DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Catholic Investment Services, Inc.
Latest filing Jun 29, 2026
First filing on the tape Mar 31, 2015 · 26 filings
SEC status approved since Apr 21, 2015
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$1.5B as of Jun 29, 2026
Mar 4, 2016$209M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Mar 4, 20160 then
Employees (5.A)6 as of Jun 29, 2026
Mar 4, 20162 then
Private funds7 as of Jun 29, 2026
Mar 4, 20161 then
RAUM +20% over the last fiscal year-1.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $190MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B97%
- Charitable organizations$51.7M3.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 7 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Jeremy A Taylor to Federated Securities Corp.Feb 4, 2025 · Other
Joined, latest
- Jeremy A Taylor from Natixis Advisors, LLCJun 2, 2020 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Catholic Endowment Fund, LP | Hedge Fund | $710M | 38 | Aug 28, 2014 |
| Cis Global Equity Fund, LP | Hedge Fund | $144M | 2 | Mar 31, 2021 |
| Cis Catholic Impact Fund II, LP | Hedge Fund | $53.2M | 21 | Mar 31, 2021 |
| Cis Catholic Impact Fund, LP | Hedge Fund | $28.8M | 7 | Mar 31, 2021 |
| Cis Catholic Venture Access Fund LP | Hedge Fund | $11.4M | 5 | Sep 21, 2023 |
| Cis Diversifying Strategies Fund LP | Hedge Fund | $10.7M | 3 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Joseph John Brennan · Trusteecontrolsince 12/2013 · owns less than 5%
- R. Dixon Doll · Trusteecontrolsince 09/2020 · owns less than 5%
- Edward Thomas Lanctot · Chief Executive Officer, President, Treasurer And Trusteecontrolsince 12/2013 · owns less than 5%
- Charles Scott Malpass · Chairman And Trusteecontrolsince 12/2013 · owns less than 5%
- Mary Irene O'Neill · Trusteecontrolsince 08/2023 · owns less than 5%
- Paulita Pike · Trusteecontrolsince 09/2020 · owns less than 5%
- Schott Paul Stevens · Trusteecontrolsince 10/2017 · owns less than 5%
- Louis David Taiclet · Trusteecontrolsince 08/2023 · owns less than 5%
- Paul Andrew Chica · Chief Compliance Officersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.2B to $1.5BJun 30, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.3B to $1.5BJun 30, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.2B to $1.5BJun 30, 2025 to Mar 30, 2026
- RAUM · $1.3B to $1.5BJun 30, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 30, 2025
- Accounts · 6 to 8Jun 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 7Jun 28, 2024 to Mar 31, 2025
- Assets in custody · $958M to $1.2BJun 28, 2024 to Mar 31, 2025
- Private funds · 6 to 7Jun 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $998M to $1.3BJun 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $958M to $1.2BJun 28, 2024 to Mar 31, 2025
- RAUM · $998M to $1.3BJun 28, 2024 to Mar 31, 2025
- Accounts · 7 to 6Jan 11, 2024 to Mar 28, 2024
- Charity clients · 1.0 to unsetJan 11, 2024 to Mar 28, 2024
- Assets in custody · $864M to $958MJan 11, 2024 to Mar 28, 2024
- Discretionary RAUM · $935M to $998MJan 11, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $907M to $958MJan 11, 2024 to Mar 28, 2024
- RAUM · $935M to $998MJan 11, 2024 to Mar 28, 2024
- Accounts · 6 to 7Mar 28, 2023 to Sep 21, 2023
- Pooled vehicle clients · 5 to 6Mar 28, 2023 to Sep 21, 2023
- Private funds · 5 to 6Mar 28, 2023 to Sep 21, 2023
- Discretionary RAUM · $1.6B to $935MMar 28, 2023 to Sep 21, 2023
- Pooled vehicle RAUM · $1.5B to $907MMar 28, 2023 to Sep 21, 2023
- RAUM · $1.6B to $935MMar 28, 2023 to Sep 21, 2023
- Accounts · 45 to 6Sep 7, 2022 to Mar 28, 2023
- Assets in custody · $1.0B to $864MSep 7, 2022 to Mar 28, 2023
- Employees · 5 to 6Sep 7, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.0B to $1.6BSep 7, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.0B to $1.5BSep 7, 2022 to Mar 28, 2023
- RAUM · $1.0B to $1.6BSep 7, 2022 to Mar 28, 2023
- Accounts · 36 to 45Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $797M to $1.0BMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $833M to $1.0BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $797M to $1.0BMar 31, 2021 to Mar 31, 2022
- RAUM · $833M to $1.0BMar 31, 2021 to Mar 31, 2022
- Accounts · 1 to 36Jan 29, 2021 to Mar 31, 2021
- Advisory activities · 1 to 2Jan 29, 2021 to Mar 31, 2021
- Charity clients · unset to 1.0Jan 29, 2021 to Mar 31, 2021
- Pooled vehicle clients · 1 to 5Jan 29, 2021 to Mar 31, 2021
- Assets in custody · unset to 797448203.0Jan 29, 2021 to Mar 31, 2021
Signals
18 dated events
- Catholic Investment Services, Inc. reported RAUM $1.3B, up 27% from $998.2M (2024-06-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Jeremy A Taylor left Catholic Investment Services, Inc. for Federated Securities Corp. (registered 2025-10-24)Feb 4, 2025 · Advisor changed firm · fact
- Ann Joan Payden (Trustee) no longer on Schedule A of Catholic Investment Services, Inc. (listed 2023-09-21, absent 2024-01-11)Jan 11, 2024 · Control person left · inference
- Catholic Investment Services, Inc. reported RAUM $935.3M, down 40% from $1.6B (2023-03-28 to 2023-09-21)Sep 21, 2023 · RAUM change · derived
- Louis David Taiclet (Trustee) appeared on Schedule A of Catholic Investment Services, Inc.Sep 21, 2023 · Control person joined · fact
- Mary Irene O'Neill (Trustee) appeared on Schedule A of Catholic Investment Services, Inc.Sep 21, 2023 · Control person joined · fact
- Catholic Investment Services, Inc. reported RAUM $1.6B, up 50% from $1.0B (2022-09-07 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Catholic Investment Services, Inc. reported RAUM $1.0B, up 26% from $833.1M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Catholic Investment Services, Inc. reported RAUM $833.1M, up 25% from $666.2M (2021-01-29 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Paulita Pike (Trustee) appeared on Schedule A of Catholic Investment Services, Inc.Mar 31, 2021 · Control person joined · fact
- R. Dixon Doll (Trustee) appeared on Schedule A of Catholic Investment Services, Inc.Mar 31, 2021 · Control person joined · fact
- Clifford Peter Jeton (Vice-Chairman) no longer on Schedule A of Catholic Investment Services, Inc. (listed 2020-06-15, absent 2021-01-29)Jan 29, 2021 · Control person left · inference
- Dianne Descoteaux (Chief Compliance Officer) appeared on Schedule A of Catholic Investment Services, Inc.Jan 29, 2021 · Control person joined · fact
- Ingalls Charles Clough (Trustee) no longer on Schedule A of Catholic Investment Services, Inc. (listed 2019-10-18, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Ann Joan Payden (Trustee) appeared on Schedule A of Catholic Investment Services, Inc.Mar 30, 2020 · Control person joined · fact
- Schott Paul Stevens (Trustee) appeared on Schedule A of Catholic Investment Services, Inc.Mar 30, 2020 · Control person joined · fact
- Catholic Investment Services, Inc. reported RAUM $633.8M, up 44% from $440.8M (2017-03-31 to 2018-01-23)Jan 23, 2018 · RAUM change · derived
- Catholic Investment Services, Inc. filed its initial SEC registration (Form ADV)Mar 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Catholic Investment Services, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- CATHOLICINVEST.ORGreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-758-6588reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026