DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

A••• C•••••• L•••

Private Equity Fundadvised byH• C•••••• P•••••• E••••• L••asset manager805-2671519708no longer reportedIAPD
Gross asset value
$54.9M
as of Nov 15, 2016; not a fund size
Peak GAV
$162M
highest filing
Owners
36
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
16%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
81%
Reported
10 filings
Mar 19, 2012 to Nov 15, 2016
Reporting history
one row per Form ADV filing
Gross asset value$54.9M as of Nov 15, 2016
Mar 19, 2012$162M then
Owners36 as of Nov 15, 2016
Mar 19, 201236 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Deutsche Bank Securities Inc.
    Baltimore, Maryland
  • Silicon Valley Bank
    Santa Clara, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
16%reportedadviser and related persons