DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Venture Capital Fundadvised byA•••asset manager805-2928546664IAPD
Gross asset value
$161M
as of Apr 16, 2024; not a fund size
Peak GAV
$429M
highest filing
Owners
53
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
2%
of the fund
Owned by funds
46%
fund-of-funds interests
Non-US owners
30%
Reported
24 filings
Mar 31, 2014 to Apr 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$161M as of Apr 16, 2024
Mar 31, 2014$84.2M then
Owners53 as of Apr 16, 2024
Mar 31, 201426 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-198875reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • First-Citizens Bank & Trust Company
    Santa Clara, California · LEI L9VVX1KT5TFTKS0MLF66
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Morgan Stanley
    Purchase, New York
  • Raymond James & Associates, Inc.
    St Petersburg, Florida · LEI U4ONQX15J3RO8XCKE979
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
2.0%reportedadviser and related persons