DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
O•• V•••• F•••• L•
Gross asset value
$78.3M
as of Dec 17, 2024; not a fund size
Peak GAV
$610M
highest filing
Owners
46
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
8%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Feb 21, 2014 to Dec 17, 2024
Reporting history
one row per Form ADV filing
Gross asset value$78.3M as of Dec 17, 2024
Feb 21, 2014$0 then
Owners46 as of Dec 17, 2024
Feb 21, 20140 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-221504reportedthe join to the Form D offering
- Type as written
- PRIVATE CREDIT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banco PopularSan Juan, Puerto Rico
- Cantor Fitzgerald & Co.New York, New York
- Computershare Trust Company, N.A.Minneapolis, Minnesota · LEI 2549001YYB62BVMSAO13
- PrinsbankPrinsburg, Minnesota
- US BankMinneapolis, Minnesota
Across DFX
shared identifiers only
- O•• V•••• F••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 8.0%reportedadviser and related persons