · Global Chief Client Operating Officersince 05/2006 · owns less than 5%
- M••••• S••••• · Independent Directorsince 05/2021 · owns less than 5%
- R•••••••• A••••• R••• · G•••••• Partner, Chief Executive Officer And Directorsince 06/2017 · owns less than 5%
- S•••• T•••••• J••• · Directorsince 01/2010 · owns less than 5%
- T•••••• K••••• E•••••••• · Global Chief Operating Officersince 03/2••• · owns less than 5%
- W••••••••• C•••••••• M•••• · Directorsince 07/2••• · owns less than 5%
Entity owners
- P••••••• C•••••• I••••••••• 2• L•• · Shareholderdirect · owns 75% or more
- G••• G•• L•• · G•••••• Partnerindirect · owns F of G••• M••••••••• H•••••• L•••
- G••• G•• L•• · G•••••• Partnerindirect · owns F of G•••••• A••••••• P•••••••• L•••
- G••• M••• L•• · Member Of G••• G•• L••indirect · owns F of G••• G•• L••
- G•••••• A••••••• ••••• L••• · Shareholderindirect · owns 25% to 50% of P••••••• C•••••• H••••••• L••
- G•••••• A••••••• 1••• L••• · Shareholderindirect · owns 75% or more of G•••••• A••••••• ••••• L•••
- G•••••• A••••••• P•••••••• L••• · Sole Memberindirect · owns F of G•••••• A•••••••• L•••
- G•••••• A•••••••• L••• · G•••••• Partnerindirect · owns F of G•••••• A••••••• 1••• L•••
- P••••••• C•••••• H••••••• L•• · Shareholderindirect · owns 75% or more of P••••••• C•••••• I••••••••• 1• I••
- P••••••• C•••••• I••••••••• 1• I•• · Shareholderindirect · owns 75% or more of P••••••• C•••••• I••••••••• G•••• ••••••••• L••
- P••••••• C•••••• I••••••••• G•••• ••••••••• L•• · Shareholderindirect · owns 75% or more of P••••••• C•••••• I••••••••• 2• L••
- G••• M••••••••• H•••••• L••• · L•••••• Partnerindirect · owns 25% to 50% of G•••••• A••••••• P•••••••• L•••
Related persons
Schedule D 7.A
- P••••••• C•••••• 1• D•••••• C••••• G•• L•••pooled vehicle sponsory
- P••••••• C•••••• A•• G• S•• R•••pooled vehicle sponsory
- P••••••• C•••••• A••• L••••••investment advisery
- P••••••• C•••••• C••••• G• I•• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• V••• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• V•••• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• X• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• X•• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• X••• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• X•••• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• X••• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• X•• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G• X•••• L••pooled vehicle sponsory
- P••••••• C•••••• C••••• G•• L••pooled vehicle sponsory
- P••••••• C•••••• E••••• S••investment advisery
- P••••••• C•••••• G• X••• L••pooled vehicle sponsory
- P••••••• C•••••• G• X•• L••pooled vehicle sponsory
- P••••••• C•••••• G• X•••• L••pooled vehicle sponsory
- P••••••• C•••••• I••••••••• G•••• ••••• P••• L••investment advisery
- P••••••• C•••••• L••investment advisery
- P••••••• C•••••• M••••• C••••••••• G• I• •••••••• L•••pooled vehicle sponsory
- P••••••• C•••••• M••••• C••••••••• G• I• •••••••• L•••pooled vehicle sponsory
- P••••••• C•••••• M••••• C••••••••• G• I•• L••pooled vehicle sponsory
- P••••••• C•••••• M••••• C••••••••• G• I• •••••••• L•••pooled vehicle sponsory
- P••••••• C•••••• M••••• G• I•• L••pooled vehicle sponsory
- P••••••• C•••••• O••••• F••• G•• L••pooled vehicle sponsory
- P••••••• C•••••• O••••• F••••••••• E••••• L••• S••••• G•• L••pooled vehicle sponsory
- P••••••• C•••••• P•••••• F••• I•• G•• L••pooled vehicle sponsory
- P••••••• C•••••• R•• K••• C••••• G• I• L•••pooled vehicle sponsory
- P••••••• C•••••• R•• K••• C••••• G• I••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom59 employees
- New York, NY15 employees
- San Francisco, CA11 employees
- Downtown, Singapore10 employees
- Paris, France5 employees
- Central, Hong Kong2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Apr 28, 2026offices other than the principal office (Item 1.F.5) moved from 7.0 to 3.0 (-57.0%) between the annual amendments of 2025-04-15 and 2026-04-28; the peer median change was 0.0% (49 comparable advisers, 2.0th percentile of changes)peers: other advisers, $20B and over (49) · 2.1% percentile
What changed
consecutive filings, newest first
- Accounts · 840 to 886Apr 15, 2025 to Mar 31, 2026
- Advisory employees · 85 to 102Apr 15, 2025 to Mar 31, 2026
- Advisory activities · 7 to 1Apr 15, 2025 to Mar 31, 2026
- HNW clients · 444 to 521Apr 15, 2025 to Mar 31, 2026
- Pension plan clients · 129 to 90Apr 15, 2025 to Mar 31, 2026
- Pooled vehicle clients · 115 to 123Apr 15, 2025 to Mar 31, 2026
- Assets in custody · $11B to $8.6BApr 15, 2025 to Mar 31, 2026
- Employees · 163 to 190Apr 15, 2025 to Mar 31, 2026
- Other offices · 7 to 3Apr 15, 2025 to Mar 31, 2026
- Private funds · 55 to 50Apr 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $26B to $31BApr 15, 2025 to Mar 31, 2026
- HNW RAUM · $2.1B to $6.2BApr 15, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $15B to $19BApr 15, 2025 to Mar 31, 2026
- Pension RAUM · $2.3B to $2.3BApr 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $17B to $20BApr 15, 2025 to Mar 31, 2026
- RAUM · $41B to $51BApr 15, 2025 to Mar 31, 2026
- RAUM · $35B to $41B2•••-08-27 to Apr 15, 2025
- Accounts · 793 to 8402•••-08-27 to Apr 15, 2025
- Advisory employees · 83 to 852•••-08-27 to Apr 15, 2025
- Advisory activities · 6 to 72•••-08-27 to Apr 15, 2025
- Charity clients · 126 to 1472•••-08-27 to Apr 15, 2025
- HNW clients · 440 to 4442•••-08-27 to Apr 15, 2025
- Pension plan clients · 117 to 1292•••-08-27 to Apr 15, 2025
- Pooled vehicle clients · 107 to 1152•••-08-27 to Apr 15, 2025
- Assets in custody · $7.8B to $11B2•••-08-27 to Apr 15, 2025
- Employees · 154 to 1632•••-08-27 to Apr 15, 2025
- Financial planning clients · unset to 2•••-08-27 to Apr 15, 2025
- Other offices · 6 to 72•••-08-27 to Apr 15, 2025
- Private funds · 57 to 552•••-08-27 to Apr 15, 2025
- Discretionary RAUM · $22B to $26B2•••-08-27 to Apr 15, 2025
- HNW RAUM · $1.9B to $2.1B2•••-08-27 to Apr 15, 2025
- Non-discretionary RAUM · $14B to $15B2•••-08-27 to Apr 15, 2025
- Pension RAUM · $2.2B to $2.3B2•••-08-27 to Apr 15, 2025
- Pooled vehicle RAUM · $16B to $17B2•••-08-27 to Apr 15, 2025
- Accounts · 683 to 7932•••-02-29 to 2•••-03-28
- Advisory employees · 76 to 832•••-02-29 to 2•••-03-28
- Charity clients · 88 to 1262•••-02-29 to 2•••-03-28
- HNW clients · 458 to 4402•••-02-29 to 2•••-03-28
- Pension plan clients · 56 to 1172•••-02-29 to 2•••-03-28
- Pooled vehicle clients · 78 to 1072•••-02-29 to 2•••-03-28
Signals
9 dated events
- Glenn Christopher Lanning (Member Of A Committee That Serves As The Manager) appeared on Schedule A of P••••••• C•••••• I••••••••• G••••• L••2•••-08-27 · Control person joined · fact
- Pierre Gabriel Caillaux (Member Of A Committee That Serves As The Manager) appeared on Schedule A of P••••••• C•••••• I••••••••• G••••• L••2•••-08-27 · Control person joined · fact
- Emiliano Martin Escobari Lifchitz (Member Of A Committee That Serves As The Manager) appeared on Schedule A of P••••••• C•••••• I••••••••• G••••• L••2•••-08-27 · Control person joined · fact
- Edward William Ford (Member Of A Committee That Serves As The Manager) appeared on Schedule A of P••••••• C•••••• I••••••••• G••••• L••2•••-08-27 · Control person joined · fact
- Charles David Hodgson (Member Of A Committee That Serves As The Manager) appeared on Schedule A of P••••••• C•••••• I••••••••• G••••• L••2•••-08-27 · Control person joined · fact
- P••••••• C•••••• I••••••••• G••••• L•• reported RAUM $29.8B, up 33% from $22.4B (2•••-02-28 to 2•••-03-31)2•••-03-31 · RAUM change · derived
- P••••••• C•••••• I••••••••• G••••• L•• reported RAUM $18.1B, up 34% from $13.5B (2019-04-22 to 2•••-03-27)2•••-03-27 · RAUM change · derived
- P••••••• C•••••• I••••••••• G••••• L•• reported RAUM $11.8B, up 28% from $9.2B (2017-08-28 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- P••••••• C•••••• I••••••••• G•••• ••••••••• L••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 6, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- P••••••• C•••••• I••••••••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- P••••••• C•••••• I••••••••• G••••• L•• · Private Equityshared crd · organization
- P••••••• C•••••• I••••••••• G••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- PARTNERS-CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-292-2570reportedpublic record, Form ADV, Aug 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••••••• C•••••• I••••••••• G••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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