DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••••• P•••••••
Legal name O••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 21, 2014 · 23 filings
SEC status approved since Mar 12, 2014
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
35
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
6
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2026
Mar 24, 2015$262M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 24, 20150 then
Employees (5.A)35 as of Mar 31, 2026
Mar 24, 201512 then
Private funds6 as of Mar 31, 2026
Mar 24, 20151 then
RAUM -6.1% over the last fiscal year+7.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $238MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 35.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• R•••• D••••• | Waco, Tx | Jul 24, 2015 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O•• V•••• F••• I•• L• | Other Private Fund | $679M | 86 | Mar 30, 2023 |
| O•• V•••• F••• I••• L• | Other Private Fund | $544M | 61 | Mar 27, 2020 |
| O•• V•••• F••• I•• L• | Other Private Fund | $206M | 69 | Mar 31, 2017 |
| O•• V•••• F••• I•••• L•no longer reported | Other Private Fund | $174M | 37 | Mar 27, 2020 |
| O•• V•••• F••• I••••• L• | Other Private Fund | $102M | 16 | Mar 27, 2020 |
| O•• V•••• F•••• L• | Other Private Fund | $78.3M | 46 | Feb 21, 2014 |
| O•• V•••• F••• I•••• L• | Other Private Fund | $33.6M | 12 | Mar 30, 2023 |
| O•• I••••• H•••••••• L•• F•••• O•• F•••• I••••• I••••• F•••• L• | Other Private Fund | $30.0M | 5 | Mar 29, 2016 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• L••••• C•••••• · Chief Compliance Officer; Chief Operating Officercontrolsince 12/2021 · owns less than 5%
- B••••• Y•••••• M•••• · Chief Human Resources Officercontrolsince 04/2023 · owns less than 5%
- O••••••• E••••• G••••• · Chief Executive Officer And Chief Investment Officercontrolsince 06/2012 · owns less than 5%
- S•••••• J•••• J••••• · Chief Financial Officercontrolsince 12/2024 · owns less than 5%
- B••••••• A•••• J••••• · Trusteecontrolsince 02/2015 · owns F of O•••••• C••••••• 2••• T••••
- O••••••• E••••• G••••• · Managing Membercontrolsince 08/2014 · owns 50% to 75% of O•• M••••••• L••
- S•••••• W•••••• R• · Managing Membercontrolsince 08/2014 · owns 50% to 75% of O•• M••••••• L••
Entity owners
- O••• L• · Managing Memberdirect · owns 75% or more
- O•••••• C••••••• 2••• T•••• · Limited Partnerindirect · owns 25% to 50% of O••• L•
- O•• M••••••• L•• · General Partnerindirect · owns F of O••• L•
Related persons
Schedule D 7.A
- A••••••• D•••••• M••••••••• L••y
- O•• G• I• L••investment adviserbankpooled vehicle sponsory
- O•• G• I•• L••investment adviserbankpooled vehicle sponsory
- O•• G• I••••• L••investment adviserbankpooled vehicle sponsory
- O•• G• I••• L••investment adviserbankpooled vehicle sponsory
- O•• G• I•••• L••investment adviserbankpooled vehicle sponsory
- O•• G• I•• L••investment adviserbankpooled vehicle sponsory
- O•• I••••••••• L••real estaten
Offices
Schedule D 1.F, the 25 largest
- Waco, TX2 employees
What changed
consecutive filings, newest first
- Accounts · 7 to 6Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 13 to 15Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 6Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $1.5B to $1.4BMar 31, 2025 to Mar 31, 2026
- Employees · 30 to 35Mar 31, 2025 to Mar 31, 2026
- Private funds · 7 to 6Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $1.4BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.4BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.4BMar 31, 2025 to Mar 31, 2026
- Assets in custody · $1.7B to $1.5BDec 17, 2024 to Mar 31, 2025
- Employees · 32 to 30Dec 17, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $1.5BDec 17, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $1.5BDec 17, 2024 to Mar 31, 2025
- RAUM · $1.7B to $1.5BDec 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $1.7BMar 27, 2024 to May 10, 2024
- Pooled vehicle RAUM · $1.7B to $1.7BMar 27, 2024 to May 10, 2024
- RAUM · $1.7B to $1.7BMar 27, 2024 to May 10, 2024
- Assets in custody · $1.1B to $1.7BMay 16, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.1B to $1.7BMay 16, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $1.7BMay 16, 2023 to Mar 27, 2024
- RAUM · $1.1B to $1.7BMay 16, 2023 to Mar 27, 2024
- Accounts · 5 to 7Mar 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 7Mar 29, 2022 to Mar 30, 2023
- Assets in custody · $1.3B to $1.1BMar 29, 2022 to Mar 30, 2023
- Employees · 29 to 32Mar 29, 2022 to Mar 30, 2023
- Private funds · 5 to 7Mar 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.3B to $1.1BMar 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.3B to $1.1BMar 29, 2022 to Mar 30, 2023
- RAUM · $1.3B to $1.1BMar 29, 2022 to Mar 30, 2023
- Related adviser · false to trueMar 29, 2022 to Mar 30, 2023
- Related bank · false to trueMar 29, 2022 to Mar 30, 2023
- Advisory employees · 11 to 13Mar 18, 2021 to Mar 29, 2022
- Assets in custody · $1.5B to $1.3BMar 18, 2021 to Mar 29, 2022
- Employees · 24 to 29Mar 18, 2021 to Mar 29, 2022
- Discretionary RAUM · $1.5B to $1.3BMar 18, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $1.5B to $1.3BMar 18, 2021 to Mar 29, 2022
- RAUM · $1.5B to $1.3BMar 18, 2021 to Mar 29, 2022
- Accounts · 6 to 5Jan 4, 2021 to Mar 18, 2021
- Advisory employees · 9 to 11Jan 4, 2021 to Mar 18, 2021
Signals
8 dated events
- Joseph John Sikora (Chief Financial Officer) appeared on Schedule A of O••••••••• P•••••••Dec 17, 2024 · Control person joined · fact
- O••••••••• P••••••• reported RAUM $1.7B, up 46% from $1.1B (2023-05-16 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Ann Kari Emter (Chief Human Resources Officer) no longer on Schedule A of O••••••••• P••••••• (listed 2023-03-30, absent 2023-05-16)May 16, 2023 · Control person left · inference
- Marie Yvette Bowen (Chief Human Resources Officer) appeared on Schedule A of O••••••••• P•••••••May 16, 2023 · Control person joined · fact
- Ann Kari Emter (Chief Human Resources Officer) appeared on Schedule A of O••••••••• P•••••••Mar 30, 2023 · Control person joined · fact
- Charles Leroi Anderson (Corporate Secretary) appeared on Schedule A of O••••••••• P•••••••Mar 29, 2022 · Control person joined · fact
- O••••••••• P••••••• reported RAUM $1.2B, up 96% from $618.6M (2017-03-31 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- O••• L•• filed its initial SEC registration (Form ADV)Feb 21, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O••••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- O••••••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/o'brien-staley-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 612-254-6442reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026