DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••• E•••••••• F•••• L•
Gross asset value
$710M
as of Jun 28, 2024; not a fund size
Peak GAV
$965M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
2%
Reported
26 filings
Aug 28, 2014 to Jun 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$710M as of Jun 28, 2024
Aug 28, 2014$100M then
Owners38 as of Jun 28, 2024
Aug 28, 20141 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 100% of the adviser's clients investedreported
- Form D file number
- 021-220634reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan ChaseBoston, Massachusetts · LEI 7H6GLXDRUGQFU57RNE97
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons